-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BSGRrbBC8xFf/3rfaIiNvRteaxovjCgSTrEkjWYB2xvNEosp6ZN24T3sc7Oh3ejq 3EgSOYfevemvbVeUSSEAwQ== 0000950159-10-000294.txt : 20100416 0000950159-10-000294.hdr.sgml : 20100416 20100416154844 ACCESSION NUMBER: 0000950159-10-000294 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100416 DATE AS OF CHANGE: 20100416 EFFECTIVENESS DATE: 20100416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLINTON GROUP INC CENTRAL INDEX KEY: 0001134119 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06121 FILM NUMBER: 10754722 BUSINESS ADDRESS: STREET 1: 32 OLD SLIP 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2128250400 13F-HR 1 clinton13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Clinton Group, Inc. Address: 9 West 57th Street New York, NY 10019 Form 13F File Number: 28-06121 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Francis Ruchalski Title: CFO Phone: 212-825-0400 Signature, Place, and Date of Signing: /s/ Francis Ruchalski New York, NY 4/16/2010 - ---------------------- --------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE OF CUSIP VALUE SHARES SH/PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS (x$1000) PRN AMT PRNCALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ 3M CO COM 88579Y101 1,123 13,437 SH DEFINED 01,02 13,437 ABBOTT LABS COM 002824100 2,782 52,800 SH DEFINED 01,02 52,800 ABOVENET INC COM 00374N107 218 4,300 SH DEFINED 01,02 4,300 ADOBE SYS INC COM 00724F101 499 14,100 SH DEFINED 01,02 14,100 ADVANCE AUTO PARTS INC COM 00751Y106 637 15,202 SH DEFINED 01,02 15,202 ADVANCED MICRO DEVICES INC COM 007903107 109 11,800 SH DEFINED 01,02 11,800 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 278 9,802 SH DEFINED 01,02 9,802 AES CORP COM 00130H105 647 58,854 SH DEFINED 01,02 58,854 AGNICO EAGLE MINES LTD COM 008474108 418 7,500 SH DEFINED 01,02 7,500 AGRIUM INC COM 008916108 276 3,902 SH DEFINED 01,02 3,902 AK STL HLDG CORP COM 001547108 441 19,299 SH DEFINED 01,02 19,299 ALBERTO CULVER CO NEW COM 013078100 1,095 41,880 SH DEFINED 01,02 41,880 ALCOA INC COM 013817101 266 18,700 SH DEFINED 01,02 18,700 ALLIANT ENERGY CORP COM 018802108 327 9,842 SH DEFINED 01,02 9,842 ALLIANT TECHSYSTEMS INC COM 018804104 370 4,548 SH DEFINED 01,02 4,548 ALLIED WRLD ASSUR COM HLDG L SHS G0219G203 409 9,122 SH DEFINED 01,02 9,122 ALLSTATE CORP COM 020002101 213 6,600 SH DEFINED 01,02 6,600 ALPHA NATURAL RESOURCES INC COM 02076X102 407 8,150 SH DEFINED 01,02 8,150 AMEDISYS INC COM 023436108 491 8,900 SH DEFINED 01,02 8,900 AMEREN CORP COM 023608102 736 28,209 SH DEFINED 01,02 28,209 AMERICAN CAMPUS CMNTYS INC COM 024835100 526 19,031 SH DEFINED 