0001140361-13-019649.txt : 20130509
0001140361-13-019649.hdr.sgml : 20130509
20130509131012
ACCESSION NUMBER: 0001140361-13-019649
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130509
DATE AS OF CHANGE: 20130509
EFFECTIVENESS DATE: 20130509
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLINTON GROUP INC
CENTRAL INDEX KEY: 0001134119
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06121
FILM NUMBER: 13827655
BUSINESS ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2128250400
MAIL ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/2013
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Clinton Group, Inc.
Address: 9 West 57th Street
New York, NY 10019
Form 13F File Number: 28-06121
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Francis Ruchalski
Title: CFO
Phone: 212-825-0400
Signature, Place, and Date of Signing:
/s/ Francis Ruchalski New York, NY 5/9/2013
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 226
Form 13F Information Table Value Total: $ 181,627
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
01 28-10034 CGI Holdings, Inc.
---- -------------------- ----------------------------------------------------
02 28-10033 Clinton Group Equity, Co.
---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
ABERCROMBIE & FITCH CO CL A 002896207 387 8,367 SH DEFINED 01,02 8,367 0 0
ABRAXAS PETE CORP COM 003830106 8,474 3,668,501 SH DEFINED 01,02 3,668,501 0 0
ACE LTD SHS H0023R105 209 2,352 SH DEFINED 01,02 2,352 0 0
ACTIVISION BLIZZARD INC COM 00507V109 388 26,629 SH DEFINED 01,02 26,629 0 0
AES CORP COM 00130H105 211 16,809 SH DEFINED 01,02 16,809 0 0
AGL RES INC COM 001204106 323 7,691 SH DEFINED 01,02 7,691 0 0
AGRIUM INC COM 008916108 435 4,463 SH DEFINED 01,02 4,463 0 0
ALBEMARLE CORP COM 012653101 249 3,978 SH DEFINED 01,02 3,978 0 0
ALEXANDRIA REAL ESTATE EQ IN COM 015271109 202 2,844 SH DEFINED 01,02 2,844 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 372 4,033 SH DEFINED 01,02 4,033 0 0
ALLIANCE DATA SYSTEMS CORP COM 018581108 284 1,757 SH DEFINED 01,02 1,757 0 0
ALLIED WRLD ASSUR COM HLDG A SHS H01531104 284 3,064 SH DEFINED 01,02 3,064 0 0
ALLSTATE CORP COM 020002101 539 10,979 SH DEFINED 01,02 10,979 0 0
AMC NETWORKS INC CL A 00164V103 569 8,996 SH DEFINED 01,02 8,996 0 0
AMERICAN CAMPUS CMNTYS INC COM 024835100 423 9,325 SH DEFINED 01,02 9,325 0 0
AMERICAN EAGLE OUTFITTERS NE COM 02553E106 386 20,653 SH DEFINED 01,02 20,653 0 0
AMERICAN FINL GROUP INC OHIO COM 025932104 386 8,139 SH DEFINED 01,02 8,139 0 0
AMERIGAS PARTNERS L P UNIT L P INT 030975106 346 7,709 SH DEFINED 01,02 7,709 0 0
AMERISOURCEBERGEN CORP COM 03073E105 296 5,757 SH DEFINED 01,02 5,757 0 0
ANADARKO PETE CORP COM 032511107 385 4,402 SH DEFINED 01,02 4,402 0 0
ANNALY CAP MGMT INC COM 035710409 314 19,790 SH DEFINED 01,02 19,790 0 0
AOL INC COM 00184X105 282 7,338 SH DEFINED 01,02 7,338 0 0
AON PLC SHS CL A G0408V102 230 3,734 SH DEFINED 01,02 3,734 0 0
