-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A3KReKsSUzO25njgVPPJI+FX2s/Gqy33rwnd3xPUtUo/7CTotxyDkcrlADH93f4N nj4nkdyIUPQwvHG+3Yfxuw== 0000950159-09-001974.txt : 20091030 0000950159-09-001974.hdr.sgml : 20091030 20091030102210 ACCESSION NUMBER: 0000950159-09-001974 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091030 DATE AS OF CHANGE: 20091030 EFFECTIVENESS DATE: 20091030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLINTON GROUP INC CENTRAL INDEX KEY: 0001134119 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06121 FILM NUMBER: 091146402 BUSINESS ADDRESS: STREET 1: 32 OLD SLIP 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2128250400 13F-HR 1 clinton13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30,2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Clinton Group, Inc. Address: 9 West 57th Street New York, NY 10019 Form 13F File Number: 28-06121 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Francis Ruchalski Title: CFO Phone: 212-825-0400 Signature, Place, and Date of Signing: /s/ Francis Ruchalski New York, NY 10/30/09 - ---------------------- --------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE OF CUSIP VALUE SHARES SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ 3COM CORP COM 885535104 186 35,577 SH DEFINED 01, 02 35,577 3M CO COM 88579Y101 229 3,100 SH DEFINED 01, 02 3,100 ACCENTURE PLC IRELAND SHS CLASS A ADDED G1151C101 482 12,937 SH DEFINED 01, 02 12,937 ADTRAN INC COM 00738A106 396 16,135 SH DEFINED 01, 02 16,135 AETNA INC NEW COM 00817Y108 1,319 47,400 SH DEFINED 01, 02 47,400 AIR PRODS & CHEMS INC COM 009158106 248 3,193 SH DEFINED 01, 02 3,193 ALLEGHANY CORP DEL COM 017175100 388 1,498 SH DEFINED 01, 02 1,498 ALLEGHENY TECHNOLOGIES INC COM 01741R102 287 8,200 SH DEFINED 01, 02 8,200 ALLIANT TECHSYSTEMS INC COM 018804104 735 9,445 SH DEFINED 01, 02 9,445 ALPHA NATURAL RESOURCES INC COM 02076X102 328 9,349 SH DEFINED 01, 02 9,349 AMERICAN ELEC PWR INC COM 025537101 1,199 38,700 SH DEFINED 01, 02 38,700 AMERICAN EXPRESS CO COM 025816109 227 6,700 SH DEFINED 01, 02 6,700 AMERICREDIT CORP COM 03060R101 856 54,184 SH DEFINED 01, 02 54,184 AMERIGROUP CORP COM 03073T102 541 24,404 SH DEFINED 01, 02 24,404 AMERIPRISE FINL INC COM 03076C106 305 8,400 SH DEFINED 01, 02 8,400 AMERISOURCEBERGEN CORP COM 03073E105 526 23,500 SH DEFINED 01, 02 23,500 AON CORP COM 037389103 265 6,514 SH DEFINED 01, 02 6,514 APPLE INC COM 037833100 269 1,450 SH DEFINED 01, 02 1,450 ARCHER DANIELS MIDLAND CO COM 039483102 701 24,000 SH DEFINED 01, 02 24,000 ARRIS GROUP INC COM 04269Q100 157 12,100 SH DEFINED 01, 02 12,100 ARROW ELECTRS INC COM 042735100 346 12,300 SH DEFINED 01, 02 12,300 AT&T INC COM 00206R102 1,218 45,096 SH DEFINED 01, 02 45,096 ATHENAHEALTH INC COM 04685W103 380 9,913 SH DEFINED 01, 02 9,913 AUTOMATIC DATA PROCESSING IN COM 053015103 200 5,100 SH DEFINED 01, 02 5,100 AUTOZONE INC COM 053332102 1,079 7,379 SH DEFINED 01, 02 7,379 AVNET INC COM 053807103 435 16,758 SH DEFINED 01, 02 16,758 BARD C R INC COM 067383109 558 7,100 SH DEFINED 01, 02 7,100 BAXTER INTL INC COM 071813109 1,231 21,600 SH DEFINED 01, 02 21,600 BB&T CORP COM 054937107 763 28,000 SH DEFINED 01, 02 28,000 BECKMAN COULTER INC