-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SYm/lTW4CP0buDN4lfLMxdbJlWKB1SI12ww+u2bBP/j2/ydCzhImUVN5ZpeWfpQi LkvNMBvqQpP1sv0hsF8Ruw== 0000950159-10-000697.txt : 20100802 0000950159-10-000697.hdr.sgml : 20100802 20100802092953 ACCESSION NUMBER: 0000950159-10-000697 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100802 DATE AS OF CHANGE: 20100802 EFFECTIVENESS DATE: 20100802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLINTON GROUP INC CENTRAL INDEX KEY: 0001134119 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06121 FILM NUMBER: 10982952 BUSINESS ADDRESS: STREET 1: 32 OLD SLIP 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2128250400 13F-HR 1 clinton13fhr.txt CLINTON GROUP, INC. FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Clinton Group, Inc. Address: 9 West 57th Street New York, NY 10019 Form 13F File Number: 28-06121 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Francis Ruchalski Title: CFO Phone: 212-825-0400 Signature, Place, and Date of Signing: /s/ Francis Ruchalski New York, NY 8/2/2010 - --------------------- ------------ --------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE OF CUSIP VALUE SHARES SH/PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS (x$1000) PRN AMT PRNCALL DSCRETN MANAGERS SOLE SHARED NONE - -------------- ------- -------- ------- -------- -------- ----- ---- ----- ------ ---- ACUITY BRANDS INC COM 00508Y102 236 6,500 SH DEFINED 01,02 6,500 ADOBE SYS INC COM 00724F101 1,332 50,400 SH DEFINED 01,02 50,400 AES CORP COM 00130H105 134 14,500 SH DEFINED 01,02 14,500 AETNA INC NEW COM 00817Y108 770 29,200 SH DEFINED 01,02 29,200 AGILENT TECHNOLOGIES INC COM 00846U101 455 16,000 SH DEFINED 01,02 16,000 AIR PRODS & CHEMS INC COM 009158106 253 3,900 SH DEFINED 01,02 3,900 AK STL HLDG CORP COM 001547108 359 30,100 SH DEFINED 01,02 30,100 ALCOA INC COM 013817101 363 36,112 SH DEFINED 01,02 36,112 ALLIANCE DATA SYSTEMS CORP COM 018581108 345 5,800 SH DEFINED 01,02 5,800 ALLIANT TECHSYSTEMS INC COM 018804104 559 9,000 SH DEFINED 01,02 9,000 AMAZON COM 023135106 219 2,000 SH DEFINED 01,02 2,000 AMERICAN OIL & GAS INC NEW COM 028723104 312 49,652 SH DEFINED 01,02 49,652 AMERICREDIT CORP COM 03060R101 281 15,434 SH DEFINED 01,02 15,434 AMERIGROUP CORP COM 03073T102 260 8,000 SH DEFINED 01,02 8,000 AMGEN INC COM 031162100 537 10,200 SH DEFINED 01,02 10,200 APACHE CORP COM 037411105 370 4,400 SH DEFINED 01,02 4,400 APOLLO GROUP INC CL A 037604105 381 8,966 SH DEFINED 01,02 8,966 APPLE INC COM 037833100 327 1,300 SH DEFINED 01,02 1,300 APPLIED MATLS INC COM 038222105 180 15,000 SH DEFINED 01,02 15,000 ARENA RESOURCES INC COM 040049108 319 10,000 SH DEFINED 01,02 10,000 ARROW ELECTRS INC COM 042735100 