APOLLO GLOBAL MGMT LLC CL A SHS 037612306 593 27,404 SH DEFINED 01,02 27,404 0 0
APOLLO GROUP INC CL A 037604105 226 13,008 SH DEFINED 01,02 13,008 0 0
APPLE INC COM 037833100 523 1,181 SH DEFINED 01,02 1,181 0 0
ASCENA RETAIL GROUP INC COM 04351G101 257 13,877 SH DEFINED 01,02 13,877 0 0
ASHLAND INC NEW COM 044209104 236 3,174 SH DEFINED 01,02 3,174 0 0
ASPEN INSURANCE HOLDINGS LTD SHS G05384105 389 10,085 SH DEFINED 01,02 10,085 0 0
AXIS CAPITAL HOLDINGS INV SHS G0692U109 288 6,920 SH DEFINED 01,02 6,920 0 0
BANKUNITED INC COM 06652K103 404 15,767 SH DEFINED 01,02 15,767 0 0
BERKLEY W R CORP COM 084423102 203 4,577 SH DEFINED 01,02 4,577 0 0
BOSTON PROPERTIES INC COM 101121101 988 9,779 SH DEFINED 01,02 9,779 0 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 520 14,243 SH DEFINED 01,02 14,243 0 0
BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 332 8,711 SH DEFINED 01,02 8,711 0 0
CALLON PETE CO DEL COM 13123X102 883 238,767 SH DEFINED 01,02 238,767 0 0
CAMDEN PPTY TR SH BEN INT 133131102 295 4,296 SH DEFINED 01,02 4,296 0 0
CAMERON INTERNATIONAL CORP COM 13342B105 467 7,156 SH DEFINED 01,02 7,156 0 0
CANADIAN NATL RY CO COM 136375102 357 3,559 SH DEFINED 01,02 3,559 0 0
CANADIAN PAC RY LTD COM 13645T100 204 1,565 SH DEFINED 01,02 1,565 0 0
CARDINAL HEALTH INC COM 14149Y108 521 12,513 SH DEFINED 01,02 12,513 0 0
CAREFUSION CORP COM 14170T101 386 11,046 SH DEFINED 01,02 11,046 0 0
CARLISLE COS INC COM 142339100 422 6,229 SH DEFINED 01,02 6,229 0 0
CELANESE CORP DEL COM SER A 150870103 216 4,897 SH DEFINED 01,02 4,897 0 0
CENTURYLINK INC COM 156700106 345 9,818 SH DEFINED 01,02 9,818 0 0
CF INDS HLDGS INC COM 125269100 299 1,569 SH DEFINED 01,02 1,569 0 0
CHECK POINT SOFTWARE TECH LT ORD M22465104 1,049 22,320 SH DEFINED 01,02 22,320 0 0
CHEVRON CORP NEW COM 166764100 958 8,063 SH DEFINED 01,02 8,063 0 0
CITIGROUP INC COM NEW 172967424 1,804 40,767 SH DEFINED 01,02 40,767 0 0
COCA COLA CO COM 191216100 224 5,542 SH DEFINED 01,02 5,542 0 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 610 7,955 SH DEFINED 01,02 7,955 0 0
COSTCO WHSL CORP NEW COM 22160K105 465 4,384 SH DEFINED 01,02 4,384 0 0
COVIDIEN PLC SHS G2554F113 682 10,060 SH DEFINED 01,02 10,060 0 0
CROWN CASTLE INTL CORP COM 228227104 299 4,299 SH DEFINED 01,02 4,299 0 0
CULLEN FROST BANKERS INC COM 229899109 318 5,092 SH DEFINED 01,02 5,092 0 0
CUMMINS INC COM 231021106 254 2,189 SH DEFINED 01,02 2,189 0 0
DANAHER CORP DEL COM 235851102 605 9,735 SH DEFINED 01,02 9,735 0 0
DIGITAL GENERATION INC COM 25400B108 13,123 2,044,077 SH DEFINED 01,02 2,044,077 0 0
DIGITAL GENERATION INC COM 25400B908 12 1,900 CALL DEFINED 01,02 1,900 0 0
DIGITAL RLTY TR INC COM 253868103 388 5,797 SH DEFINED 01,02 5,797 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
DISNEY WALT CO COM DISNEY 254687106 375 6,602 SH DEFINED 01,02 6,602 0 0
DOLLAR GEN CORP NEW COM 256677105 226 4,464 SH DEFINED 01,02 4,464 0 0
DOVER CORP COM 260003108 713 9,779 SH DEFINED 01,02 9,779 0 0