COM 075811109 221 3,200 SH DEFINED 01, 02 3,200 BED BATH & BEYOND INC COM 075896100 911 24,266 SH DEFINED 01, 02 24,266 BELO CORP COM SER A 080555105 59 10,870 SH DEFINED 01, 02 10,870 BJS WHOLESALE CLUB INC COM 05548J106 692 19,100 SH DEFINED 01, 02 19,100 BLACKROCK INC COM 09247X101 434 2,000 SH DEFINED 01, 02 2,000 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1,589 111,900 SH DEFINED 01, 02 111,900 BLOCK H & R INC COM 093671105 390 21,200 SH DEFINED 01, 02 21,200 BMC SOFTWARE INC COM 055921100 243 6,485 SH DEFINED 01, 02 6,485 BOARDWALK PIPELINE PARTNERS UT LTD PART 096627104 448 18,031 SH DEFINED 01, 02 18,031 BOEING CO COM 097023105 466 8,604 SH DEFINED 01, 02 8,604 BOSTON SCIENTIFIC CORP COM 101137107 905 85,500 SH DEFINED 01, 02 85,500 BRADY CORP CL A 104674106 506 17,633 SH DEFINED 01, 02 17,633 BRINKER INTL INC COM 109641100 321 20,400 SH DEFINED 01, 02 20,400 BRISTOL MYERS SQUIBB CO COM 110122108 268 11,900 SH DEFINED 01, 02 11,900 BROADCOM CORP CL A 111320107 335 10,926 SH DEFINED 01, 02 10,926 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1,059 52,662 SH DEFINED 01, 02 52,662 BROOKFIELD PPTYS CORP COM 112900105 382 33,900 SH DEFINED 01, 02 33,900 BROWN & BROWN INC COM 115236101 249 13,017 SH DEFINED 01, 02 13,017 BRUKER CORP COM 116794108 110 10,300 SH DEFINED 01, 02 10,300 BUCKEYE PARTNERS L P UNIT LTD PART 118230101 268 5,543 SH DEFINED 01, 02 5,543 BURLINGTON NORTHN SANTA FE C COM 12189T104 1,421 17,800 SH DEFINED 01, 02 17,800 CABLEVISION SYS CORP CL A 12686C109 381 16,060 SH DEFINED 01, 02 16,060 CABOT OIL & GAS CORP COM 127097103 415 11,612 SH DEFINED 01, 02 11,612 CALPINE CORP COM NEW 131347304 262 22,709 SH DEFINED 01, 02 22,709 CAMPBELL SOUP CO COM 134429109 359 11,008 SH DEFINED 01, 02 11,008 CARDINAL HEALTH INC COM 14149Y108 453 16,900 SH DEFINED 01, 02 16,900 CARNIVAL CORP PAIRED CTF 143658300 509 15,300 SH DEFINED 01, 02 15,300 CARROLS RESTAURANT GROUP INC COM 14574X104 690 91,238 SH DEFINED 01, 02 91,238 CATERPILLAR INC DEL COM 149123101 1,401 27,300 SH DEFINED 01, 02 27,300 CELANESE CORP DEL COM SER A 150870103 435 17,400 SH DEFINED 01, 02 17,400 CENTERPOINT ENERGY INC COM 15189T107 185 14,860 SH DEFINED 01, 02 14,860 CENTURYTEL INC COM 156700106 598 17,800 SH DEFINED 01, 02 17,800 CHESAPEAKE ENERGY CORP COM 165167107 204 7,200 SH DEFINED 01, 02 7,200 CHEVRON CORP NEW COM 166764100 824 11,700 SH DEFINED 01, 02 11,700 CHICOS FAS INC COM 168615102 229 17,584 SH DEFINED 01, 02 17,584 CHIMERA INVT CORP COM 16934Q109 752 196,904 SH DEFINED 01, 02 196,904 CHURCH & DWIGHT INC COM 171340102 340 6,000 SH DEFINED 01, 02 6,000 CIGNA CORP COM 125509109 2,045 72,800 SH DEFINED 01, 02 72,800 CIMAREX ENERGY CO COM 171798101 256 5,900 SH DEFINED 01, 02 5,900 CINEMARK HOLDINGS INC COM 17243V102 111 10,749 SH DEFINED 01, 02 10,749 CINTAS CORP COM 172908105 629 20,747 SH DEFINED 01, 02 20,747 CITIGROUP INC COM 172967101 726 150,000 SH DEFINED 01, 02 150,000 CLEAN HARBORS INC COM 184496107 360 6,400 SH DEFINED 01, 02 6,400 CLOROX CO DEL COM 189054109 329 5,600 SH DEFINED 01, 02 5,600 COCA COLA ENTERPRISES INC COM 191219104 253 11,800 SH DEFINED 01, 02 11,800 COLGATE PALMOLIVE CO COM 194162103 784 10,278 SH DEFINED 01, 02 10,278 COMCAST CORP