-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T7BwUSzQ6AwOjo6sYiXglxtvTG0M7xnl19h2MmL8MYy92xhZ71ISRR6ZFjDrMs+B 6aFl1kpOWSv9d8gOL5fidA== 0000950159-10-000015.txt : 20100119 0000950159-10-000015.hdr.sgml : 20100118 20100119152912 ACCESSION NUMBER: 0000950159-10-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100119 DATE AS OF CHANGE: 20100119 EFFECTIVENESS DATE: 20100119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLINTON GROUP INC CENTRAL INDEX KEY: 0001134119 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06121 FILM NUMBER: 10533218 BUSINESS ADDRESS: STREET 1: 32 OLD SLIP 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2128250400 13F-HR 1 clinton13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31,2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Clinton Group, Inc. Address: 9 West 57th Street New York, NY 10019 Form 13F File Number: 28-06121 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Francis Ruchalski Title: CFO Phone: 212-825-0400 Signature, Place, and Date of Signing: /s/ Francis Ruchalski New York, NY 1/19/2010 - ---------------------- --------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE OF CUSIP VALUE SHARES SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ABBOTT LABS COM 002824100 324 6,008 SH DEFINED 01, 02 6,008 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 468 11,278 SH DEFINED 01, 02 11,278 ACTIVISION BLIZZARD INC COM 00507V109 277 24,975 SH DEFINED 01, 02 24,975 ADVANCE AUTO PARTS INC COM 00751Y106 258 6,365 SH DEFINED 01, 02 6,365 AES CORP COM 00130H105 760 57,084 SH DEFINED 01, 02 57,084 AETNA INC NEW COM 00817Y108 1,450 45,745 SH DEFINED 01, 02 45,745 AFFILIATED MANAGERS GROUP COM 008252108 385 5,718 SH DEFINED 01, 02 5,718 AGL RES INC COM 001204106 280 7,675 SH DEFINED 01, 02 7,675 AGNICO EAGLE MINES LTD COM 008474108 347 6,427 SH DEFINED 01, 02 6,427 AIR PRODS & CHEMS INC COM 009158106 404 4,980 SH DEFINED 01, 02 4,980 ALLEGHENY ENERGY INC COM 017361106 447 19,023 SH DEFINED 01, 02 19,023 ALLIANT TECHSYSTEMS INC COM 018804104 322 3,648 SH DEFINED 01, 02 3,648 ALLIED WRLD ASSUR COM HLDG L SHS G0219G203 422 9,164 SH DEFINED 01, 02 9,164 ALTERA CORP COM 021441100 283 12,492 SH DEFINED 01, 02 12,492 AMAZON COM COM 023135106 471 3,500 SH DEFINED 01, 02 3,500 AMERICAN CAP LTD COM 02503Y103 58 23,808 SH DEFINED 01, 02 23,808 AMERICAN ELEC PWR INC COM 025537101 575 16,536 SH DEFINED 01, 02 16,536 AMERICAN EXPRESS CO COM 025816109 231 5,700 SH DEFINED 01, 02 5,700 AMERISOURCEBERGEN CORP COM 03073E105 249 9,569 SH DEFINED 01, 02 9,569 AMGEN INC COM 031162100 283 5,000 SH DEFINED 01, 02 5,000 AMKOR TECHNOLOGY INC COM 031652100 522 72,928 SH DEFINED 01, 02 72,928 ANNALY CAP MGMT INC COM 035710409 1,098 63,268 SH DEFINED 01, 02 63,268 APACHE CORP COM 037411105 362 3,505 SH DEFINED 01, 02 3,505 APPLE INC COM 037833100 390 1,850 SH DEFINED 01, 02 1,850 APTARGROUP INC COM 038336103 437 12,229 SH DEFINED 01, 02 12,229 ARENA RESOURCES INC COM 040049108 422 9,795 SH DEFINED 01, 02 9,795 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 323 12,685 SH DEFINED 01, 02 12,685 ASSURED GUARANTY LTD COM G0585R106 242 11,140 SH DEFINED 01, 02 11,140 ATMOS ENERGY CORP COM 049560105 229 7,800 SH DEFINED 01, 02 7,800 AVALONBAY CMNTYS INC COM 053484101 484 5,900 SH DEFINED 01, 02 5,900 AVERY DENNISON CORP COM 053611109 754 20,650 SH DEFINED 01, 02 20,650 AVNET INC COM 053807103 239 7,912 SH DEFINED 01, 02 7,912 AVON PRODS INC COM 054303102 291 9,228 SH DEFINED 01, 02 9,228 BANK MUTUAL CORP NEW COM 063750103 134 19,365 SH DEFINED 01, 02 19,365 BANK OF AMERICA CORPORATION COM 060505104 