358 16,000 SH DEFINED 01,02 16,000 AT&T INC COM 00206R102 762 31,500 SH DEFINED 01,02 31,500 ATLAS ENERGY INC COM 049298102 355 13,100 SH DEFINED 01,02 13,100 AUTODESK INC COM 052769106 244 10,000 SH DEFINED 01,02 10,000 AUTOMATIC DATA PROCESSING IN COM 053015103 624 15,500 SH DEFINED 01,02 15,500 BANK OF AMERICA CORPORATION COM 060505104 336 23,400 SH DEFINED 01,02 23,400 BB&T CORP COM 054937107 634 24,100 SH DEFINED 01,02 24,100 BECTON DICKINSON & CO COM 075887109 230 3,401 SH DEFINED 01,02 3,401 BED BATH & BEYOND INC COM 075896100 851 22,959 SH DEFINED 01,02 22,959 BERRY PETE CO CL A 085789105 844 32,812 SH DEFINED 01,02 32,812 BEST BUY INC COM 086516101 400 11,800 SH DEFINED 01,02 11,800 BIO RAD LABS INC CL A 090572207 243 2,812 SH DEFINED 01,02 2,812 BLACKSTONE GROUP L P COM 09253U108 617 64,506 SH DEFINED 01,02 64,506 BLOCK H & R INC COM 093671105 613 39,100 SH DEFINED 01,02 39,100 BRE PROPERTIES INC CL A 05564E106 439 11,900 SH DEFINED 01,02 11,900 BRIGHAM EXPLORATION CO COM 109178103 7,476 486,100 SH DEFINED 01,02 486,100 BRINKER INTL INC COM 109641100 584 40,375 SH DEFINED 01,02 40,375 CABOT OIL & GAS CORP COM 127097103 204 6,500 SH DEFINED 01,02 6,500 CADENCE DESIGN SYSTEM INC COM 127387108 83 14,272 SH DEFINED 01,02 14,272 CAPITOL FED FINL COM 14057C106 291 8,781 SH DEFINED 01,02 8,781 CAREER EDUCATION CORP COM 141665109 235 10,200 SH DEFINED 01,02 10,200 CAREFUSION CORP COM 14170T101 234 10,300 SH DEFINED 01,02 10,300 CARNIVAL CORP PAIRED CTF 143658300 544 18,000 SH DEFINED 01,02 18,000 CARROLS RESTAURANT GROUP INC COM 14574X104 96 21,000 SH DEFINED 01,02 21,000 CARTER INC COM 146229109 543 20,700 SH DEFINED 01,02 20,700 CATALYST HEALTH SOLUTIONS IN COM 14888B103 276 7,989 SH DEFINED 01,02 7,989 CELESTICA INC SUB VTG SHS 15101Q108 82 10,212 SH DEFINED 01,02 10,212 CELGENE CORP COM 151020104 269 5,300 SH DEFINED 01,02 5,300 CEPHALON INC COM 156708109 265 4,675 SH DEFINED 01,02 4,675 CHESAPEAKE ENERGY CORP COM 165167107 337 16,100 SH DEFINED 01,02 16,100 CHEVRON CORP NEW COM 166764100 848 12,500 SH DEFINED 01,02 12,500 CHURCH & DWIGHT INC COM 171340102 408 6,500 SH DEFINED 01,02 6,500 CIGNA CORP COM 125509109 485 15,600 SH DEFINED 01,02 15,600 CINEMARK HOLDINGS INC COM 17243V102 247 18,797 SH DEFINED 01,02 18,797 CISCO SYS INC COM 17275R102 831 39,000 SH DEFINED 01,02 39,000 CITIGROUP INC COM 172967101 1,598 425,000 SH DEFINED 01,02 425,000 CITY NATL CORP COM 178566105 220 4,299 SH DEFINED 01,02 4,299 CLARCOR INC COM 179895107 238 6,698 SH DEFINED 01,02 6,698 CME GROUP INC COM 12572Q105 253 900 SH DEFINED 01,02 900 COACH INC COM 189754104 234 6,400 SH DEFINED 01,02 6,400 COINSTAR INC COM 19259P300 223 5,200 SH DEFINED 01,02 5,200 COMPASS MINERALS INTL INC COM 