DOW CHEM CO COM 260543103 235 7,370 SH DEFINED 01,02 7,370 0 0
EATON CORP PLC SHS G29183103 774 12,633 SH DEFINED 01,02 12,633 0 0
ECOLAB INC COM 278865100 1,175 14,656 SH DEFINED 01,02 14,656 0 0
EDISON INTL COM 281020107 616 12,232 SH DEFINED 01,02 12,232 0 0
EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 591 13,484 SH DEFINED 01,02 13,484 0 0
EMERSON ELEC CO COM 291011104 504 9,029 SH DEFINED 01,02 9,029 0 0
ENDO HEALTH SOLUTIONS INC COM 29264F205 385 12,515 SH DEFINED 01,02 12,515 0 0
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 428 7,317 SH DEFINED 01,02 7,317 0 0
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 270 5,331 SH DEFINED 01,02 5,331 0 0
ENTERGY CORP NEW COM 29364G103 672 10,626 SH DEFINED 01,02 10,626 0 0
ERIE INDTY CO CL A 29530P102 390 5,159 SH DEFINED 01,02 5,159 0 0
EXPEDIA INC DEL COM NEW 30212P303 231 3,849 SH DEFINED 01,02 3,849 0 0
EXPEDITORS INTL WASH INC COM 302130109 599 16,759 SH DEFINED 01,02 16,759 0 0
EXXON MOBIL CORP COM 30231G102 354 3,930 SH DEFINED 01,02 3,930 0 0
F M C CORP COM NEW 302491303 399 6,993 SH DEFINED 01,02 6,993 0 0
FIDELITY NATIONAL FINANCIAL CL A 31620R105 555 22,000 SH DEFINED 01,02 22,000 0 0
FIFTH THIRD BANCORP COM 316773100 345 21,142 SH DEFINED 01,02 21,142 0 0
FIRST AMERN FINL CORP COM 31847R102 641 25,050 SH DEFINED 01,02 25,050 0 0
FIRST SOLAR INC COM 336433107 384 14,259 SH DEFINED 01,02 14,259 0 0
FIRSTENERGY CORP COM 337932107 280 6,625 SH DEFINED 01,02 6,625 0 0
FLEXTRONICS INTL LTD ORD Y2573F102 166 24,581 SH DEFINED 01,02 24,581 0 0
FLIR SYS INC COM 302445101 385 14,802 SH DEFINED 01,02 14,802 0 0
FORTRESS INVESTMENT GROUP LL CL A 34958B106 160 25,030 SH DEFINED 01,02 25,030 0 0
FOSSIL INC COM 349882100 480 4,971 SH DEFINED 01,02 4,971 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 261 7,875 SH DEFINED 01,02 7,875 0 0
FREESCALE SEMICONDUCTOR LTD SHS G3727Q101 220 14,742 SH DEFINED 01,02 14,742 0 0
FRONTIER COMMUNICATIONS CORP COM 35906A108 283 70,821 SH DEFINED 01,02 70,821 0 0
GARMIN LTD SHS H2906T109 534 16,145 SH DEFINED 01,02 16,145 0 0
GENERAL ELECTRIC CO COM 369604103 445 19,245 SH DEFINED 01,02 19,245 0 0
GENERAL MLS INC COM 370334104 967 19,601 SH DEFINED 01,02 19,601 0 0
GENESIS ENERGY L P UNIT LTD PARTN 371927104 245 5,082 SH DEFINED 01,02 5,082 0 0
GLEACHER & CO INC COM 377341102 2,564 4,273,819 SH DEFINED 01,02 4,273,819 0 0
GLOBAL PMTS INC COM 37940X102 312 6,275 SH DEFINED 01,02 6,275 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 8,527 57,949 SH DEFINED 01,02 57,949 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 136 10,784 SH DEFINED 01,02 10,784 0 0
GOOGLE INC CL A 38259P508 688 866 SH DEFINED 01,02 866 0 0
GRAINGER W W INC COM 384802104 721 3,206 SH DEFINED 01,02 3,206 0 0
GREAT PLAINS ENERGY INC COM 391164100 255 11,017 SH DEFINED 01,02 11,017 0 0
HANCOCK HLDG CO COM 410120109 205 6,640 SH DEFINED 01,02 6,640 0 0
HANESBRANDS INC COM 410345102 222 4,864 SH DEFINED 01,02 4,864 0 0