3,765 250,000 SH DEFINED 01, 02 250,000 BARD C R INC COM 067383109 487 6,255 SH DEFINED 01, 02 6,255 BARRICK GOLD CORP COM 067901108 230 5,850 SH DEFINED 01, 02 5,850 BED BATH & BEYOND INC COM 075896100 781 20,215 SH DEFINED 01, 02 20,215 BELDEN INC COM 077454106 201 9,175 SH DEFINED 01, 02 9,175 BEMIS INC COM 081437105 846 28,527 SH DEFINED 01, 02 28,527 BEST BUY INC COM 086516101 682 17,291 SH DEFINED 01, 02 17,291 BIO RAD LABS INC CL A 090572207 260 2,693 SH DEFINED 01, 02 2,693 BJS WHOLESALE CLUB INC COM 05548J106 1,602 48,964 SH DEFINED 01, 02 48,964 BLACK & DECKER CORP COM 091797100 346 5,344 SH DEFINED 01, 02 5,344 BLACKROCK INC COM 09247X101 534 2,300 SH DEFINED 01, 02 2,300 BLACKSTONE GROUP L P COM 09253U108 1,227 93,520 SH DEFINED 01, 02 93,520 BOEING CO COM 097023105 816 15,080 SH DEFINED 01, 02 15,080 BOSTON PROPERTIES INC COM 101121101 288 4,300 SH DEFINED 01, 02 4,300 BRIGHAM EXPLORATION CO COM 109178103 8,401 620,000 SH DEFINED 01, 02 620,000 BRINKER INTL INC COM 109641100 301 20,150 SH DEFINED 01, 02 20,150 BRINKS HOME SEC HLDGS INC COM 109699108 419 12,827 SH DEFINED 01, 02 12,827 BROADCOM CORP CL A 111320107 234 7,424 SH DEFINED 01, 02 7,424 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1,189 52,720 SH DEFINED 01, 02 52,720 BROOKFIELD PPTYS CORP COM 112900105 804 66,317 SH DEFINED 01, 02 66,317 BROWN & BROWN INC COM 115236101 209 11,620 SH DEFINED 01, 02 11,620 BROWN SHOE INC NEW COM 115736100 175 17,701 SH DEFINED 01, 02 17,701 BUCYRUS INTL INC NEW COM 118759109 202 3,586 SH DEFINED 01, 02 3,586 CA INC COM 12673P105 1,715 76,341 SH DEFINED 01, 02 76,341 CABOT OIL & GAS CORP COM 127097103 327 7,510 SH DEFINED 01, 02 7,510 CACI INTL INC CL A 127190304 215 4,394 SH DEFINED 01, 02 4,394 CALPINE CORP COM NEW 131347304 2,351 213,714 SH DEFINED 01, 02 213,714 CAMDEN PPTY TR SH BEN INT 133131102 377 8,897 SH DEFINED 01, 02 8,897 CAPITAL ONE FINL CORP COM 14040H105 602 15,700 SH DEFINED 01, 02 15,700 CAPITOL FED FINL COM 14057C106 331 10,534 SH DEFINED 01, 02 10,534 CARDINAL HEALTH INC COM 14149Y108 569 17,652 SH DEFINED 01, 02 17,652 CARROLS RESTAURANT GROUP INC COM 14574X104 2,410 340,904 SH DEFINED 01, 02 340,904 CATERPILLAR INC DEL COM 149123101 252 4,428 SH DEFINED 01, 02 4,428 CENTRAL JERSEY BANCORP NJ COM 153770102 639 213,805 SH DEFINED 01, 02 213,805 CHESAPEAKE ENERGY CORP COM 165167107 538 20,787 SH DEFINED 01, 02 20,787 CHIMERA INVT CORP COM 16934Q109 376 97,008 SH DEFINED 01, 02 97,008 CHINA SEC & SURVE TECH INC COM 16942J105 4,000 523,514 SH DEFINED 01, 02 523,514 CHIPOTLE MEXICAN GRILL INC CL A 169656105 381 4,325 SH DEFINED 01, 02 4,325 CHURCH & DWIGHT INC COM 171340102 242 4,000 SH DEFINED 01, 02 4,000 CIGNA CORP COM 125509109 1,476 41,861 SH DEFINED 01, 02 41,861 CINTAS CORP COM 172908105 398 15,264 SH DEFINED 01, 02 15,264 CISCO SYS INC COM 17275R102 859 35,869 SH DEFINED 01, 02 35,869 CITIGROUP INC COM 172967101 828 250,000 SH DEFINED 01, 02 250,000 CITY NATL CORP COM 178566105 351 7,700 SH DEFINED 01, 02 7,700 CLARCOR INC COM 179895107 495 15,254 SH DEFINED 01, 02 15,254 CLOROX CO DEL COM 189054109 348 5,708 SH DEFINED 01, 02 5,708 CMS ENERGY CORP COM 125896100 733 46,785 SH DEFINED 01, 02 46,785 COCA COLA CO COM 191216100 388 6,800 SH DEFINED 01, 02 6,800 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 272 6,001 SH DEFINED 01, 02 6,001 COLFAX CORP COM 194014106 135 11,189 SH DEFINED 01, 02 11,189 COLGATE PALMOLIVE CO COM 194162103 441 5,371 SH DEFINED 01, 02 5,371 COMMERCE BANCSHARES INC COM 200525103 298 7,684 SH DEFINED 01, 02 7,684 COMMUNITY HEALTH SYS INC NEW COM 203668108 282 7,913 SH DEFINED 