20451N101 302 4,300 SH DEFINED 01,02 4,300 CONOCOPHILLIPS COM 20825C104 1,090 22,200 SH DEFINED 01,02 22,200 CORNING INC COM 219350105 192 11,900 SH DEFINED 01,02 11,900 COVENTRY HEALTH CARE INC COM 222862104 255 14,445 SH DEFINED 01,02 14,445 CURTISS WRIGHT CORP COM 231561101 346 11,900 SH DEFINED 01,02 11,900 CYPRESS SEMICONDUCTOR CORP COM 232806109 126 12,500 SH DEFINED 01,02 12,500 DANAHER CORP DEL COM 235851102 223 6,000 SH DEFINED 01,02 6,000 DEAN FOODS CO NEW COM 242370104 167 16,600 SH DEFINED 01,02 16,600 DENTSPLY INTL INC NEW COM 249030107 266 8,900 SH DEFINED 01,02 8,900 DEVRY INC DEL COM 251893103 215 4,090 SH DEFINED 01,02 4,090 DIODES INC COM 254543101 162 10,218 SH DEFINED 01,02 10,218 DISH NETWORK CORP CL A 25470M109 280 15,400 SH DEFINED 01,02 15,400 DISNEY WALT CO COM 254687106 1,206 38,300 SH DEFINED 01,02 38,300 DOMINION RES INC VA NEW COM 25746U109 604 15,600 SH DEFINED 01,02 15,600 DPL INC COM 233293109 410 17,140 SH DEFINED 01,02 17,140 DRESSER-RAND GROUP INC COM 261608103 522 16,560 SH DEFINED 01,02 16,560 DUN & BRADSTREET CORP DEL NE COM 26483E100 1,020 15,200 SH DEFINED 01,02 15,200 EASTMAN CHEM CO COM 277432100 448 8,400 SH DEFINED 01,02 8,400 ELECTRONIC ARTS INC COM 285512109 350 24,307 SH DEFINED 01,02 24,307 EMERGENCY MEDICAL SVCS CORP CL A 29100P102 402 8,200 SH DEFINED 01,02 8,200 ENERGEN CORP COM 29265N108 257 5,800 SH DEFINED 01,02 5,800 ENTEGRIS INC COM 29362U104 42 10,644 SH DEFINED 01,02 10,644 EQT CORP COM 26884L109 257 7,100 SH DEFINED 01,02 7,100 EQUIFAX INC COM 294429105 533 19,000 SH DEFINED 01,02 19,000 EQUITY ONE COM 294752100 190 12,148 SH DEFINED 01,02 12,148 EXCO RESOURCES INC COM 269279402 248 17,000 SH DEFINED 01,02 17,000 EXELON CORP COM 30161N101 300 7,900 SH DEFINED 01,02 7,900 EXPEDITORS INTL WASH INC COM 302130109 246 7,126 SH DEFINED 01,02 7,126 EXPRESS SCRIPTS INC COM 302182100 418 8,900 SH DEFINED 01,02 8,900 EXXON MOBIL CORP COM 30231G102 1,147 20,100 SH DEFINED 01,02 20,100 FEDERAL MOGUL CORP COM 313549404 216 16,626 SH DEFINED 01,02 16,626 FEDEX CORP COM 31428X106 617 8,800 SH DEFINED 01,02 8,800 FLEXTRONICS INTL LTD ORD Y2573F102 133 23,800 SH DEFINED 01,02 23,800 FORD MTR CO DEL COM PAR $0.01 345370860 732 72,600 SH DEFINED 01,02 72,600 FORTRESS INVESTMENT GROUP LL CL A 34958B106 473 164,962 SH DEFINED 01,02 164,962 FORTUNE BRANDS INC COM 349631101 549 14,000 SH DEFINED 01,02 14,000 FRONTIER COMMUNICATIONS CORP COM 35906A108 669 94,043 SH DEFINED 01,02 94,043 GAP INC DEL COM 364760108 457 23,500 SH DEFINED 01,02 23,500 GENERAL DYNAMICS CORP COM 369550108 1,281 21,871 SH DEFINED 01,02 21,871 GENERAL ELECTRIC CO COM 369604103 311 21,600 SH DEFINED 01,02 21,600 GENWORTH FINL INC COM CL A 37247D106 889 68,000 SH DEFINED 