01,02 19,031 AMERICAN OIL & GAS INC NEW COM 028723104 100 14,652 SH DEFINED 01,02 14,652 AMERICAN TOWER CORP CL A 029912201 980 23,000 SH DEFINED 01,02 23,000 AMERICAN WTR WKS CO INC NEW COM 030420103 215 9,903 SH DEFINED 01,02 9,903 AMPHENOL CORP NEW CL A 032095101 1,046 24,798 SH DEFINED 01,02 24,798 AMR CORP COM 001765106 91 10,000 SH DEFINED 01,02 10,000 ANNALY CAP MGMT INC COM 035710409 593 34,490 SH DEFINED 01,02 34,490 ANSYS INC COM 03662Q105 374 8,668 SH DEFINED 01,02 8,668 APACHE CORP COM 037411105 1,665 16,400 SH DEFINED 01,02 16,400 APOLLO GROUP INC CL A 037604105 1,226 20,000 SH DEFINED 01,02 20,000 APPLE INC COM 037833100 270 1,150 SH DEFINED 01,02 1,150 APPLIED MATLS INC COM 038222105 916 68,000 SH DEFINED 01,02 68,000 APTARGROUP INC COM 038336103 270 6,850 SH DEFINED 01,02 6,850 AQUA AMERICA INC COM 03836W103 260 14,800 SH DEFINED 01,02 14,800 ARCH COAL INC COM 039380100 752 32,925 SH DEFINED 01,02 32,925 ARENA RESOURCES INC COM 040049108 331 9,900 SH DEFINED 01,02 9,900 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 453 15,693 SH DEFINED 01,02 15,693 ASSOCIATED BANC CORP COM 045487105 217 15,800 SH DEFINED 01,02 15,800 AT&T INC COM 00206R102 1,574 60,900 SH DEFINED 01,02 60,900 ATLAS ENERGY INC COM 049298102 233 7,500 SH DEFINED 01,02 7,500 ATMEL CORP COM 049513104 85 16,800 SH DEFINED 01,02 16,800 ATWOOD OCEANICS INC COM 050095108 413 11,924 SH DEFINED 01,02 11,924 AUTOMATIC DATA PROCESSING IN COM 053015103 276 6,200 SH DEFINED 01,02 6,200 AUTONATION INC COM 05329W102 492 27,200 SH DEFINED 01,02 27,200 AVALONBAY CMNTYS INC COM 053484101 233 2,700 SH DEFINED 01,02 2,700 AVON PRODS INC COM 054303102 254 7,492 SH DEFINED 01,02 7,492 BAKER HUGHES INC COM 057224107 408 8,700 SH DEFINED 01,02 8,700 BANK HAWAII CORP COM 062540109 290 6,453 SH DEFINED 01,02 6,453 BANK OF AMERICA CORPORATION COM 060505104 248 13,900 SH DEFINED 01,02 13,900 BANK OF NEW YORK MELLON CORP COM 064058100 337 10,906 SH DEFINED 01,02 10,906 BARRETT BILL CORP COM 06846N104 771 25,100 SH DEFINED 01,02 25,100 BECKMAN COULTER INC COM 075811109 1,530 24,370 SH DEFINED 01,02 24,370 BECTON DICKINSON & CO COM 075887109 283 3,600 SH DEFINED 01,02 3,600 BEMIS INC COM 081437105 1,392 48,466 SH DEFINED 01,02 48,466 BEST BUY INC COM 086516101 671 15,770 SH DEFINED 01,02 15,770 BIOGEN IDEC INC COM 09062X103 488 8,500 SH DEFINED 01,02 8,500 BJS WHOLESALE CLUB INC COM 05548J106 707 19,103 SH DEFINED 01,02 19,103 BLACKROCK INC COM 09247X101 501 2,302 SH DEFINED 01,02 2,302 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 2,086 149,000 SH DEFINED 01,02 149,000 BMC SOFTWARE INC COM 055921100 1,144 30,100 SH DEFINED 01,02 30,100 