01, 02 7,913 COMPUWARE CORP COM 205638109 167 23,102 SH DEFINED 01, 02 23,102 COMVERGE INC COM 205859101 1,381 122,873 SH DEFINED 01, 02 122,873 CONAGRA FOODS INC COM 205887102 482 20,901 SH DEFINED 01, 02 20,901 CONSOLIDATED EDISON INC COM 209115104 465 10,236 SH DEFINED 01, 02 10,236 CONVERGYS CORP COM 212485106 357 33,163 SH DEFINED 01, 02 33,163 CON-WAY INC COM 205944101 604 17,309 SH DEFINED 01, 02 17,309 COOPER COS INC COM NEW 216648402 206 5,401 SH DEFINED 01, 02 5,401 COOPER INDUSTRIES PLC SHS G24140108 224 5,265 SH DEFINED 01, 02 5,265 CORINTHIAN COLLEGES INC COM 218868107 154 11,209 SH DEFINED 01, 02 11,209 COSTCO WHSL CORP NEW COM 22160K105 658 11,113 SH DEFINED 01, 02 11,113 COVENTRY HEALTH CARE INC COM 222862104 358 14,724 SH DEFINED 01, 02 14,724 COVIDIEN PLC SHS G2554F105 421 8,800 SH DEFINED 01, 02 8,800 COWEN GROUP INC NEW CL A 223622101 975 164,760 SH DEFINED 01, 02 164,760 CSX CORP COM 126408103 540 11,128 SH DEFINED 01, 02 11,128 CTC MEDIA INC COM 12642X106 356 23,889 SH DEFINED 01, 02 23,889 DANAHER CORP DEL COM 235851102 248 3,300 SH DEFINED 01, 02 3,300 DEERE & CO COM 244199105 486 8,976 SH DEFINED 01, 02 8,976 DELL INC COM 24702R101 914 63,683 SH DEFINED 01, 02 63,683 DIAMOND OFFSHORE DRILLING IN COM 25271C102 632 6,419 SH DEFINED 01, 02 6,419 DIEBOLD INC COM 253651103 277 9,735 SH DEFINED 01, 02 9,735 DIGITAL RLTY TR INC COM 253868103 396 7,878 SH DEFINED 01, 02 7,878 DILLARDS INC CL A 254067101 3,494 189,392 SH DEFINED 01, 02 189,392 DIRECTV COM CL A 25490A101 263 7,900 SH DEFINED 01, 02 7,900 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 264 8,603 SH DEFINED 01, 02 8,603 DISH NETWORK CORP CL A 25470M109 290 13,984 SH DEFINED 01, 02 13,984 DISNEY WALT CO COM 254687106 781 24,206 SH DEFINED 01, 02 24,206 DOMINION RES INC VA NEW COM 25746U109 210 5,400 SH DEFINED 01, 02 5,400 DONALDSON INC COM 257651109 489 11,490 SH DEFINED 01, 02 11,490 DPL INC COM 233293109 376 13,629 SH DEFINED 01, 02 13,629 DRYSHIPS INC SHS Y2109Q101 544 93,473 SH DEFINED 01, 02 93,473 DST SYS INC DEL COM 233326107 456 10,471 SH DEFINED 01, 02 10,471 DTE ENERGY CO COM 233331107 329 7,542 SH DEFINED 01, 02 7,542 DUKE ENERGY CORP NEW COM 26441C105 1,236 71,790 SH DEFINED 01, 02 71,790 E M C CORP MASS COM 268648102 309 17,707 SH DEFINED 01, 02 17,707 EAGLE BULK SHIPPING INC COM Y2187A101 117 23,608 SH DEFINED 01, 02 23,608 ECOLAB INC COM 278865100 379 8,500 SH DEFINED 01, 02 8,500 EDISON INTL COM 281020107 1,390 39,957 SH DEFINED 01, 02 39,957 EL PASO CORP COM 28336L109 358 36,430 SH DEFINED 01, 02 36,430 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 318 12,256 SH DEFINED 01, 02 12,256 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 405 7,549 SH DEFINED 01, 02 7,549 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 394 19,188 SH DEFINED 01, 02 19,188 ENERGY TRANSFER EQUITY L P COM 29273V100 423 13,840 SH DEFINED 01, 02 13,840 ENERGY TRANSFER PRTNRS L P UNIT LTD PART 29273R109 236 5,259 SH DEFINED 01, 02 5,259 ENTERGY CORP NEW COM 29364G103 637 7,788 SH DEFINED 01, 02 7,788 ENTERPRISE PRODS PARTNERS L COM 293792107 422 13,450 SH DEFINED 01, 02 13,450 EOG RES INC COM 26875P101 409 4,200 SH DEFINED 01, 02 4,200 EQUITY LIFESTYLE PPTYS INC COM 29472R108 672 13,319 SH DEFINED 01, 02 13,319 EQUITY ONE COM 294752100 178 11,016 SH DEFINED 01, 02 11,016 EQUITY RESIDENTIAL SH BEN INT 29476L107 345 10,212 SH DEFINED 01, 02 10,212 ESSEX PPTY TR INC COM 297178105 636 7,604 SH DEFINED 01, 02 7,604 EVEREST RE GROUP LTD COM G3223R108 500 5,836 SH DEFINED 01, 02 5,836 EXELON CORP COM 30161N101 1,237 25,317 SH DEFINED 01, 02 25,317 EXPEDIA