HAWAIIAN ELEC INDUSTRIES COM 419870100 246 8,885 SH DEFINED 01,02 8,885 0 0
HERSHEY CO COM 427866108 392 4,480 SH DEFINED 01,02 4,480 0 0
HOME DEPOT INC COM 437076102 433 6,205 SH DEFINED 01,02 6,205 0 0
HOME PROPERTIES INC COM 437306103 387 6,100 SH DEFINED 01,02 6,100 0 0
HUMANA INC COM 444859102 266 3,843 SH DEFINED 01,02 3,843 0 0
ILLINOIS TOOL WKS INC COM 452308109 647 10,624 SH DEFINED 01,02 10,624 0 0
INGREDION INC COM 457187102 386 5,332 SH DEFINED 01,02 5,332 0 0
INTERNATIONAL GAME TECHNOLOG COM 459902102 210 12,713 SH DEFINED 01,02 12,713 0 0
KILROY RLTY CORP COM 49427F108 225 4,289 SH DEFINED 01,02 4,289 0 0
KIMBERLY CLARK CORP COM 494368103 873 8,911 SH DEFINED 01,02 8,911 0 0
KIMCO RLTY CORP COM 49446R109 409 18,245 SH DEFINED 01,02 18,245 0 0
KINROSS GOLD CORP COM NO PAR 496902404 179 22,583 SH DEFINED 01,02 22,583 0 0
KIRBY CORP COM 497266106 263 3,419 SH DEFINED 01,02 3,419 0 0
KKR & CO L P DEL COM UNITS 48248M102 387 20,035 SH DEFINED 01,02 20,035 0 0
KOSMOS ENERGY LTD SHS G5315B107 126 11,176 SH DEFINED 01,02 11,176 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 494 5,479 SH DEFINED 01,02 5,479 0 0
LAM RESEARCH CORP COM 512807108 289 6,971 SH DEFINED 01,02 6,971 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
LAZARD LTD SHS A G54050102 248 7,277 SH DEFINED 01,02 7,277 0 0
LENNAR CORP CL A 526057104 312 7,533 SH DEFINED 01,02 7,533 0 0
LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 321 15,015 SH DEFINED 01,02 15,015 0 0
LINCOLN ELEC HLDGS INC COM 533900106 284 5,244 SH DEFINED 01,02 5,244 0 0
LINN ENERGY LLC UNIT LTD LIAB 536020100 306 8,054 SH DEFINED 01,02 8,054 0 0
LIONS GATE ENTMNT CORP COM NEW 535919203 469 19,722 SH DEFINED 01,02 19,722 0 0
LOEWS CORP COM 540424108 394 8,951 SH DEFINED 01,02 8,951 0 0
LOWES COS INC COM 548661107 221 5,834 SH DEFINED 01,02 5,834 0 0
LSI CORPORATION COM 502161102 232 34,265 SH DEFINED 01,02 34,265 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 384 6,066 SH DEFINED 01,02 6,066 0 0
M & T BK CORP COM 55261F104 215 2,082 SH DEFINED 01,02 2,082 0 0
MADISON SQUARE GARDEN CO CL A 55826P100 527 9,143 SH DEFINED 01,02 9,143 0 0
MAGNA INTL INC COM 559222401 362 6,160 SH DEFINED 01,02 6,160 0 0
MAGNEGAS CORP COM NEW 55939L202 280 250,000 SH DEFINED 01,02 250,000 0 0
MANPOWERGROUP INC COM 56418H100 387 6,823 SH DEFINED 01,02 6,823 0 0
MARATHON PETE CORP COM 56585A102 733 8,177 SH DEFINED 01,02 8,177 0 0
MARTIN MARIETTA MATLS INC COM 573284106 302 2,964 SH DEFINED 01,02 2,964 0 0
MATTEL INC COM 577081102 386 8,815 SH DEFINED 01,02 8,815 0 0
MCDERMOTT INTL INC COM 580037109 137 12,447 SH DEFINED 01,02 12,447 0 0
MEDTRONIC INC COM 585055106 387 8,244 SH DEFINED 01,02 8,244 0 0
MERGE HEALTHCARE INC COM 589499102 110 38,042 SH DEFINED 01,02 38,042 0 0
MICROS SYS INC COM 594901100 221 4,847 SH DEFINED 01,02 4,847 0 0
MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 1,932 585,519 SH DEFINED 01,02 585,519 0 0
MOHAWK INDS INC COM 608190104 385 3,403 SH DEFINED 01,02 3,403 0 0