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 406 13,651 SH DEFINED 01,02 13,651 BOEING CO COM 097023105 850 11,700 SH DEFINED 01,02 11,700 BRIGHAM EXPLORATION CO COM 109178103 9,167 574,723 SH DEFINED 01,02 574,723 BRINKER INTL INC COM 109641100 1,558 80,800 SH DEFINED 01,02 80,800 BUCYRUS INTL INC NEW COM 118759109 660 10,000 SH DEFINED 01,02 10,000 BUNGE LIMITED COM G16962105 332 5,392 SH DEFINED 01,02 5,392 CACI INTL INC CL A 127190304 425 8,700 SH DEFINED 01,02 8,700 CALPINE CORP COM NEW 131347304 1,108 93,191 SH DEFINED 01,02 93,191 CAPITAL ONE FINL CORP COM 14040H105 253 6,100 SH DEFINED 01,02 6,100 CARNIVAL CORP PAIRED CTF 143658300 789 20,296 SH DEFINED 01,02 20,296 CARROLS RESTAURANT GROUP INC COM 14574X104 2,380 350,000 SH DEFINED 01,02 350,000 CATERPILLAR INC DEL COM 149123101 522 8,300 SH DEFINED 01,02 8,300 CBS CORP NEW CL B 124857202 403 28,900 SH DEFINED 01,02 28,900 CELESTICA INC SUB VTG SHS 15101Q108 160 14,623 SH DEFINED 01,02 14,623 CELGENE CORP COM 151020104 818 13,200 SH DEFINED 01,02 13,200 CENTRAL EUROPEAN DIST CORP COM 153435102 228 6,500 SH DEFINED 01,02 6,500 CENTRAL JERSEY BANCORP NJ COM 153770102 761 231,901 SH DEFINED 01,02 231,901 CEPHALON INC COM 156708109 908 13,400 SH DEFINED 01,02 13,400 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 864 37,133 SH DEFINED 01,02 37,133 CHIMERA INVT CORP COM 16934Q109 674 173,161 SH DEFINED 01,02 173,161 CHOICE HOTELS INTL INC COM 169905106 391 11,234 SH DEFINED 01,02 11,234 CHURCH & DWIGHT INC COM 171340102 589 8,800 SH DEFINED 01,02 8,800 CINTAS CORP COM 172908105 778 27,702 SH DEFINED 01,02 27,702 CISCO SYS INC COM 17275R102 1,299 49,900 SH DEFINED 01,02 49,900 CITIGROUP INC COM 172967101 2,403 593,300 SH DEFINED 01,02 593,300 CLARCOR INC COM 179895107 218 6,316 SH DEFINED 01,02 6,316 CLEAN HARBORS INC COM 184496107 328 5,900 SH DEFINED 01,02 5,900 CLIFFS NATURAL RESOURCES INC COM 18683K101 1,567 22,091 SH DEFINED 01,02 22,091 CLOROX CO DEL COM 189054109 321 5,000 SH DEFINED 01,02 5,000 CMS ENERGY CORP COM 125896100 224 14,468 SH DEFINED 01,02 14,468 COACH INC COM 189754104 285 7,200 SH DEFINED 01,02 7,200 COLGATE PALMOLIVE CO COM 194162103 818 9,600 SH DEFINED 01,02 9,600 COMMERCE BANCSHARES INC COM 200525103 578 14,053 SH DEFINED 01,02 14,053 COMMSCOPE INC COM 203372107 205 7,300 SH DEFINED 01,02 7,300 COMMUNITY HEALTH SYS INC NEW COM 203668108 626 16,951 SH DEFINED 01,02 16,951 CONCUR TECHNOLOGIES INC COM 206708109 205 5,000 SH DEFINED 01,02 5,000 CONOCOPHILLIPS COM 20825C104 2,543 49,700 SH DEFINED 01,02 49,700 CONSOL ENERGY INC COM 20854P109 581 13,618 SH DEFINED 01,02 13,618 CONSTELLATION ENERGY GROUP I COM 210371100 544 15,500 SH DEFINED 01,02 15,500 CONTINENTAL