NEW CL A 20030N101 590 34,973 SH DEFINED 01, 02 34,973 COMMERCIAL METALS CO COM 201723103 421 23,500 SH DEFINED 01, 02 23,500 COMMSCOPE INC COM 203372107 248 8,301 SH DEFINED 01, 02 8,301 COMMUNITY HEALTH SYS INC NEW COM 203668108 417 13,065 SH DEFINED 01, 02 13,065 COMPUWARE CORP COM 205638109 108 14,800 SH DEFINED 01, 02 14,800 CONAGRA FOODS INC COM 205887102 282 12,997 SH DEFINED 01, 02 12,997 CONOCOPHILLIPS COM 20825C104 2,976 65,900 SH DEFINED 01, 02 65,900 CONSTELLATION BRANDS INC CL A 21036P108 783 51,651 SH DEFINED 01, 02 51,651 CONTINENTAL RESOURCES INC COM 212015101 1,001 25,557 SH DEFINED 01, 02 25,557 CONVERGYS CORP COM 212485106 521 52,400 SH DEFINED 01, 02 52,400 CON-WAY INC COM 205944101 201 5,242 SH DEFINED 01, 02 5,242 COPART INC COM 217204106 226 6,800 SH DEFINED 01, 02 6,800 CORNING INC COM 219350105 161 10,500 SH DEFINED 01, 02 10,500 COSTCO WHSL CORP NEW COM 22160K105 1,004 17,800 SH DEFINED 01, 02 17,800 COVANTA HLDG CORP COM 22282E102 318 18,729 SH DEFINED 01, 02 18,729 COVENTRY HEALTH CARE INC COM 222862104 889 44,517 SH DEFINED 01, 02 44,517 COVIDIEN PLC SHS G2554F105 204 4,716 SH DEFINED 01, 02 4,716 CSX CORP COM 126408103 963 23,000 SH DEFINED 01, 02 23,000 CTC MEDIA INC COM 12642X106 430 27,348 SH DEFINED 01, 02 27,348 CUMMINS INC COM 231021106 291 6,500 SH DEFINED 01, 02 6,500 CVS CAREMARK CORPORATION COM 126650100 820 22,937 SH DEFINED 01, 02 22,937 DANAHER CORP DEL COM 235851102 236 3,500 SH DEFINED 01, 02 3,500 DEERE & CO COM 244199105 403 9,381 SH DEFINED 01, 02 9,381 DELL INC COM 24702R101 743 48,700 SH DEFINED 01, 02 48,700 DENBURY RES INC COM NEW 247916208 232 15,327 SH DEFINED 01, 02 15,327 DEVON ENERGY CORP NEW COM 25179M103 1,887 28,028 SH DEFINED 01, 02 28,028 DILLARDS INC CL A 254067101 13,777 977,058 SH DEFINED 01, 02 977,058 DISNEY WALT CO COM DISNEY 254687106 1,502 54,700 SH DEFINED 01, 02 54,700 DONALDSON INC COM 257651109 793 22,900 SH DEFINED 01, 02 22,900 DRESSER-RAND GROUP INC COM 261608103 290 9,341 SH DEFINED 01, 02 9,341 DST SYS INC DEL COM 233326107 532 11,870 SH DEFINED 01, 02 11,870 DU PONT E I DE NEMOURS & CO COM 263534109 990 30,810 SH DEFINED 01, 02 30,810 EAGLE BULK SHIPPING INC COM Y2187A101 58 11,300 SH DEFINED 01, 02 11,300 EATON CORP COM 278058102 871 15,400 SH DEFINED 01, 02 15,400 EATON VANCE CORP COM NON VTG 278265103 1,001 35,775 SH DEFINED 01, 02 35,775 EBAY INC COM 278642103 281 11,900 SH DEFINED 01, 02 11,900 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 463 10,265 SH DEFINED 01, 02 10,265 ENCANA CORP COM 292505104 260 4,518 SH DEFINED 01, 02 4,518 ENERGEN CORP COM 29265N108 874 20,282 SH DEFINED 01, 02 20,282 ENTERPRISE PRODS PARTNERS L COM 293792107 984 34,739 SH DEFINED 01, 02 34,739 EQUITY ONE COM 294752100 279 17,830 SH DEFINED 01, 02 17,830 EV3 INC COM 26928A200 130 10,600 SH DEFINED 01, 02 10,600 EXXON MOBIL CORP COM 30231G102 419 6,100 SH DEFINED 01, 02 6,100 FACTSET RESH SYS INC COM 303075105 558 8,431 SH DEFINED 01, 02 8,431 FAMILY DLR STORES INC COM 307000109 219 8,300 SH DEFINED 01, 02 8,300 FEDERAL REALTY INVT TR SH BEN INT 313747206 258 4,200 SH DEFINED 01, 02 4,200 FIDELITY NATIONAL FINANCIAL CL A 31620R105 269 17,827 SH DEFINED 01, 02 17,827 FIRST COM 319829107 59 