INC DEL COM 30212P105 520 20,200 SH DEFINED 01, 02 20,200 EXPRESS SCRIPTS INC COM 302182100 491 5,685 SH DEFINED 01, 02 5,685 EXXON MOBIL CORP COM 30231G102 219 3,211 SH DEFINED 01, 02 3,211 F M C CORP COM NEW 302491303 295 5,287 SH DEFINED 01, 02 5,287 FACTSET RESH SYS INC COM 303075105 532 8,073 SH DEFINED 01, 02 8,073 FEDERAL REALTY INVT TR SH BEN INT 313747206 231 3,411 SH DEFINED 01, 02 3,411 FEDEX CORP COM 31428X106 953 11,423 SH DEFINED 01, 02 11,423 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 255 12,077 SH DEFINED 01, 02 12,077 FIDELITY NATIONAL FINANCIAL CL A 31620R105 192 14,265 SH DEFINED 01, 02 14,265 FIRST NIAGARA FINL GP INC COM 33582V108 765 55,009 SH DEFINED 01, 02 55,009 FIRSTENERGY CORP COM 337932107 399 8,600 SH DEFINED 01, 02 8,600 FLEXTRONICS INTL LTD ORD Y2573F102 151 20,634 SH DEFINED 01, 02 20,634 FLOWERS FOODS INC COM 343498101 246 10,353 SH DEFINED 01, 02 10,353 FLOWSERVE CORP COM 34354P105 432 4,568 SH DEFINED 01, 02 4,568 FOREST OIL CORP COM PAR $0.01 346091705 233 10,466 SH DEFINED 01, 02 10,466 FORTRESS INVESTMENT GROUP LL CL A 34958B106 1,335 300,000 SH DEFINED 01, 02 300,000 FPL GROUP INC COM 302571104 379 7,177 SH DEFINED 01, 02 7,177 FRANKLIN RES INC COM 354613101 572 5,426 SH DEFINED 01, 02 5,426 FRONTIER COMMUNICATIONS CORP COM 35906A108 104 13,266 SH DEFINED 01, 02 13,266 GANNETT INC COM 364730101 732 49,309 SH DEFINED 01, 02 49,309 GAP INC DEL COM 364760108 264 12,587 SH DEFINED 01, 02 12,587 GENERAL CABLE CORP DEL NEW COM 369300108 524 17,815 SH DEFINED 01, 02 17,815 GENERAL DYNAMICS CORP COM 369550108 717 10,514 SH DEFINED 01, 02 10,514 GENERAL ELECTRIC CO COM 369604103 1,537 101,594 SH DEFINED 01, 02 101,594 GENERAL MLS INC COM 370334104 578 8,169 SH DEFINED 01, 02 8,169 GEN-PROBE INC NEW COM 36866T103 350 8,157 SH DEFINED 01, 02 8,157 GENUINE PARTS CO COM 372460105 1,434 37,776 SH DEFINED 01, 02 37,776 GFI GROUP INC COM 361652209 482 105,836 SH DEFINED 01, 02 105,836 GILEAD SCIENCES INC COM 375558103 567 13,114 SH DEFINED 01, 02 13,114 GOLDMAN SACHS GROUP INC COM 38141G104 8,577 50,800 SH DEFINED 01, 02 50,800 GRAFTECH INTL LTD COM 384313102 543 34,903 SH DEFINED 01, 02 34,903 GRAINGER W W INC COM 384802104 756 7,811 SH DEFINED 01, 02 7,811 GREENHILL & CO INC COM 395259104 233 2,900 SH DEFINED 01, 02 2,900 GRIFFON CORP COM 398433102 5,538 453,199 SH DEFINED 01, 02 453,199 GT SOLAR INTL INC COM 3623E0209 83 14,945 SH DEFINED 01, 02 14,945 HANESBRANDS INC COM 410345102 391 16,233 SH DEFINED 01, 02 16,233 HARLEY DAVIDSON INC COM 412822108 577 22,900 SH DEFINED 01, 02 22,900 HARSCO CORP COM 415864107 679 21,060 SH DEFINED 01, 02 21,060 HARTFORD FINL SVCS GROUP INC COM 416515104 354 15,237 SH DEFINED 01, 02 15,237 HATTERAS FINL CORP COM 41902R103 298 10,674 SH DEFINED 01, 02 10,674 HCP INC COM 40414L109 1,134 37,124 SH DEFINED 01, 02 37,124 HEALTH CARE REIT INC COM 42217K106 871 19,644 SH DEFINED 01, 02 19,644 HEALTH MGMT ASSOC INC NEW CL A 421933102 108 14,863 SH DEFINED 01, 02 14,863 HEALTH NET INC COM 42222G108 313 13,455 SH DEFINED 01, 02 13,455 HEALTHSOUTH CORP COM NEW 421924309 320 17,052 SH DEFINED 01, 02 17,052 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 660 56,154 SH DEFINED 01, 02 56,154 HENRY JACK & ASSOC INC COM 426281101 512 22,117 SH DEFINED 01, 02 22,117 HERBALIFE LTD COM USD SHS G4412G101 402 9,915 SH DEFINED 01, 02 9,915 HESS CORP COM 42809H107 224 3,705 SH DEFINED 01, 02 3,705 HEWLETT PACKARD CO COM 428236103 2,540 49,319 SH DEFINED 01, 02 49,319 HOLOGIC INC COM 436440101 264 18,181 SH DEFINED 01, 02 18,181 HOME DEPOT INC COM 437076102 818 28,268 SH DEFINED 01, 02 