MONDELEZ INTL INC CL A 609207105 387 12,631 SH DEFINED 01,02 12,631 0 0
MSC INDL DIRECT INC CL A 553530106 212 2,469 SH DEFINED 01,02 2,469 0 0
MYLAN INC COM 628530107 777 26,825 SH DEFINED 01,02 26,825 0 0
MYRIAD GENETICS INC COM 62855J104 394 15,502 SH DEFINED 01,02 15,502 0 0
NEUSTAR INC CL A 64126X201 385 8,276 SH DEFINED 01,02 8,276 0 0
NEUTRAL TANDEM INC COM 64128B108 6,002 1,835,558 SH DEFINED 01,02 1,835,558 0 0
NIKE INC CL B 654106103 991 16,787 SH DEFINED 01,02 16,787 0 0
NORTHERN TR CORP COM 665859104 599 10,971 SH DEFINED 01,02 10,971 0 0
NUCOR CORP COM 670346105 493 10,688 SH DEFINED 01,02 10,688 0 0
NUTRI SYS INC NEW COM 67069D108 10,593 1,249,174 SH DEFINED 01,02 1,249,174 0 0
NV ENERGY INC COM 67073Y106 726 36,235 SH DEFINED 01,02 36,235 0 0
O REILLY AUTOMOTIVE INC NEW COM 67103H107 286 2,791 SH DEFINED 01,02 2,791 0 0
OCWEN FINL CORP COM NEW 675746309 261 6,876 SH DEFINED 01,02 6,876 0 0
OIL STS INTL INC COM 678026105 310 3,800 SH DEFINED 01,02 3,800 0 0
ON SEMICONDUCTOR CORP COM 682189105 170 20,514 SH DEFINED 01,02 20,514 0 0
ONEOK INC NEW COM 682680103 332 6,971 SH DEFINED 01,02 6,971 0 0
OVERLAND STORAGE INC COM NEW 690310206 3,448 2,897,218 SH DEFINED 01,02 2,897,218 0 0
OWENS ILL INC COM NEW 690768403 309 11,593 SH DEFINED 01,02 11,593 0 0
PACIFIC MERCANTILE BANCORP COM 694552100 699 119,480 SH DEFINED 01,02 119,480 0 0
PANERA BREAD CO CL A 69840W108 210 1,272 SH DEFINED 01,02 1,272 0 0
PARKER HANNIFIN CORP COM 701094104 351 3,831 SH DEFINED 01,02 3,831 0 0
PARTNERRE LTD COM G6852T105 214 2,300 SH DEFINED 01,02 2,300 0 0
PERKINELMER INC COM 714046109 547 16,250 SH DEFINED 01,02 16,250 0 0
PG&E CORP COM 69331C108 484 10,865 SH DEFINED 01,02 10,865 0 0
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 257 4,547 SH DEFINED 01,02 4,547 0 0
PORTER BANCORP INC COM 736233107 535 906,230 SH DEFINED 01,02 906,230 0 0
POST PPTYS INC COM 737464107 266 5,638 SH DEFINED 01,02 5,638 0 0
PPG INDS INC COM 693506107 523 3,905 SH DEFINED 01,02 3,905 0 0
PRAXAIR INC COM 74005P104 777 6,963 SH DEFINED 01,02 6,963 0 0
PRICELINE COM INC COM NEW 741503403 275 399 SH DEFINED 01,02 399 0 0
PROASSURANCE CORP COM 74267C106 238 5,039 SH DEFINED 01,02 5,039 0 0
PROCTER & GAMBLE CO COM 742718109 396 5,144 SH DEFINED 01,02 5,144 0 0
PROLOGIS INC COM 74340W103 701 17,529 SH DEFINED 01,02 17,529 0 0
PUBLIC SVC ENTERPRISE GROUP COM 744573106 249 7,265 SH DEFINED 01,02 7,265 0 0
PVH CORP COM 693656100 358 3,348 SH DEFINED 01,02 3,348 0 0
QUEST DIAGNOSTICS INC COM 74834L100 501 8,867 SH DEFINED 01,02 8,867 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
RACKSPACE HOSTING INC COM 750086100 257 5,094 SH DEFINED 01,02 5,094 0 0
RALPH LAUREN CORP CL A 751212101 285 1,683 SH DEFINED 01,02 1,683 0 0
REGIONS FINL CORP NEW COM 7591EP100 115 13,998 SH DEFINED 01,02 13,998 0 0
REINSURANCE GROUP AMER INC COM NEW 759351604 435 7,296 SH DEFINED 01,02 7,296 0 0
RELIANCE STEEL & ALUMINUM CO COM 759509102 400 5,622 SH DEFINED 01,02 5,622 0 0