AIRLS INC CL B 210795308 255 11,600 SH DEFINED 01,02 11,600 CONVERGYS CORP COM 212485106 280 22,872 SH DEFINED 01,02 22,872 COOPER COS INC COM NEW 216648402 443 11,400 SH DEFINED 01,02 11,400 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 395 19,900 SH DEFINED 01,02 19,900 COVANTA HLDG CORP COM 22282E102 1,010 60,627 SH DEFINED 01,02 60,627 COVIDIEN PLC SHS G2554F105 231 4,600 SH DEFINED 01,02 4,600 CSX CORP COM 126408103 524 10,300 SH DEFINED 01,02 10,300 CUMMINS INC COM 231021106 242 3,900 SH DEFINED 01,02 3,900 CYPRESS SEMICONDUCTOR CORP COM 232806109 172 14,900 SH DEFINED 01,02 14,900 DANA HOLDING CORP COM 235825205 645 54,300 SH DEFINED 01,02 54,300 DANAHER CORP DEL COM 235851102 1,454 18,200 SH DEFINED 01,02 18,200 DARDEN RESTAURANTS INC COM 237194105 241 5,400 SH DEFINED 01,02 5,400 DEAN FOODS CO NEW COM 242370104 166 10,600 SH DEFINED 01,02 10,600 DEERE & CO COM 244199105 1,023 17,200 SH DEFINED 01,02 17,200 DEVRY INC DEL COM 251893103 209 3,204 SH DEFINED 01,02 3,204 DIAMOND OFFSHORE DRILLING IN COM 25271C102 329 3,700 SH DEFINED 01,02 3,700 DIRECTV COM CL A 25490A101 467 13,800 SH DEFINED 01,02 13,800 DISCOVER FINL SVCS COM 254709108 239 16,073 SH DEFINED 01,02 16,073 DISNEY WALT CO COM 254687106 1,533 43,900 SH DEFINED 01,02 43,900 DOW CHEM CO COM 260543103 305 10,300 SH DEFINED 01,02 10,300 DR PEPPER SNAPPLE GROUP INC COM 26138E109 1,283 36,481 SH DEFINED 01,02 36,481 DTE ENERGY CO COM 233331107 348 7,800 SH DEFINED 01,02 7,800 DUKE ENERGY CORP NEW COM 26441C105 956 58,600 SH DEFINED 01,02 58,600 E M C CORP MASS COM 268648102 382 21,200 SH DEFINED 01,02 21,200 EASTMAN KODAK CO COM 277461109 83 14,400 SH DEFINED 01,02 14,400 ECOLAB INC COM 278865100 430 9,773 SH DEFINED 01,02 9,773 EL PASO CORP COM 28336L109 112 10,300 SH DEFINED 01,02 10,300 EMCOR GROUP INC COM 29084Q100 431 17,500 SH DEFINED 01,02 17,500 EMERSON ELEC CO COM 291011104 519 10,300 SH DEFINED 01,02 10,300 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 448 8,867 SH DEFINED 01,02 8,867 ENTERPRISE PRODS PARTNERS L COM 293792107 363 10,500 SH DEFINED 01,02 10,500 EOG RES INC COM 26875P101 511 5,500 SH DEFINED 01,02 5,500 EQT CORP COM 26884L109 373 9,100 SH DEFINED 01,02 9,100 EQUINIX INC COM NEW 29444U502 370 3,800 SH DEFINED 01,02 3,800 ESSEX PPTY TR INC COM 297178105 585 6,509 SH DEFINED 01,02 6,509 EVEREST RE GROUP LTD COM G3223R108 1,426 17,617 SH DEFINED 01,02 17,617 EXELON CORP COM 30161N101 421 9,600 SH DEFINED 01,02 9,600 EXPEDITORS INTL WASH INC COM 302130109 203 5,500 SH DEFINED 01,02 5,500 EXXON MOBIL CORP COM 30231G102 757 11,295 SH DEFINED 01,02 11,295 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 204 2,800 SH DEFINED 01,02 