28,268 HOME PROPERTIES INC COM 437306103 302 6,336 SH DEFINED 01, 02 6,336 HONEYWELL INTL INC COM 438516106 561 14,300 SH DEFINED 01, 02 14,300 HRPT PPTYS TR PFD CONV D 40426W507 469 26,200 SH DEFINED 01, 02 26,200 HRPT PPTYS TR COM SH BEN INT 40426W101 283 43,815 SH DEFINED 01, 02 43,815 HUDSON CITY BANCORP COM 443683107 364 26,543 SH DEFINED 01, 02 26,543 HUMANA INC COM 444859102 500 11,402 SH DEFINED 01, 02 11,402 HUNT J B TRANS SVCS INC COM 445658107 880 27,275 SH DEFINED 01, 02 27,275 ILLINOIS TOOL WKS INC COM 452308109 712 14,827 SH DEFINED 01, 02 14,827 INGRAM MICRO INC CL A 457153104 260 14,873 SH DEFINED 01, 02 14,873 INTERNATIONAL COAL GRP INC N COM 45928H106 48 12,327 SH DEFINED 01, 02 12,327 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 382 9,297 SH DEFINED 01, 02 9,297 INVERNESS MED INNOVATIONS IN COM 46126P106 394 9,489 SH DEFINED 01, 02 9,489 IRON MTN INC COM 462846106 945 41,500 SH DEFINED 01, 02 41,500 ISLE OF CAPRI CASINOS INC COM 464592104 95 12,745 SH DEFINED 01, 02 12,745 ITT CORP NEW COM 450911102 1,931 38,823 SH DEFINED 01, 02 38,823 JARDEN CORP COM 471109108 1,052 34,035 SH DEFINED 01, 02 34,035 JEFFERIES GROUP INC NEW COM 472319102 363 15,300 SH DEFINED 01, 02 15,300 JETBLUE AIRWAYS CORP COM 477143101 929 170,535 SH DEFINED 01, 02 170,535 JONES APPAREL GROUP INC COM 480074103 1,294 80,600 SH DEFINED 01, 02 80,600 KENNAMETAL INC COM 489170100 300 11,589 SH DEFINED 01, 02 11,589 KIMBERLY CLARK CORP COM 494368103 233 3,654 SH DEFINED 01, 02 3,654 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 243 3,981 SH DEFINED 01, 02 3,981 KKR FINANCIAL HLDGS LLC COM 48248A306 71 12,200 SH DEFINED 01, 02 12,200 KLA-TENCOR CORP COM 482480100 289 8,000 SH DEFINED 01, 02 8,000 KOHLS CORP COM 500255104 666 12,352 SH DEFINED 01, 02 12,352 KROGER CO COM 501044101 316 15,400 SH DEFINED 01, 02 15,400 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1,359 18,165 SH DEFINED 01, 02 18,165 LAM RESEARCH CORP COM 512807108 256 6,522 SH DEFINED 01, 02 6,522 LANDSTAR SYS INC COM 515098101 214 5,524 SH DEFINED 01, 02 5,524 LIFEPOINT HOSPITALS INC COM 53219L109 220 6,751 SH DEFINED 01, 02 6,751 LILLY ELI & CO COM 532457108 814 22,800 SH DEFINED 01, 02 22,800 LINCARE HLDGS INC COM 532791100 373 10,038 SH DEFINED 01, 02 10,038 LINCOLN NATL CORP IND COM 534187109 537 21,600 SH DEFINED 01, 02 21,600 LOCKHEED MARTIN CORP COM 539830109 965 12,813 SH DEFINED 01, 02 12,813 LOWES COS INC COM 548661107 617 26,400 SH DEFINED 01, 02 26,400 LSI CORPORATION COM 502161102 260 43,204 SH DEFINED 01, 02 43,204 MACYS INC COM 55616P104 458 27,300 SH DEFINED 01, 02 27,300 MARINER ENERGY INC COM 56845T305 339 29,188 SH DEFINED 01, 02 29,188 MARRIOTT INTL INC NEW CL A 571903202 204 7,500 SH DEFINED 01, 02 7,500 MARTIN MARIETTA MATLS INC COM 573284106 943 10,545 SH DEFINED 01, 02 10,545 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 257 12,400 SH DEFINED 01, 02 12,400 MASSEY ENERGY CORP COM 576206106 227 5,394 SH DEFINED 01, 02 5,394 MCDONALDS CORP COM 580135101 1,636 26,200 SH DEFINED 01, 02 26,200 MCGRAW HILL COS INC COM 580645109 251 7,497 SH DEFINED 01, 02 7,497 MCKESSON CORP COM 58155Q103 239 3,831 SH DEFINED 01, 02 3,831 MEDNAX INC COM 58502B106 221 3,684 SH DEFINED 01, 02 3,684 MERCK & CO INC NEW COM 58933Y105 362 9,916 SH DEFINED 01, 02 9,916 METLIFE INC COM 59156R108 1,017 28,782 SH DEFINED 01, 02 28,782 MFA FINANCIAL INC COM 55272X102 158 21,433 SH DEFINED 01, 02 21,433 MICROSOFT CORP COM 594918104 985 32,300 SH DEFINED 01, 02 32,300 MONMOUTH REAL ESTATE INVT CO CL A 609720107 374 50,377 SH DEFINED 01, 02 50,377 MONTPELIER RE HOLDINGS LTD