10,473 SH DEFINED 01, 02 10,473 FIRST NIAGARA FINL GP INC COM 33582V108 2,154 174,726 SH DEFINED 01, 02 174,726 FIRSTENERGY CORP COM 337932107 942 20,600 SH DEFINED 01, 02 20,600 FISERV INC COM 337738108 729 15,127 SH DEFINED 01, 02 15,127 FLEXTRONICS INTL LTD ORD Y2573F102 108 14,500 SH DEFINED 01, 02 14,500 FLUOR CORP NEW COM 343412102 925 18,200 SH DEFINED 01, 02 18,200 FORD MTR CO DEL COM PAR 345370860 105 14,500 SH DEFINED 01, 02 14,500 FORTRESS INVESTMENT GROUP LL CL A 34958B106 520 100,014 SH DEFINED 01, 02 100,014 FORTUNE BRANDS INC COM 349631101 284 6,600 SH DEFINED 01, 02 6,600 FREEPORT-MCMORAN COPPER & GO COM 35671D857 741 10,800 SH DEFINED 01, 02 10,800 FRONTIER COMMUNICATIONS CORP COM 35906A108 232 30,760 SH DEFINED 01, 02 30,760 GANNETT INC COM 364730101 236 18,900 SH DEFINED 01, 02 18,900 GAP INC DEL COM 364760108 1,155 53,954 SH DEFINED 01, 02 53,954 GENERAL DYNAMICS CORP COM 369550108 898 13,900 SH DEFINED 01, 02 13,900 GENERAL MLS INC COM 370334104 1,241 19,279 SH DEFINED 01, 02 19,279 GENUINE PARTS CO COM 372460105 575 15,096 SH DEFINED 01, 02 15,096 GENWORTH FINL INC COM CL A 37247D106 463 38,708 SH DEFINED 01, 02 38,708 GLOBAL INDS LTD COM 379336100 116 12,200 SH DEFINED 01, 02 12,200 GOLDCORP INC NEW COM 380956409 269 6,653 SH DEFINED 01, 02 6,653 GOLDMAN SACHS GROUP INC COM 38141G104 19,062 103,400 SH DEFINED 01, 02 103,400 GOODRICH CORP COM 382388106 1,663 30,600 SH DEFINED 01, 02 30,600 GOOGLE INC CL A 38259P508 545 1,100 SH DEFINED 01, 02 1,100 GRACO INC COM 384109104 234 8,411 SH DEFINED 01, 02 8,411 GRAINGER W W INC COM 384802104 1,492 16,701 SH DEFINED 01, 02 16,701 GREAT PLAINS ENERGY INC COM 391164100 232 12,904 SH DEFINED 01, 02 12,904 GRIFFON CORP COM 398433102 4,988 495,367 SH DEFINED 01, 02 495,367 HARLEY DAVIDSON INC COM 412822108 607 26,411 SH DEFINED 01, 02 26,411 HASBRO INC COM 418056107 216 7,800 SH DEFINED 01, 02 7,800 HEALTH CARE REIT INC COM 42217K106 1,099 26,400 SH DEFINED 01, 02 26,400 HEALTH NET INC COM 42222G108 589 38,267 SH DEFINED 01, 02 38,267 HEARTLAND EXPRESS INC COM 422347104 337 23,380 SH DEFINED 01, 02 23,380 HERSHEY CO COM 427866108 253 6,500 SH DEFINED 01, 02 6,500 HERTZ GLOBAL HOLDINGS INC COM 42805T105 1,668 154,000 SH DEFINED 01, 02 154,000 HESS CORP COM 42809H107 749 14,005 SH DEFINED 01, 02 14,005 HEWLETT PACKARD CO COM 428236103 227 4,800 SH DEFINED 01, 02 4,800 HOME DEPOT INC COM 437076102 922 34,600 SH DEFINED 01, 02 34,600 HONEYWELL INTL INC COM 438516106 2,416 65,033 SH DEFINED 01, 02 65,033 HOSPIRA INC COM 441060100 339 7,600 SH DEFINED 01, 02 7,600 HRPT PPTYS TR PFD CONV D 40426W507 485 26,200 SH DEFINED 01, 02 26,200 HUNTINGTON BANCSHARES INC COM 446150104 67 14,200 SH DEFINED 01, 02 14,200 HUNTSMAN CORP COM 447011107 106 11,600 SH DEFINED 01, 02 11,600 ILLINOIS TOOL WKS INC COM 452308109 844 19,751 SH DEFINED 01, 02 19,751 INGERSOLL-RAND PLC SHS ADDED G47791101 331 10,800 SH DEFINED 01, 02 10,800 INTEGRATED DEVICE TECHNOLOGY COM 458118106 69 10,136 SH DEFINED 01, 02 10,136 INTEL CORP COM 458140100 1,296 66,200 SH DEFINED 01, 02 66,200 INTERNATIONAL BUSINESS MACHS COM 459200101 538 4,500 SH DEFINED 01, 02 4,500 INTERSIL CORP CL A 46069S109 309 20,200 SH DEFINED 01, 02 20,200 INTUIT COM 