2,800 FERRO CORP COM 315405100 150 17,100 SH DEFINED 01,02 17,100 FIDELITY NATL INFORMATION SV COM 31620M106 216 9,200 SH DEFINED 01,02 9,200 FIRST AMERN CORP CALIF COM 318522307 254 7,500 SH DEFINED 01,02 7,500 FIRST NIAGARA FINL GP INC COM 33582V108 232 16,300 SH DEFINED 01,02 16,300 FIRSTENERGY CORP COM 337932107 1,118 28,600 SH DEFINED 01,02 28,600 FIRSTMERIT CORP COM 337915102 477 22,127 SH DEFINED 01,02 22,127 FORD MTR CO DEL COM PAR $0.01 345370860 2,627 209,000 SH DEFINED 01,02 209,000 FORTRESS INVESTMENT GROUP LL CL A 34958B106 942 236,159 SH DEFINED 01,02 236,159 FOSTER WHEELER AG COM H27178104 224 8,245 SH DEFINED 01,02 8,245 FREEPORT-MCMORAN COPPER & GO COM 35671D857 485 5,800 SH DEFINED 01,02 5,800 FRONTIER COMMUNICATIONS CORP COM 35906A108 383 51,447 SH DEFINED 01,02 51,447 GARDNER DENVER INC COM 365558105 371 8,413 SH DEFINED 01,02 8,413 GARMIN LTD ORD G37260109 240 6,202 SH DEFINED 01,02 6,202 GARTNER INC COM 366651107 647 29,100 SH DEFINED 01,02 29,100 GENERAL ELECTRIC CO COM 369604103 284 15,600 SH DEFINED 01,02 15,600 GENERAL MLS INC COM 370334104 3,200 45,200 SH DEFINED 01,02 45,200 GENTEX CORP COM 371901109 324 16,700 SH DEFINED 01,02 16,700 GENWORTH FINL INC COM CL A 37247D106 668 36,400 SH DEFINED 01,02 36,400 GFI GROUP INC COM 361652209 579 100,000 SH DEFINED 01,02 100,000 GILEAD SCIENCES INC COM 375558103 2,078 45,700 SH DEFINED 01,02 45,700 GMX RES INC COM 38011M108 184 22,396 SH DEFINED 01,02 22,396 GOLDCORP INC NEW COM 380956409 573 15,400 SH DEFINED 01,02 15,400 GOLDMAN SACHS GROUP INC COM 38141G104 11,688 68,500 SH DEFINED 01,02 68,500 GOODYEAR TIRE & RUBR CO COM 382550101 1,665 131,750 SH DEFINED 01,02 131,750 GRACE W R & CO DEL NEW COM 38388F108 651 23,438 SH DEFINED 01,02 23,438 GRAFTECH INTL LTD COM 384313102 205 15,000 SH DEFINED 01,02 15,000 GRAINGER W W INC COM 384802104 497 4,600 SH DEFINED 01,02 4,600 GRIFFON CORP COM 398433102 1,246 100,010 SH DEFINED 01,02 100,010 HANCOCK HLDG CO COM 410120109 392 9,371 SH DEFINED 01,02 9,371 HANOVER INS GROUP INC COM 410867105 366 8,396 SH DEFINED 01,02 8,396 HATTERAS FINL CORP COM 41902R103 273 10,600 SH DEFINED 01,02 10,600 HCC INS HLDGS INC COM 404132102 837 30,316 SH DEFINED 01,02 30,316 HEALTHSOUTH CORP COM NEW 421924309 201 10,722 SH DEFINED 01,02 10,722 HEINZ H J CO COM 423074103 2,472 54,200 SH DEFINED 01,02 54,200 HELMERICH & PAYNE INC COM 423452101 697 18,300 SH DEFINED 01,02 18,300 HERTZ GLOBAL HOLDINGS INC COM 42805T105 785 78,532 SH DEFINED 01,02 78,532 HESS CORP COM 42809H107 588 9,405 SH DEFINED 01,02 9,405 HEWITT ASSOCS INC COM 42822Q100 503 12,645 SH DEFINED 01,02 12,645 HEWLETT PACKARD CO COM 428236103 213 4,000 SH DEFINED 01,02 4,000 