ROCK-TENN CO CL A 772739207 207 2,236 SH DEFINED 01,02 2,236 0 0
ROCKWELL AUTOMATION INC COM 773903109 662 7,664 SH DEFINED 01,02 7,664 0 0
ROCKWELL COLLINS INC COM 774341101 400 6,345 SH DEFINED 01,02 6,345 0 0
ROI ACQUISITION CORP COM 74966A104 22 1,875,000 SH DEFINED 01,02 1,875,000 0 0
RPC INC COM 749660106 156 10,273 SH DEFINED 01,02 10,273 0 0
RYDER SYS INC COM 783549108 330 5,519 SH DEFINED 01,02 5,519 0 0
SIGNATURE BK NEW YORK N Y COM 82669G104 287 3,639 SH DEFINED 01,02 3,639 0 0
SIMON PPTY GROUP INC NEW COM 828806109 838 5,284 SH DEFINED 01,02 5,284 0 0
SM ENERGY CO COM 78454L100 298 5,038 SH DEFINED 01,02 5,038 0 0
ST JUDE MED INC COM 790849103 406 10,037 SH DEFINED 01,02 10,037 0 0
STANLEY BLACK & DECKER INC COM 854502101 249 3,081 SH DEFINED 01,02 3,081 0 0
STARBUCKS CORP COM 855244109 302 5,311 SH DEFINED 01,02 5,311 0 0
STARWOOD HOTELS&RESORTS WRLD COM 85590A401 211 3,303 SH DEFINED 01,02 3,303 0 0
STILLWATER MNG CO COM 86074Q102 18,844 1,457,381 SH DEFINED 01,02 1,457,381 0 0
SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 331 7,434 SH DEFINED 01,02 7,434 0 0
TARGET CORP COM 87612E106 381 5,565 SH DEFINED 01,02 5,565 0 0
TAUBMAN CTRS INC COM 876664103 231 2,971 SH DEFINED 01,02 2,971 0 0
TECHNE CORP COM 878377100 282 4,158 SH DEFINED 01,02 4,158 0 0
TECO ENERGY INC COM 872375100 339 19,023 SH DEFINED 01,02 19,023 0 0
TESORO CORP COM 881609101 403 6,881 SH DEFINED 01,02 6,881 0 0
TIME WARNER CABLE INC COM 88732J207 239 2,487 SH DEFINED 01,02 2,487 0 0
TIMKEN CO COM 887389104 292 5,165 SH DEFINED 01,02 5,165 0 0
TJX COS INC NEW COM 872540109 281 6,021 SH DEFINED 01,02 6,021 0 0
TOLL BROTHERS INC COM 889478103 262 7,648 SH DEFINED 01,02 7,648 0 0
TRACTOR SUPPLY CO COM 892356106 312 2,998 SH DEFINED 01,02 2,998 0 0
TRANSATLANTIC PETROLEUM LTD SHS G89982105 978 982,800 SH DEFINED 01,02 982,800 0 0
TRAVELERS COMPANIES INC COM 89417E109 404 4,803 SH DEFINED 01,02 4,803 0 0
TW TELECOM INC COM 87311L104 698 27,719 SH DEFINED 01,02 27,719 0 0
TYCO INTERNATIONAL LTD SHS H89128104 402 12,575 SH DEFINED 01,02 12,575 0 0
UGI CORP NEW COM 902681105 322 8,384 SH DEFINED 01,02 8,384 0 0
UNITED NAT FOODS INC COM 911163103 280 5,686 SH DEFINED 01,02 5,686 0 0
UNIVERSAL HLTH SVCS INC CL B 913903100 260 4,067 SH DEFINED 01,02 4,067 0 0
VMWARE INC CL A COM 928563402 446 5,651 SH DEFINED 01,02 5,651 0 0
VORNADO RLTY TR SH BEN INT 929042109 604 7,218 SH DEFINED 01,02 7,218 0 0
WELLS FARGO & CO NEW COM 949746101 437 11,816 SH DEFINED 01,02 11,816 0 0
WESTERN REFNG INC COM 959319104 243 6,869 SH DEFINED 01,02 6,869 0 0
WET SEAL INC CL A 961840105 20,697 6,853,155 SH DEFINED 01,02 6,853,155 0 0
WEYERHAEUSER CO COM 962166104 368 11,730 SH DEFINED 01,02 11,730 0 0
WINDSTREAM CORP COM 97381W104 925 116,701 SH DEFINED 01,02 116,701 0 0
YANDEX N V SHS CLASS A N97284108 463 20,013 SH DEFINED 01,02 20,013 0 0
ZAZA ENERGY CORP COM 98919T100 1,010 554,700 SH DEFINED 01,02 554,700 0 0