461202103 447 15,700 SH DEFINED 01, 02 15,700 IRON MTN INC COM 462846106 711 26,673 SH DEFINED 01, 02 26,673 ITC HLDGS CORP COM 465685105 351 7,732 SH DEFINED 01, 02 7,732 JABIL CIRCUIT INC COM 466313103 202 15,089 SH DEFINED 01, 02 15,089 JANUS CAP GROUP INC COM 47102X105 648 45,672 SH DEFINED 01, 02 45,672 JARDEN CORP COM 471109108 225 8,012 SH DEFINED 01, 02 8,012 JETBLUE AIRWAYS CORP COM 477143101 547 91,436 SH DEFINED 01, 02 91,436 JOHNSON & JOHNSON COM 478160104 609 10,000 SH DEFINED 01, 02 10,000 JPMORGAN CHASE & CO COM 46625H100 583 13,301 SH DEFINED 01, 02 13,301 JUNIPER NETWORKS INC COM 48203R104 300 11,100 SH DEFINED 01, 02 11,100 KENNAMETAL INC COM 489170100 538 21,846 SH DEFINED 01, 02 21,846 KIMBERLY CLARK CORP COM 494368103 1,687 28,600 SH DEFINED 01, 02 28,600 KIMCO REALTY CORP COM 49446R109 503 38,544 SH DEFINED 01, 02 38,544 KINDER MORGAN ENERGY PARTNER UT LTD PART 494550106 432 8,000 SH DEFINED 01, 02 8,000 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 429 9,069 SH DEFINED 01, 02 9,069 KNIGHT TRANSN INC COM 499064103 479 28,528 SH DEFINED 01, 02 28,528 KROGER CO COM 501044101 246 11,900 SH DEFINED 01, 02 11,900 LAS VEGAS SANDS CORP COM 517834107 622 36,936 SH DEFINED 01, 02 36,936 LAWSON SOFTWARE INC NEW COM 52078P102 76 12,100 SH DEFINED 01, 02 12,100 LAZARD LTD SHS A G54050102 253 6,123 SH DEFINED 01, 02 6,123 LEGGETT & PLATT INC COM 524660107 261 13,467 SH DEFINED 01, 02 13,467 LIFE TECHNOLOGIES CORP COM 53217V109 802 17,221 SH DEFINED 01, 02 17,221 LILLY ELI & CO COM 532457108 1,938 58,685 SH DEFINED 01, 02 58,685 LINCARE HLDGS INC COM 532791100 360 11,521 SH DEFINED 01, 02 11,521 LOCKHEED MARTIN CORP COM 539830109 219 2,800 SH DEFINED 01, 02 2,800 LOWES COS INC COM 548661107 595 28,400 SH DEFINED 01, 02 28,400 MACK CALI RLTY CORP COM 554489104 439 13,577 SH DEFINED 01, 02 13,577 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 359 9,556 SH DEFINED 01, 02 9,556 MARATHON OIL CORP COM 565849106 1,132 35,500 SH DEFINED 01, 02 35,500 MARRIOTT INTL INC NEW CL A 571903202 433 15,700 SH DEFINED 01, 02 15,700 MARTIN MARIETTA MATLS INC COM 573284106 547 5,945 SH DEFINED 01, 02 5,945 MASIMO CORP COM 574795100 309 11,793 SH DEFINED 01, 02 11,793 MASSEY ENERGY CORP COM 576206106 533 19,100 SH DEFINED 01, 02 19,100 MASTERCARD INC CL A 57636Q104 263 1,300 SH DEFINED 01, 02 1,300 MAXIM INTEGRATED PRODS INC COM 57772K101 386 21,267 SH DEFINED 01, 02 21,267 MCCORMICK & CO INC COM NON VTG 579780206 1,062 31,300 SH DEFINED 01, 02 31,300 MCDONALDS CORP COM 580135101 519 9,100 SH DEFINED 01, 02 9,100 MCGRAW HILL COS INC COM 580645109 465 18,500 SH DEFINED 01, 02 18,500 MDU RES GROUP INC COM 552690109 864 41,434 SH DEFINED 01, 02 41,434 MEDTRONIC INC COM 585055106 201 5,453 SH DEFINED 01, 02 5,453 MERCK & CO INC COM 589331107 411 13,000 SH DEFINED 01, 02 13,000 METLIFE INC COM 59156R108 1,559 40,948 SH DEFINED 01, 02 40,948 METROPCS COMMUNICATIONS INC COM 591708102 134 14,311 SH DEFINED 01, 02 14,311 MICROCHIP TECHNOLOGY INC COM 595017104 201 7,582 SH DEFINED 01, 02 7,582 MOHAWK INDS INC COM 608190104 235 4,925 SH DEFINED 01, 02 4,925 MOLEX INC COM 608554101 885 42,395 SH DEFINED 01, 02 42,395 MONMOUTH REAL ESTATE INVT CO CL A 609720107 323 46,430 SH