SHS G62185106 192 11,093 SH DEFINED 01, 02 11,093 MOTOROLA INC COM 620076109 986 127,000 SH DEFINED 01, 02 127,000 MURPHY OIL CORP COM 626717102 1,173 21,651 SH DEFINED 01, 02 21,651 NASDAQ OMX GROUP INC COM 631103108 411 20,724 SH DEFINED 01, 02 20,724 NATIONAL FUEL GAS CO N J COM 636180101 1,068 21,361 SH DEFINED 01, 02 21,361 NATIONAL OILWELL VARCO INC COM 637071101 220 4,991 SH DEFINED 01, 02 4,991 NATIONAL SEMICONDUCTOR CORP COM 637640103 232 15,100 SH DEFINED 01, 02 15,100 NAUTILUS INC COM 63910B102 380 187,105 SH DEFINED 01, 02 187,105 NAVISTAR INTL CORP NEW COM 63934E108 432 11,174 SH DEFINED 01, 02 11,174 NETFLIX INC COM 64110L106 585 10,624 SH DEFINED 01, 02 10,624 NEUSTAR INC CL A 64126X201 612 26,576 SH DEFINED 01, 02 26,576 NEW JERSEY RES COM 646025106 584 15,611 SH DEFINED 01, 02 15,611 NEWFIELD EXPL CO COM 651290108 381 7,895 SH DEFINED 01, 02 7,895 NEWMONT MINING CORP COM 651639106 408 8,623 SH DEFINED 01, 02 8,623 NORFOLK SOUTHERN CORP COM 655844108 720 13,739 SH DEFINED 01, 02 13,739 NORTHROP GRUMMAN CORP COM 666807102 207 3,711 SH DEFINED 01, 02 3,711 NOVELL INC COM 670006105 127 30,582 SH DEFINED 01, 02 30,582 NUANCE COMMUNICATIONS INC COM 67020Y100 1,163 74,900 SH DEFINED 01, 02 74,900 NUSTAR ENERGY LP UNIT COM 67058H102 267 4,762 SH DEFINED 01, 02 4,762 NYSE EURONEXT COM 629491101 337 13,310 SH DEFINED 01, 02 13,310 ONEOK PARTNERS LP UNIT LTD PART 68268N103 610 9,799 SH DEFINED 01, 02 9,799 ORACLE CORP COM 68389X105 316 12,900 SH DEFINED 01, 02 12,900 ORMAT TECHNOLOGIES INC COM 686688102 677 17,902 SH DEFINED 01, 02 17,902 OSI PHARMACEUTICALS INC COM 671040103 650 20,940 SH DEFINED 01, 02 20,940 PARKER HANNIFIN CORP COM 701094104 294 5,452 SH DEFINED 01, 02 5,452 PARTNERRE LTD COM G6852T105 424 5,684 SH DEFINED 01, 02 5,684 PAYCHEX INC COM 704326107 1,521 49,641 SH DEFINED 01, 02 49,641 PEABODY ENERGY CORP COM 704549104 412 9,122 SH DEFINED 01, 02 9,122 PENNEY J C INC COM 708160106 576 21,628 SH DEFINED 01, 02 21,628 PENSKE AUTOMOTIVE GRP INC COM 70959W103 676 44,509 SH DEFINED 01, 02 44,509 PEOPLES UNITED FINANCIAL INC COM 712704105 214 12,800 SH DEFINED 01, 02 12,800 PEP BOYS MANNY MOE & JACK COM 713278109 607 71,766 SH DEFINED 01, 02 71,766 PEPSICO INC COM 713448108 319 5,239 SH DEFINED 01, 02 5,239 PFIZER INC COM 717081103 729 40,064 SH DEFINED 01, 02 40,064 PG&E CORP COM 69331C108 1,174 26,300 SH DEFINED 01, 02 26,300 PHILIP MORRIS INTL INC COM 718172109 1,736 36,030 SH DEFINED 01, 02 36,030 PINNACLE WEST CAP CORP COM 723484101 850 23,249 SH DEFINED 01, 02 23,249 PITNEY BOWES INC COM 724479100 335 14,706 SH DEFINED 01, 02 14,706 PLAINS EXPL& PRODTN CO COM 726505100 805 29,099 SH DEFINED 01, 02 29,099 PLUM CREEK TIMBER CO INC COM 729251108 336 8,900 SH DEFINED 01, 02 8,900 PMC-SIERRA INC COM 69344F106 280 32,326 SH DEFINED 01, 02 32,326 PNC FINL SVCS GROUP INC COM 693475105 349 6,617 SH DEFINED 01, 02 6,617 POLARIS INDS INC COM 731068102 255 5,855 SH DEFINED 01, 02 5,855 PORTLAND GEN ELEC CO COM NEW 736508847 323 15,806 SH DEFINED 01, 02 15,806 PRAXAIR INC COM 74005P104 414 5,159 SH DEFINED 01, 02 5,159 PRECISION CASTPARTS CORP COM 740189105 572 5,181 SH DEFINED 01, 02 5,181 PRICELINE COM INC COM NEW 741503403 306 1,399 SH DEFINED 01, 02 1,399 PRIDE INTL INC DEL COM 74153Q102 209 6,551 SH DEFINED 01, 02 6,551 PROCTER & GAMBLE CO COM 742718109 1,649 27,201 SH DEFINED 01, 02 27,201 PROVIDENT NEW YORK BANCORP COM 744028101 106 12,501 SH DEFINED 01, 02 12,501 PUBLIC STORAGE COM 74460D109 251 3,086 SH DEFINED 01, 02 3,086 PUBLIC SVC ENTERPRISE GROUP COM 744573106 346 10,395 SH DEFINED 01, 02 10,395 QUEST DIAGNOSTICS INC