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CLINTON GROUP INC

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
09/25/2023GlassBridge Enterprises, Inc.GLAESaleCommon Stock7.6k$164.95$1.3MSee footnotes09/25/2023
06/14/2016GlassBridge Enterprises, Inc.GLAEPurchaseCommon Stock17.5k$1.73$30.2kSee footnotes06/13/2016
06/13/2016GlassBridge Enterprises, Inc.GLAEPurchaseCommon Stock20.4k$1.71$35kSee footnotes06/13/2016
03/14/2016GlassBridge Enterprises, Inc.GLAEPurchaseCommon Stock90k$1.48$133.1kSee footnotes03/14/2016
01/08/2016GlassBridge Enterprises, Inc.GLAEOther (disposition)Common Stock344.8k$0.00$0See footnotes01/08/2016
01/08/2016GlassBridge Enterprises, Inc.GLAEOther (acquisition)Common Stock344.8k$0.00$0See footnotes01/08/2016
12/14/2015PACIFIC MERCANTILE BANCORPPMBCSaleCommon Stock99.6k$6.98$695.5kSee footnotes12/10/2015
12/14/2015GlassBridge Enterprises, Inc.GLAEPurchaseCommon Stock30k$1.28$38.2kSee footnotes12/14/2015
12/14/2015GlassBridge Enterprises, Inc.GLAESaleCommon Stock36.1k$1.31$47.2kSee footnotes12/14/2015
12/11/2015PACIFIC MERCANTILE BANCORPPMBCSaleCommon Stock118.7k$7.03$834.1kSee footnotes12/10/2015
12/10/2015PACIFIC MERCANTILE BANCORPPMBCSaleCommon Stock21.2k$7.05$149.5kSee footnotes12/10/2015
12/08/2015GlassBridge Enterprises, Inc.GLAEPurchaseCommon Stock111k$1.57$174kSee footnotes12/07/2015
12/07/2015GlassBridge Enterprises, Inc.GLAESaleCommon Stock110.4k$1.50$165.7kSee footnotes12/07/2015
11/30/2015PACIFIC MERCANTILE BANCORPPMBCSaleCommon Stock57k$6.74$384.1kSee footnotes11/27/2015
11/27/2015PACIFIC MERCANTILE BANCORPPMBCSaleCommon Stock13.5k$6.71$90.6kSee footnotes11/27/2015
11/24/2015PACIFIC MERCANTILE BANCORPPMBCSaleCommon Stock18.2k$6.73$122.5kSee footnotes11/20/2015
11/23/2015PACIFIC MERCANTILE BANCORPPMBCSaleCommon Stock31k$6.71$207.9kSee footnotes11/20/2015
11/20/2015PACIFIC MERCANTILE BANCORPPMBCSaleCommon Stock42.6k$6.70$285.4kSee footnotes11/20/2015
11/10/2015GlassBridge Enterprises, Inc.GLAEPurchaseCommon Stock19.3k$2.09$40.3kSee footnotes11/10/2015
11/04/2015PACIFIC MERCANTILE BANCORPPMBCSaleCommon Stock27k$6.62$178.9kSee footnotes11/02/2015
11/02/2015PACIFIC MERCANTILE BANCORPPMBCSaleCommon Stock518.1k$6.50$3.4MSee footnotes11/02/2015
10/29/2015PACIFIC MERCANTILE BANCORPPMBCSaleCommon Stock100$6.69$669See footnotes10/27/2015
10/28/2015PACIFIC MERCANTILE BANCORPPMBCSaleCommon Stock20k$6.66$133.2kSee footnotes10/27/2015
10/27/2015PACIFIC MERCANTILE BANCORPPMBCSaleCommon Stock11.6k$6.65$77.1kSee footnotes10/27/2015
09/30/2015PACIFIC MERCANTILE BANCORPPMBCDispositionSeries B-2 Convertible 8.4% Noncumulative Preferred Stock75k$5.32$399kSee footnotes09/30/2015
09/30/2015PACIFIC MERCANTILE BANCORPPMBCGrantCommon Stock2M$0.00$0See footnotes09/30/2015
09/11/2015PACIFIC MERCANTILE BANCORPPMBCSaleCommon Stock24.1k$6.70$161.6kSee footnotes09/09/2015
09/10/2015PACIFIC MERCANTILE BANCORPPMBCSaleCommon Stock63.8k$6.90$440.2kSee footnotes09/09/2015
09/09/2015PACIFIC MERCANTILE BANCORPPMBCSaleCommon Stock1.1k$6.90$7.6kSee footnotes09/09/2015
06/02/2015EveryWare Global, Inc.EVRYOther (disposition)Common Stock282.3k$0.00$0Note06/02/2015
06/02/2015EveryWare Global, Inc.EVRYOther (disposition)Common Stock2.6M$0.00$0Note06/02/2015
06/02/2015EveryWare Global, Inc.EVRYOther (disposition)Common Stock600k$0.00$0Note06/02/2015
06/02/2015EveryWare Global, Inc.EVRYOther (disposition)Warrants4.4M$6.00$26.5MNote06/02/2015
06/02/2015EveryWare Global, Inc.EVRYOther (disposition)Warratms300k$6.00$1.8MNote06/02/2015
06/02/2015EveryWare Global, Inc.EVRYOther (disposition)Common Stock282.3k$0.00$0Note06/02/2015
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