01,02 68,000 GENZYME CORP COM 372917104 279 5,500 SH DEFINED 01,02 5,500 GFI GROUP INC COM 361652209 558 100,000 SH DEFINED 01,02 100,000 GILEAD SCIENCES INC COM 375558103 239 6,964 SH DEFINED 01,02 6,964 GLEACHER & CO INC COM 377341102 50 19,587 SH DEFINED 01,02 19,587 GLOBAL INDS LTD COM 379336100 59 13,200 SH DEFINED 01,02 13,200 GOLDMAN SACHS GROUP INC COM 38141G104 5,251 40,000 SH DEFINED 01,02 40,000 GOODYEAR TIRE & RUBR CO COM 382550101 203 20,400 SH DEFINED 01,02 20,400 GOOGLE INC CL A 38259P508 534 1,200 SH DEFINED 01,02 1,200 GULFPORT ENERGY CORP COM NEW 402635304 608 51,304 SH DEFINED 01,02 51,304 HARRIS CORP DEL COM 413875105 441 10,600 SH DEFINED 01,02 10,600 HEALTH NET INC COM 42222G108 214 8,800 SH DEFINED 01,02 8,800 HELMERICH & PAYNE INC COM 423452101 263 7,200 SH DEFINED 01,02 7,200 HERTZ GLOBAL HOLDINGS INC COM 42805T105 281 29,732 SH DEFINED 01,02 29,732 HESS CORP COM 42809H107 1,097 21,800 SH DEFINED 01,02 21,800 HOT TOPIC INC COM 441339108 3,617 712,000 SH DEFINED 01,02 712,000 HUDSON CITY BANCORP COM 443683107 133 10,875 SH DEFINED 01,02 10,875 ILLINOIS TOOL WKS INC COM 452308109 219 5,300 SH DEFINED 01,02 5,300 INFORMATICA CORP COM 45666Q102 423 17,700 SH DEFINED 01,02 17,700 INGRAM MICRO INC CL A 457153104 565 37,207 SH DEFINED 01,02 37,207 INTERPUBLIC GROUP COS INC COM 460690100 228 32,000 SH DEFINED 01,02 32,000 INTERSIL CORP CL A 46069S109 249 20,600 SH DEFINED 01,02 20,600 IRON MTN INC COM 462846106 330 14,700 SH DEFINED 01,02 14,700 ITT EDUCATIONAL SERVICES INC COM 45068B109 306 3,680 SH DEFINED 01,02 3,680 JETBLUE AIRWAYS CORP COM 477143101 92 16,700 SH DEFINED 01,02 16,700 JMP GROUP INC COM 46629U107 158 25,500 SH DEFINED 01,02 25,500 JONES APPAREL GROUP INC COM 480074103 268 16,900 SH DEFINED 01,02 16,900 JPMORGAN CHASE & CO COM 46625H100 1,281 35,000 SH DEFINED 01,02 35,000 KBR INC COM 48242W106 218 10,700 SH DEFINED 01,02 10,700 KELLOGG CO COM 487836108 201 4,000 SH DEFINED 01,02 4,000 KING PHARMACEUTICALS INC COM 495582108 88 11,623 SH DEFINED 01,02 11,623 KODIAK OIL & GAS CORP COM 50015Q100 223 70,000 SH DEFINED 01,02 70,000 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1,233 17,400 SH DEFINED 01,02 17,400 LAZARD LTD SHS A G54050102 288 10,800 SH DEFINED 01,02 10,800 LENDER PROCESSING SVCS INC COM 52602E102 294 9,392 SH DEFINED 01,02 9,392 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 236 22,500 SH DEFINED 01,02 22,500 LOCKHEED MARTIN CORP COM 539830109 589 7,900 SH DEFINED 01,02 7,900 MACYS INC COM 55616P104 234 13,100 SH DEFINED 01,02 13,100 MAIDEN HOLDINGS LTD SHS G5753U112 74 11,264 SH DEFINED 01,02 11,264 MANITOWOC INC COM 563571108 156 17,100 SH DEFINED 01,02 17,100 MARATHON OIL CORP COM 565849106 230 7,400 SH DEFINED 