COM 74834L100 499 8,259 SH DEFINED 01, 02 8,259 QUESTAR CORP COM 748356102 321 7,714 SH DEFINED 01, 02 7,714 QWEST COMMUNICATIONS INTL IN COM 749121109 193 45,901 SH DEFINED 01, 02 45,901 RACKSPACE HOSTING INC COM 750086100 1,130 54,173 SH DEFINED 01, 02 54,173 RANGE RES CORP COM 75281A109 4,175 83,745 SH DEFINED 01, 02 83,745 RAYONIER INC COM 754907103 555 13,161 SH DEFINED 01, 02 13,161 RAYTHEON CO COM NEW 755111507 1,196 23,219 SH DEFINED 01, 02 23,219 REALTY INCOME CORP COM 756109104 592 22,865 SH DEFINED 01, 02 22,865 RED ROBIN GOURMET BURGERS IN COM 75689M101 14,716 822,150 SH DEFINED 01, 02 822,150 REGAL ENTMT GROUP CL A 758766109 339 23,463 SH DEFINED 01, 02 23,463 RELIANCE STEEL & ALUMINUM CO COM 759509102 360 8,336 SH DEFINED 01, 02 8,336 REPUBLIC SVCS INC COM 760759100 205 7,256 SH DEFINED 01, 02 7,256 RITCHIE BROS AUCTIONEERS COM 767744105 363 16,189 SH DEFINED 01, 02 16,189 ROCKWELL COLLINS INC COM 774341101 1,842 33,265 SH DEFINED 01, 02 33,265 ROPER INDS INC NEW COM 776696106 847 16,165 SH DEFINED 01, 02 16,165 ROSS STORES INC COM 778296103 272 6,373 SH DEFINED 01, 02 6,373 ROWAN COS INC COM 779382100 1,235 54,564 SH DEFINED 01, 02 54,564 ROYAL GOLD INC COM 780287108 560 11,899 SH DEFINED 01, 02 11,899 RUDDICK CORP COM 781258108 386 15,016 SH DEFINED 01, 02 15,016 RYDER SYS INC COM 783549108 766 18,606 SH DEFINED 01, 02 18,606 SAIC INC COM 78390X101 543 28,659 SH DEFINED 01, 02 28,659 SANDERS MORRIS HARRIS GROUP COM 80000Q104 213 38,694 SH DEFINED 01, 02 38,694 SANDISK CORP COM 80004C101 313 10,800 SH DEFINED 01, 02 10,800 SANDRIDGE ENERGY INC COM 80007P307 823 87,245 SH DEFINED 01, 02 87,245 SEACOR HOLDINGS INC COM 811904101 1,412 18,524 SH DEFINED 01, 02 18,524 SEAGATE TECHNOLOGY SHS G7945J104 353 19,422 SH DEFINED 01, 02 19,422 SEALED AIR CORP NEW COM 81211K100 302 13,817 SH DEFINED 01, 02 13,817 SEI INVESTMENTS CO COM 784117103 386 22,027 SH DEFINED 01, 02 22,027 SELECT COMFORT CORP COM 81616X103 13,985 2,145,013 SH DEFINED 01, 02,145,013 SEMPRA ENERGY COM 816851109 650 11,617 SH DEFINED 01, 02 11,617 SENIOR HSG PPTYS TR SH BEN INT 81721M109 522 23,878 SH DEFINED 01, 02 23,878 SIGMA ALDRICH CORP COM 826552101 1,403 27,751 SH DEFINED 01, 02 27,751 SIMON PPTY GROUP INC NEW COM 828806109 514 6,441 SH DEFINED 01, 02 6,441 SIRONA DENTAL SYSTEMS INC COM 82966C103 306 9,633 SH DEFINED 01, 02 9,633 SMITHTOWN BANCORP INC COM 832449102 802 134,718 SH DEFINED 01, 02 134,718 SONOCO PRODS CO COM 835495102 611 20,882 SH DEFINED 01, 02 20,882 SOUTHERN CO COM 842587107 1,248 37,453 SH DEFINED 01, 02 37,453 SOUTHWEST AIRLS CO COM 844741108 391 34,174 SH DEFINED 01, 02 34,174 SOUTHWESTERN ENERGY CO COM 845467109 482 10,000 SH DEFINED 01, 02 10,000 SPX CORP COM 784635104 221 4,043 SH DEFINED 01, 02 4,043 ST MARY LD & EXPL CO COM 792228108 337 9,854 SH DEFINED 01, 02 9,854 STANLEY WKS COM 854616109 901 17,500 SH DEFINED 01, 02 17,500 STAPLES INC COM 855030102 302 12,300 SH DEFINED 01, 02 12,300 STARBUCKS CORP COM 855244109 209 9,055 SH DEFINED 01, 02 9,055 STERICYCLE INC COM 858912108 414 7,504 SH DEFINED 01, 02 7,504 STRAYER ED INC COM 863236105 220 1,034 SH DEFINED 01, 02 1,034 STRYKER CORP COM 863667101 1,526 30,297 SH DEFINED 01, 02 30,297 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 238 3,562 SH DEFINED 01, 02 3,562 SUNPOWER CORP COM CL A 867652109 590 24,900 SH DEFINED 01, 02 24,900 TANGER FACTORY OUTLET CTRS I COM 875465106 869 22,300 SH DEFINED 01, 02 22,300 TD AMERITRADE HLDG CORP COM 87236Y108 210 10,818 SH DEFINED 01, 02 10,818 TELLABS INC COM 879664100 441 77,727 SH DEFINED 01, 02 77,727 TENET HEALTHCARE CORP COM 88033G100 