DEFINED 01, 02 46,430 MONSTER WORLDWIDE INC COM 611742107 180 10,319 SH DEFINED 01, 02 10,319 MOODYS CORP COM 615369105 870 42,500 SH DEFINED 01, 02 42,500 MORGAN STANLEY COM NEW 617446448 9,264 300,000 SH DEFINED 01, 02 300,000 MSCI INC CL A 55354G100 352 11,892 SH DEFINED 01, 02 11,892 MURPHY OIL CORP COM 626717102 1,123 19,504 SH DEFINED 01, 02 19,504 NATIONAL SEMICONDUCTOR CORP COM 637640103 1,017 71,300 SH DEFINED 01, 02 71,300 NAUTILUS INC COM 63910B102 311 182,879 SH DEFINED 01, 02 182,879 NAVISTAR INTL CORP NEW COM 63934E108 645 17,241 SH DEFINED 01, 02 17,241 NCR CORP NEW COM 62886E108 198 14,361 SH DEFINED 01, 02 14,361 NEUSTAR INC CL A 64126X201 620 27,435 SH DEFINED 01, 02 27,435 NEWALLIANCE BANCSHARES INC COM 650203102 1,138 106,345 SH DEFINED 01, 02 106,345 NEWFIELD EXPL CO COM 651290108 758 17,800 SH DEFINED 01, 02 17,800 NEWMONT MINING CORP COM 651639106 251 5,692 SH DEFINED 01, 02 5,692 NIKE INC CL B 654106103 2,737 42,300 SH DEFINED 01, 02 42,300 NOBLE ENERGY INC COM 655044105 937 14,200 SH DEFINED 01, 02 14,200 NORDIC AMERICAN TANKER SHIPP COM G65773106 316 10,682 SH DEFINED 01, 02 10,682 NORDSTROM INC COM 655664100 290 9,510 SH DEFINED 01, 02 9,510 NORFOLK SOUTHERN CORP COM 655844108 474 11,000 SH DEFINED 01, 02 11,000 NOVELL INC COM 670006105 694 153,923 SH DEFINED 01, 02 153,923 NSTAR COM 67019E107 220 6,900 SH DEFINED 01, 02 6,900 NUSTAR ENERGY LP UNIT COM 67058H102 612 11,806 SH DEFINED 01, 02 11,806 O REILLY AUTOMOTIVE INC COM 686091109 481 13,300 SH DEFINED 01, 02 13,300 OLD DOMINION FGHT LINES INC COM 679580100 649 21,318 SH DEFINED 01, 02 21,318 OMEGA HEALTHCARE INVS INC COM 681936100 954 59,578 SH DEFINED 01, 02 59,578 OMNICARE INC COM 681904108 221 9,800 SH DEFINED 01, 02 9,800 OMNICOM GROUP INC COM 681919106 731 19,800 SH DEFINED 01, 02 19,800 ORACLE CORP COM 68389X105 1,576 75,600 SH DEFINED 01, 02 75,600 PALL CORP COM 696429307 200 6,206 SH DEFINED 01, 02 6,206 PAN AMERICAN SILVER CORP COM 697900108 267 11,700 SH DEFINED 01, 02 11,700 PARKER HANNIFIN CORP COM 701094104 804 15,500 SH DEFINED 01, 02 15,500 PAYCHEX INC COM 704326107 468 16,100 SH DEFINED 01, 02 16,100 PENSKE AUTOMOTIVE GRP INC COM 70959W103 543 28,302 SH DEFINED 01, 02 28,302 PENTAIR INC COM 709631105 323 10,928 SH DEFINED 01, 02 10,928 PEOPLES UNITED FINANCIAL INC COM 712704105 199 12,802 SH DEFINED 01, 02 12,802 PEP BOYS MANNY MOE & JACK COM 713278109 573 58,700 SH DEFINED 01, 02 58,700 PEPSICO INC COM 713448108 1,085 18,500 SH DEFINED 01, 02 18,500 PFIZER INC COM 717081103 454 27,437 SH DEFINED 01, 02 27,437 PG&E CORP COM 69331C108 879 21,700 SH DEFINED 01, 02 21,700 PHILIP MORRIS INTL INC COM 718172109 1,194 24,500 SH DEFINED 01, 02 24,500 PHILLIPS VAN HEUSEN CORP COM 718592108 665 15,544 SH DEFINED 01, 02 15,544 PIEDMONT NAT GAS INC COM 720186105 460 19,203 SH DEFINED 01, 02 19,203 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 248 11,800 SH DEFINED 01, 02 11,800 PITNEY BOWES INC COM 724479100 435 17,503 SH DEFINED 01, 02 17,503 PLAINS ALL AMERN PIPELINE L UNIT LTD PART 726503105 1,298 28,037 SH DEFINED 01, 02 28,037 POLO RALPH LAUREN CORP CL A 731572103 513 6,700 SH DEFINED 01, 02 6,700 PORTLAND GEN ELEC CO COM NEW 736508847 203 10,302 SH DEFINED 01, 