01,02 7,400 MARTIN MARIETTA MATLS INC COM 573284106 221 2,600 SH DEFINED 01,02 2,600 MASCO CORP COM 574599106 198 18,400 SH DEFINED 01,02 18,400 MCCORMICK & CO INC COM NON VTG 579780206 1,106 29,138 SH DEFINED 01,02 29,138 MCCORMICK & SCHMICKS SEAFD R COM 579793100 252 33,804 SH DEFINED 01,02 33,804 MEDCO HEALTH SOLUTIONS INC COM 58405U102 330 6,000 SH DEFINED 01,02 6,000 MEDTRONIC INC COM 585055106 337 9,300 SH DEFINED 01,02 9,300 MICROSOFT CORP COM 594918104 637 27,700 SH DEFINED 01,02 27,700 MONMOUTH REAL ESTATE INVT CO CL A 609720107 2,201 297,851 SH DEFINED 01,02 297,851 MONSANTO CO NEW COM 61166W101 453 9,800 SH DEFINED 01,02 9,800 MOTOROLA INC COM 620076109 90 13,800 SH DEFINED 01,02 13,800 MULTIMEDIA GAMES INC COM 625453105 180 40,000 SH DEFINED 01,02 40,000 MYRIAD GENETICS INC COM 62855J104 535 35,800 SH DEFINED 01,02 35,800 NABORS INDUSTRIES LTD SHS G6359F103 181 10,300 SH DEFINED 01,02 10,300 NATIONAL OILWELL VARCO INC COM 637071101 222 6,700 SH DEFINED 01,02 6,700 NEWS CORP CL A 65248E104 294 24,600 SH DEFINED 01,02 24,600 NII HLDGS INC CL B 62913F201 452 13,900 SH DEFINED 01,02 13,900 NORDSTROM INC COM 655664100 219 6,800 SH DEFINED 01,02 6,800 NORTHROP GRUMMAN CORP COM 666807102 882 16,200 SH DEFINED 01,02 16,200 NUANCE COMMUNICATIONS INC COM 67020Y100 208 13,900 SH DEFINED 01,02 13,900 NUCOR CORP COM 670346105 249 6,500 SH DEFINED 01,02 6,500 O CHARLEYS INC COM 670823103 2,296 433,281 SH DEFINED 01,02 433,281 OCCIDENTAL PETE CORP DEL COM 674599105 309 4,000 SH DEFINED 01,02 4,000 OLD REP INTL CORP COM 680223104 126 10,400 SH DEFINED 01,02 10,400 OMNICOM GROUP INC COM 681919106 442 12,900 SH DEFINED 01,02 12,900 OPEN TEXT CORP COM 683715106 214 5,700 SH DEFINED 01,02 5,700 ORACLE CORP COM 68389X105 313 14,600 SH DEFINED 01,02 14,600 OWENS & MINOR INC NEW COM 690732102 315 11,100 SH DEFINED 01,02 11,100 PARKER DRILLING CO COM 701081101 500 126,528 SH DEFINED 01,02 126,528 PATTERSON UTI ENERGY INC COM 703481101 340 26,400 SH DEFINED 01,02 26,400 PAYCHEX INC COM 704326107 1,106 42,573 SH DEFINED 01,02 42,573 PENNEY J C INC COM 708160106 215 10,000 SH DEFINED 01,02 10,000 PEOPLES UNITED FINANCIAL INC COM 712704105 328 24,331 SH DEFINED 01,02 24,331 PEPSICO INC COM 713448108 238 3,900 SH DEFINED 01,02 3,900 PETROHAWK ENERGY CORP COM 716495106 1,297 76,419 SH DEFINED 01,02 76,419 PINNACLE ENTMT INC COM 723456109 342 36,111 SH DEFINED 01,02 36,111 PIONEER NAT RES CO COM 723787107 214 3,600 SH DEFINED 01,02 3,600 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 276 4,700 SH DEFINED 01,02 4,700 PMC-SIERRA INC COM 69344F106 123 16,416 SH DEFINED 01,02 16,416 POTASH CORP SASK INC COM 73755L107 354 4,100 SH DEFINED 01,02 4,100 PPG INDS INC COM 693506107 308 5,100 