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CLINTON GROUP INC
> ROK
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2018 | ROCKWELL AUTOMATION, INC | ROK | 0 | -22,164 | 0 | -3,684,322 | |
| 06/30/2018 | ROCKWELL AUTOMATION, INC | ROK | 22,164 | 17,976 | 3,684,322 | 2,954,322 | $166.23 |
| 03/31/2018 | ROCKWELL AUTOMATION, INC | ROK | 4,188 | 4,188 | 730,000 | 730,000 | $174.31 |
| 12/31/2017 | ROCKWELL AUTOMATION, INC | ROK | 0 | -30,994 | 0 | -5,523,000 | |
| 09/30/2017 | ROCKWELL AUTOMATION, INC | ROK | 30,994 | 30,994 | 5,523,000 | 5,523,000 | $178.20 |
| 09/30/2016 | ROCKWELL AUTOMATION, INC | ROK | 0 | -8,293 | 0 | -952,000 | |
| 06/30/2016 | ROCKWELL AUTOMATION, INC | ROK | 8,293 | 8,293 | 952,000 | 952,000 | $114.80 |
| 12/31/2015 | ROCKWELL AUTOMATION, INC | ROK | 0 | -16,995 | 0 | -1,724,000 | |
| 09/30/2015 | ROCKWELL AUTOMATION, INC | ROK | 16,995 | 16,995 | 1,724,000 | 1,724,000 | $101.44 |
| 12/31/2014 | ROCKWELL AUTOMATION, INC | ROK | 0 | -3,049 | 0 | -335,000 | |
| 09/30/2014 | ROCKWELL AUTOMATION, INC | ROK | 3,049 | 3,049 | 335,000 | 335,000 | $109.87 |
| 09/30/2013 | ROCKWELL AUTOMATION, INC | ROK | 0 | -4,735 | 0 | -394,000 | |
| 06/30/2013 | ROCKWELL AUTOMATION, INC | ROK | 4,735 | -2,929 | 394,000 | -268,000 | $83.21 |
| 03/31/2013 | ROCKWELL AUTOMATION, INC | ROK | 7,664 | 7,664 | 662,000 | 662,000 | $86.38 |
| 06/30/2012 | ROCKWELL AUTOMATION, INC | ROK | 0 | -3,864 | 0 | -308,000 | |
| 03/31/2012 | ROCKWELL AUTOMATION, INC | ROK | 3,864 | 3,864 | 308,000 | 308,000 | $79.71 |
| 06/30/2010 | ROCKWELL AUTOMATION, INC | ROK | 0 | -10,283 | 0 | -580,000 | |
| 03/31/2010 | ROCKWELL AUTOMATION, INC | ROK | 10,283 | 10,283 | 580,000 | 580,000 | $56.40 |
| 12/31/2009 | ROCKWELL AUTOMATION, INC | ROK | 0 | -17,906 | 0 | -763,000 | |
| 09/30/2009 | ROCKWELL AUTOMATION, INC | ROK | 17,906 | 17,906 | 763,000 | 763,000 | $42.61 |
| 06/30/2009 | ROCKWELL AUTOMATION, INC | ROK | 0 | -11,400 | 0 | -249,000 | |
| 03/31/2009 | ROCKWELL AUTOMATION, INC | ROK | 11,400 | 1,350 | 249,000 | -126,000 | $21.84 |
| 12/31/2008 | ROCKWELL AUTOMATION, INC | ROK | 0 | -10,050 | 0 | -375,000 | |
| 09/30/2008 | ROCKWELL AUTOMATION, INC | ROK | 10,050 | 2,450 | 375,000 | 43,000 | $37.31 |
| 06/30/2008 | ROCKWELL AUTOMATION, INC | ROK | 7,600 | 3,300 | 332,000 | 85,000 | $43.68 |
| 03/31/2008 | ROCKWELL AUTOMATION, INC | ROK | 4,300 | 4,300 | 247,000 | 247,000 | $57.44 |
| 09/30/2007 | ROCKWELL AUTOMATION, INC | ROK | 0 | -168 | 0 | -10,000 | |
| 06/30/2007 | ROCKWELL AUTOMATION, INC | ROK | 0 | -10,255 | 0 | -614,000 | |
| 03/31/2007 | ROCKWELL AUTOMATION, INC | ROK | 10,255 | 10,087 | 614,000 | 604,000 | $59.87 |
| 12/31/2006 | ROCKWELL AUTOMATION, INC | ROK | 0 | -168 | 0 | -10,000 | |
| 09/30/2006 | ROCKWELL AUTOMATION, INC | ROK | 168 | 168 | 10,000 | 10,000 | $59.52 |
| 06/30/2004 | ROCKWELL AUTOMATION, INC | ROK | 0 | -15,800 | 0 | -548,000 | |
| 03/31/2004 | ROCKWELL AUTOMATION, INC | ROK | 15,800 | 15,800 | 548,000 | 548,000 | $34.68 |
| 06/30/2003 | ROCKWELL AUTOMATION, INC | ROK | 0 | -32,363 | 0 | -670,000 | |
| 03/31/2003 | ROCKWELL AUTOMATION, INC | ROK | 32,363 | 32,363 | 670,000 | 670,000 | $20.70 |
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