02 10,302 PPG INDS INC COM 693506107 1,346 23,115 SH DEFINED 01, 02 23,115 PRAXAIR INC COM 74005P104 384 4,700 SH DEFINED 01, 02 4,700 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 545 19,900 SH DEFINED 01, 02 19,900 PROASSURANCE CORP COM 74267C106 240 4,593 SH DEFINED 01, 02 4,593 PSYCHIATRIC SOLUTIONS INC COM 74439H108 248 9,281 SH DEFINED 01, 02 9,281 PUBLIC SVC ENTERPRISE GROUP COM 744573106 343 10,900 SH DEFINED 01, 02 10,900 QUALCOMM INC COM 747525103 247 5,500 SH DEFINED 01, 02 5,500 QUANTA SVCS INC COM 74762E102 494 22,303 SH DEFINED 01, 02 22,303 QUEST SOFTWARE INC COM 74834T103 463 27,500 SH DEFINED 01, 02 27,500 RACKSPACE HOSTING INC COM 750086100 171 10,031 SH DEFINED 01, 02 10,031 RANGE RES CORP COM 75281A109 606 12,279 SH DEFINED 01, 02 12,279 RAYONIER INC COM 754907103 217 5,300 SH DEFINED 01, 02 5,300 RAYTHEON CO COM NEW 755111507 403 8,400 SH DEFINED 01, 02 8,400 REALTY INCOME CORP COM 756109104 354 13,790 SH DEFINED 01, 02 13,790 RED HAT INC COM 756577102 597 21,600 SH DEFINED 01, 02 21,600 REGAL ENTMT GROUP CL A 758766109 438 35,592 SH DEFINED 01, 02 35,592 REGENCY CTRS CORP COM 758849103 277 7,482 SH DEFINED 01, 02 7,482 RELIANCE STEEL & ALUMINUM CO COM 759509102 596 14,000 SH DEFINED 01, 02 14,000 RF MICRODEVICES INC COM 749941100 150 27,700 SH DEFINED 01, 02 27,700 ROBERT HALF INTL INC COM 770323103 1,103 44,100 SH DEFINED 01, 02 44,100 ROCKWELL AUTOMATION INC COM 773903109 763 17,906 SH DEFINED 01, 02 17,906 ROCKWELL COLLINS INC COM 774341101 676 13,301 SH DEFINED 01, 02 13,301 ROCKWOOD HLDGS INC COM 774415103 867 42,146 SH DEFINED 01, 02 42,146 SAIC INC COM 78390X101 1,433 81,676 SH DEFINED 01, 02 81,676 SANDERS MORRIS HARRIS GROUP COM 80000Q104 177 30,000 SH DEFINED 01, 02 30,000 SANDISK CORP COM 80004C101 601 27,700 SH DEFINED 01, 02 27,700 SANDRIDGE ENERGY INC COM 80007P307 1,315 101,438 SH DEFINED 01, 02 101,438 SCHLUMBERGER LTD COM 806857108 936 15,700 SH DEFINED 01, 02 15,700 SCRIPPS NETWORKS INTERACT IN CL A 811065101 355 9,600 SH DEFINED 01, 02 9,600 SEACOR HOLDINGS INC COM 811904101 405 4,959 SH DEFINED 01, 02 4,959 SELECT COMFORT CORP COM 81616X103 12,043 2,535,334 SH DEFINED 01, 02 ,535,334 SERVICE CORP INTL COM 817565104 391 55,768 SH DEFINED 01, 02 55,768 SIGMA ALDRICH CORP COM 826552101 318 5,900 SH DEFINED 01, 02 5,900 SIMON PPTY GROUP INC NEW COM 828806109 347 5,000 SH DEFINED 01, 02 5,000 SLM CORP COM 78442P106 205 23,518 SH DEFINED 01, 02 23,518 SNAP ON INC COM 833034101 365 10,500 SH DEFINED 01, 02 10,500 SOLUTIA INC COM NEW 834376501 283 24,400 SH DEFINED 01, 02 24,400 SONIC AUTOMOTIVE INC CL A 83545G102 248 23,600 SH DEFINED 01, 02 23,600 SONOCO PRODS CO COM 835495102 240 8,722 SH DEFINED 01, 02 8,722 SOUTHERN CO COM 842587107 231 7,282 SH DEFINED 01, 02 7,282 SPECTRA ENERGY CORP COM 847560109 243 12,840 SH DEFINED 01, 02 12,840 STEC INC COM 784774101 218 7,434 SH DEFINED 01, 02 7,434 STONE ENERGY CORP COM 861642106 199 12,200 SH DEFINED 01, 02 12,200 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 304 5,133 SH DEFINED 01, 02 5,133 SYSCO CORP COM 871829107 713 28,700 SH DEFINED 01, 02 28,700 TARGET CORP COM 87612E106 781 16,732 SH DEFINED 01, 02 16,732 TCF FINL CORP COM 872275102 533 40,900 SH DEFINED 