SH DEFINED 01,02 5,100 PROGRESSIVE CORP OHIO COM 743315103 189 10,100 SH DEFINED 01,02 10,100 PRUDENTIAL FINL INC COM 744320102 204 3,800 SH DEFINED 01,02 3,800 PUBLIC SVC ENTERPRISE GROUP COM 744573106 291 9,300 SH DEFINED 01,02 9,300 QUALCOMM INC COM 747525103 532 16,200 SH DEFINED 01,02 16,200 QUEST DIAGNOSTICS INC COM 74834L100 391 7,849 SH DEFINED 01,02 7,849 QUICKSILVER RESOURCES INC COM 74837R104 214 19,487 SH DEFINED 01,02 19,487 RALCORP HLDGS INC NEW COM 751028101 258 4,700 SH DEFINED 01,02 4,700 RANGE RES CORP COM 75281A109 3,143 78,284 SH DEFINED 01,02 78,284 RAYTHEON CO COM NEW 755111507 939 19,400 SH DEFINED 01,02 19,400 RED ROBIN GOURMET BURGERS IN COM 75689M101 16,365 953,665 SH DEFINED 01,02 953,665 RELIANCE STEEL & ALUMINUM CO COM 759509102 253 7,000 SH DEFINED 01,02 7,000 REX ENERGY CORPORATION COM 761565100 282 27,943 SH DEFINED 01,02 27,943 RITCHIE BROS AUCTIONEERS COM 767744105 279 15,302 SH DEFINED 01,02 15,302 ROCKWELL COLLINS INC COM 774341101 483 9,100 SH DEFINED 01,02 9,100 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 799 35,100 SH DEFINED 01,02 35,100 RUDDICK CORP COM 781258108 279 9,000 SH DEFINED 01,02 9,000 SAIC INC COM 78390X101 484 28,900 SH DEFINED 01,02 28,900 SCRIPPS NETWORKS INTERACT IN CL A 811065101 697 17,276 SH DEFINED 01,02 17,276 SEACOR HOLDINGS INC COM 811904101 312 4,413 SH DEFINED 01,02 4,413 SEARS HLDGS CORP COM 812350106 259 4,000 SH DEFINED 01,02 4,000 SERVICE CORP INTL COM 817565104 125 16,837 SH DEFINED 01,02 16,837 SHERWIN WILLIAMS CO COM 824348106 567 8,200 SH DEFINED 01,02 8,200 SILGAN HOLDINGS INC COM 827048109 201 7,098 SH DEFINED 01,02 7,098 SILICON LABORATORIES INC COM 826919102 219 5,400 SH DEFINED 01,02 5,400 SMITHTOWN BANCORP INC COM 832449102 382 128,346 SH DEFINED 01,02 128,346 SOLUTIA INC COM NEW 834376501 246 18,800 SH DEFINED 01,02 18,800 SOUTHWESTERN ENERGY CO COM 845467109 251 6,500 SH DEFINED 01,02 6,500 STANLEY BLACK & DECKER INC COM 854502101 505 10,000 SH DEFINED 01,02 10,000 STAPLES INC COM 855030102 636 33,400 SH DEFINED 01,02 33,400 STARBUCKS CORP COM 855244109 270 11,100 SH DEFINED 01,02 11,100 STRAYER ED INC COM 863236105 790 3,800 SH DEFINED 01,02 3,800 SUPERVALU INC COM 868536103 317 29,200 SH DEFINED 01,02 29,200 TARGET CORP COM 87612E106 536 10,900 SH DEFINED 01,02 10,900 TD AMERITRADE HLDG CORP COM 87236Y108 430 28,111 SH DEFINED 01,02 28,111 TECH DATA CORP COM 878237106 484 13,600 SH DEFINED 01,02 13,600 TECO ENERGY INC COM 872375100 170 11,300 SH DEFINED 01,02 11,300 TEXAS INSTRS INC COM 882508104 286 12,300 SH DEFINED 01,02 12,300 TFS FINL CORP COM 87240R107 411 33,139 SH DEFINED 01,02 33,139 THERMO FISHER SCIENTIFIC INC COM 883556102 260 5,300 SH DEFINED 01,02 5,300 TIDEWATER INC