449 83,269 SH DEFINED 01, 02 83,269 TESSERA TECHNOLOGIES INC COM 88164L100 723 31,081 SH DEFINED 01, 02 31,081 TETRA TECH INC NEW COM 88162G103 286 10,538 SH DEFINED 01, 02 10,538 TEXAS INSTRS INC COM 882508104 302 11,593 SH DEFINED 01, 02 11,593 TEXTRON INC COM 883203101 190 10,079 SH DEFINED 01, 02 10,079 THERAGENICS CORP COM 883375107 63 47,000 SH DEFINED 01, 02 47,000 THERMO FISHER SCIENTIFIC INC COM 883556102 1,351 28,324 SH DEFINED 01, 02 28,324 THOMAS & BETTS CORP COM 884315102 252 7,037 SH DEFINED 01, 02 7,037 THQ INC COM NEW 872443403 56 11,065 SH DEFINED 01, 02 11,065 TIBCO SOFTWARE INC COM 88632Q103 139 14,453 SH DEFINED 01, 02 14,453 TIME WARNER CABLE INC COM 88732J207 518 12,519 SH DEFINED 01, 02 12,519 TIME WARNER INC COM NEW 887317303 1,011 34,700 SH DEFINED 01, 02 34,700 TJX COS INC NEW COM 872540109 522 14,295 SH DEFINED 01, 02 14,295 TRANSOCEAN LTD REG SHS H8817H100 1,630 19,688 SH DEFINED 01, 02 19,688 TRINITY INDS INC COM 896522109 451 25,845 SH DEFINED 01, 02 25,845 TRUSTCO BK CORP N Y COM 898349105 73 11,666 SH DEFINED 01, 02 11,666 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 549 22,362 SH DEFINED 01, 02 22,362 TYCO INTERNATIONAL LTD SHS H89128104 242 6,788 SH DEFINED 01, 02 6,788 UGI CORP NEW COM 902681105 2,072 85,639 SH DEFINED 01, 02 85,639 ULTRA PETROLEUM CORP COM 903914109 254 5,099 SH DEFINED 01, 02 5,099 UNION PAC CORP COM 907818108 737 11,528 SH DEFINED 01, 02 11,528 UNITED PARCEL SERVICE INC CL B 911312106 1,856 32,353 SH DEFINED 01, 02 32,353 UNITED TECHNOLOGIES CORP COM 913017109 421 6,062 SH DEFINED 01, 02 6,062 UNITEDHEALTH GROUP INC COM 91324P102 363 11,909 SH DEFINED 01, 02 11,909 UNIVERSAL HLTH SVCS INC CL B 913903100 559 18,322 SH DEFINED 01, 02 18,322 USEC INC COM 90333E108 41 10,696 SH DEFINED 01, 02 10,696 UTI WORLDWIDE INC ORD G87210103 172 12,022 SH DEFINED 01, 02 12,022 VALEANT PHARMACEUTICALS INTL COM 91911X104 391 12,300 SH DEFINED 01, 02 12,300 VALERO ENERGY CORP NEW COM 91913Y100 1,746 104,250 SH DEFINED 01, 02 104,250 VALMONT INDS INC COM 920253101 290 3,692 SH DEFINED 01, 02 3,692 VENTAS INC COM 92276F100 227 5,200 SH DEFINED 01, 02 5,200 VORNADO RLTY TR SH BEN INT 929042109 355 5,081 SH DEFINED 01, 02 5,081 VULCAN MATLS CO COM 929160109 487 9,238 SH DEFINED 01, 02 9,238 WAL MART STORES INC COM 931142103 1,069 20,000 SH DEFINED 01, 02 20,000 WALTER ENERGY INC COM 93317Q105 979 13,006 SH DEFINED 01, 02 13,006 WARREN RES INC COM 93564A100 2,021 825,000 SH DEFINED 01, 02 825,000 WASHINGTON POST CO CL B 939640108 597 1,359 SH DEFINED 01, 02 1,359 WASTE MGMT INC DEL COM 94106L109 393 11,617 SH DEFINED 01, 02 11,617 WATSCO INC COM 942622200 691 14,116 SH DEFINED 01, 02 14,116 WEIGHT WATCHERS INTL INC NEW COM 948626106 900 30,859 SH DEFINED 01, 02 30,859 WELLS FARGO & CO NEW COM 949746101 1,262 46,776 SH DEFINED 01, 02 46,776 WGL HLDGS INC COM 92924F106 331 9,859 SH DEFINED 01, 02 9,859 WILEY JOHN & SONS INC CL A 968223206 564 13,473 SH DEFINED 01, 02 13,473 WILLIAMS COS INC DEL COM 969457100 542 25,723 SH DEFINED 01, 02 25,723 WILLIAMS PIPELINE PARTNERS L COM UNIT LP IN 96950K103 290 12,167 SH DEFINED 01, 02 12,167 WISCONSIN ENERGY CORP COM 976657106 441 8,842 SH DEFINED 01, 02 8,842 WYNN RESORTS LTD COM 983134107 1,124 19,302 SH DEFINED 01, 02 19,302 XL CAP LTD CL A G98255105 477 26,038 SH DEFINED 01, 02 26,038 394 279,663
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 394 Form 13F Information Table Value Total: $279,663 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 28- 10034 CGI Holdings, Inc. 02 28- 10033 Clinton Group Equity, Co. -----END PRIVACY-ENHANCED MESSAGE-----