01, 02 40,900 TECHNE CORP COM 878377100 207 3,301 SH DEFINED 01, 02 3,301 TENET HEALTHCARE CORP COM 88033G100 123 20,900 SH DEFINED 01, 02 20,900 TFS FINL CORP COM 87240R107 260 21,888 SH DEFINED 01, 02 21,888 THERAGENICS CORP COM 883375107 75 47,000 SH DEFINED 01, 02 47,000 THERMO FISHER SCIENTIFIC INC COM 883556102 1,922 44,005 SH DEFINED 01, 02 44,005 THOR INDS INC COM 885160101 319 10,300 SH DEFINED 01, 02 10,300 TIBCO SOFTWARE INC COM 88632Q103 392 41,300 SH DEFINED 01, 02 41,300 TIME WARNER INC COM NEW 887317303 671 23,315 SH DEFINED 01, 02 23,315 TITANIUM METALS CORP COM NEW 888339207 341 35,600 SH DEFINED 01, 02 35,600 TJX COS INC NEW COM 872540109 572 15,400 SH DEFINED 01, 02 15,400 TYCO ELECTRONICS LTD SWITZER SHS ADDED H8912P106 735 33,000 SH DEFINED 01, 02 33,000 UGI CORP NEW COM 902681105 342 13,649 SH DEFINED 01, 02 13,649 ULTRA PETROLEUM CORP COM 903914109 633 12,921 SH DEFINED 01, 02 12,921 UNION PAC CORP COM 907818108 1,185 20,300 SH DEFINED 01, 02 20,300 UNISYS CORP COM 909214108 28 10,600 SH DEFINED 01, 02 10,600 UNITED PARCEL SERVICE INC CL B 911312106 822 14,549 SH DEFINED 01, 02 14,549 UNITED TECHNOLOGIES CORP COM 913017109 816 13,392 SH DEFINED 01, 02 13,392 UNITEDHEALTH GROUP INC COM 91324P102 388 15,500 SH DEFINED 01, 02 15,500 UNIVERSAL HLTH SVCS INC CL B 913903100 291 4,702 SH DEFINED 01, 02 4,702 UNUM GROUP COM 91529Y106 390 18,200 SH DEFINED 01, 02 18,200 US BANCORP DEL COM NEW 902973304 1,194 54,600 SH DEFINED 01, 02 54,600 VALERO ENERGY CORP NEW COM 91913Y100 276 14,250 SH DEFINED 01, 02 14,250 VISA INC COM CL A 92826C839 2,460 35,600 SH DEFINED 01, 02 35,600 VORNADO RLTY TR SH BEN INT 929042109 657 10,200 SH DEFINED 01, 02 10,200 WABTEC CORP COM 929740108 261 6,957 SH DEFINED 01, 02 6,957 WAL MART STORES INC COM 931142103 1,414 28,800 SH DEFINED 01, 02 28,800 WALGREEN CO COM 931422109 1,942 51,835 SH DEFINED 01, 02 51,835 WARNACO GROUP INC COM NEW 934390402 454 10,349 SH DEFINED 01, 02 10,349 WASHINGTON POST CO CL B 939640108 234 500 SH DEFINED 01, 02 500 WEATHERFORD INTERNATIONAL LT REG H27013103 572 27,600 SH DEFINED 01, 02 27,600 WEIGHT WATCHERS INTL INC NEW COM 948626106 918 33,446 SH DEFINED 01, 02 33,446 WELLPOINT INC COM 94973V107 1,059 22,361 SH DEFINED 01, 02 22,361 WELLS FARGO & CO NEW COM 949746101 312 11,068 SH DEFINED 01, 02 11,068 WENDYS ARBYS GROUP INC COM 950587105 631 133,300 SH DEFINED 01, 02 133,300 WESTERN UN CO COM 959802109 405 21,400 SH DEFINED 01, 02 21,400 WILLIAMS COS INC DEL COM 969457100 610 34,123 SH DEFINED 01, 02 34,123 WISCONSIN ENERGY CORP COM 976657106 533 11,800 SH DEFINED 01, 02 11,800 WYNDHAM WORLDWIDE CORP COM 98310W108 441 27,041 SH DEFINED 01, 02 27,041 XCEL ENERGY INC COM 98389B100 228 11,874 SH DEFINED 01, 02 11,874 XEROX CORP COM 984121103 963 124,400 SH DEFINED 01, 02 124,400 XTO ENERGY INC COM 98385X106 1,376 33,300 SH DEFINED 01, 02 33,300 ZIMMER HLDGS INC COM 98956P102 1,396 26,114 SH DEFINED 01, 02 26,114 351 262,270
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 351 Form 13F Information Table Value Total: $262,270 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 28- 10034 CGI Holdings, Inc. 02 28- 10033 Clinton Group Equity, Co. -----END PRIVACY-ENHANCED MESSAGE-----