COM 886423102 542 14,000 SH DEFINED 01,02 14,000 TJX COS INC NEW COM 872540109 928 22,118 SH DEFINED 01,02 22,118 TOREADOR RES CORP COM 891050106 1,589 288,900 SH DEFINED 01,02 288,900 TOTAL SYS SVCS INC COM 891906109 158 11,600 SH DEFINED 01,02 11,600 TOWERS WATSON & CO CL A 891894107 439 11,300 SH DEFINED 01,02 11,300 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 317 12,500 SH DEFINED 01,02 12,500 ULTRA PETROLEUM CORP COM 903914109 348 7,859 SH DEFINED 01,02 7,859 UNITED ONLINE INC COM 911268100 88 15,300 SH DEFINED 01,02 15,300 UNITED PARCEL SERVICE INC CL B 911312106 529 9,300 SH DEFINED 01,02 9,300 UNITED THERAPEUTICS CORP DEL COM 91307C102 239 4,900 SH DEFINED 01,02 4,900 UNITEDHEALTH GROUP INC COM 91324P102 460 16,200 SH DEFINED 01,02 16,200 UNIVERSAL HLTH SVCS INC CL B 913903100 542 14,200 SH DEFINED 01,02 14,200 URS CORP NEW COM 903236107 291 7,400 SH DEFINED 01,02 7,400 V F CORP COM 918204108 399 5,600 SH DEFINED 01,02 5,600 VAIL RESORTS INC COM 91879Q109 202 5,800 SH DEFINED 01,02 5,800 VANTAGE DRILLING COMPANY ORD SHS G93205113 75 55,631 SH DEFINED 01,02 55,631 VERIZON COMMUNICATIONS INC COM 92343V104 448 16,000 SH DEFINED 01,02 16,000 VIACOM INC NEW CL B 92553P201 301 9,600 SH DEFINED 01,02 9,600 VISA INC COM CL A 92826C839 665 9,400 SH DEFINED 01,02 9,400 WAL MART STORES INC COM 931142103 1,067 22,200 SH DEFINED 01,02 22,200 WALTER ENERGY INC COM 93317Q105 426 7,000 SH DEFINED 01,02 7,000 WASHINGTON POST CO CL B 939640108 739 1,800 SH DEFINED 01,02 1,800 WASTE MGMT INC DEL COM 94106L109 213 6,800 SH DEFINED 01,02 6,800 WATERS CORP COM 941848103 285 4,400 SH DEFINED 01,02 4,400 WATSON PHARMACEUTICALS INC COM 942683103 669 16,500 SH DEFINED 01,02 16,500 WELLPOINT INC COM 94973V107 719 14,700 SH DEFINED 01,02 14,700 WELLS FARGO & CO NEW COM 949746101 1,388 54,200 SH DEFINED 01,02 54,200 WENDYS ARBYS GROUP INC COM 950587105 54 13,621 SH DEFINED 01,02 13,621 WEYERHAEUSER CO COM 962166104 268 7,600 SH DEFINED 01,02 7,600 WILLIAMS COS INC DEL COM 969457100 737 40,300 SH DEFINED 01,02 40,300 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 385 12,800 SH DEFINED 01,02 12,800 WYNN RESORTS LTD COM 983134107 1,030 13,500 SH DEFINED 01,02 13,500 XEROX CORP COM 984121103 584 72,600 SH DEFINED 01,02 72,600 YAHOO INC COM 984332106 306 22,100 SH DEFINED 01,02 22,100 YUM BRANDS INC COM 988498101 328 8,400 SH DEFINED 01,02 8,400 ZIMMER HLDGS INC COM 98956P102 411 7,600 SH DEFINED 01,02 7,600 257 144,024
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 257 Form 13F Information Table Value Total: $144,024 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 28-10034 CGI Holdings, Inc. 02 28-10033 Clinton Group Equity, Co. -----END PRIVACY-ENHANCED MESSAGE-----