HOME DEPOT INC COM 437076102 385 11,900 SH DEFINED 01,02 11,900 HONEYWELL INTL INC COM 438516106 1,498 33,100 SH DEFINED 01,02 33,100 HOT TOPIC INC COM 441339108 211 32,400 SH DEFINED 01,02 32,400 HRPT PPTYS TR PFD CONV D 40426W507 533 26,200 SH DEFINED 01,02 26,200 HUDSON CITY BANCORP COM 443683107 329 23,200 SH DEFINED 01,02 23,200 HUMANA INC COM 444859102 398 8,500 SH DEFINED 01,02 8,500 HUNT J B TRANS SVCS INC COM 445658107 441 12,300 SH DEFINED 01,02 12,300 HUNTSMAN CORP COM 447011107 282 23,400 SH DEFINED 01,02 23,400 IAC INTERACTIVECORP COM PAR $.001 44919P508 1,425 62,536 SH DEFINED 01,02 62,536 IHS INC CL A 451734107 257 4,800 SH DEFINED 01,02 4,800 INGRAM MICRO INC CL A 457153104 457 26,025 SH DEFINED 01,02 26,025 INTERNATIONAL BANCSHARES COR COM 459044103 290 12,600 SH DEFINED 01,02 12,600 INTERSIL CORP CL A 46069S109 537 36,400 SH DEFINED 01,02 36,400 INTL PAPER CO COM 460146103 596 24,206 SH DEFINED 01,02 24,206 INVERNESS MED INNOVATIONS IN COM 46126P106 554 14,234 SH DEFINED 01,02 14,234 INVESTORS REAL ESTATE TR SH BEN INT 461730103 111 12,300 SH DEFINED 01,02 12,300 ITT CORP NEW COM 450911102 204 3,797 SH DEFINED 01,02 3,797 JABIL CIRCUIT INC COM 466313103 460 28,419 SH DEFINED 01,02 28,419 JARDEN CORP COM 471109108 264 7,926 SH DEFINED 01,02 7,926 JEFFERIES GROUP INC NEW COM 472319102 468 19,767 SH DEFINED 01,02 19,767 JETBLUE AIRWAYS CORP COM 477143101 77 13,800 SH DEFINED 01,02 13,800 JUNIPER NETWORKS INC COM 48203R104 249 8,100 SH DEFINED 01,02 8,100 KING PHARMACEUTICALS INC COM 495582108 383 32,600 SH DEFINED 01,02 32,600 KINROSS GOLD CORP COM NO PAR 496902404 354 20,721 SH DEFINED 01,02 20,721 KNIGHT CAPITAL GROUP INC CL A 499005106 657 43,000 SH DEFINED 01,02 43,000 KNIGHT TRANSN INC COM 499064103 379 17,951 SH DEFINED 01,02 17,951 KOHLS CORP COM 500255104 1,172 21,402 SH DEFINED 01,02 21,402 KRAFT FOODS INC CL A 50075N104 227 7,500 SH DEFINED 01,02 7,500 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1,759 19,200 SH DEFINED 01,02 19,200 LAZARD LTD SHS G54050102 514 14,388 SH DEFINED 01,02 14,388 LEGG MASON INC COM 524901105 399 13,921 SH DEFINED 01,02 13,921 LENDER PROCESSING SVCS INC COM 52602E102 2,355 62,395 SH DEFINED 01,02 62,395 LIFE TECHNOLOGIES CORP COM 53217V109 396 7,585 SH DEFINED 01,02 7,585 LINEAR TECHNOLOGY CORP COM 535678106 359 12,700 SH DEFINED 01,02 12,700 LOEWS CORP COM 540424108 298 8,000 SH DEFINED 01,02 8,000 LORILLARD INC COM 544147101 286 3,800 SH DEFINED 01,02 3,800 LOWES COS INC COM 548661107 331 13,637 SH DEFINED 01,02 13,637 LSI CORPORATION COM 502161102 83 13,599 SH DEFINED 01,02 13,599 M & T BK CORP COM 55261F104 984 12,400 SH DEFINED 01,02 12,400 MACK CALI RLTY CORP COM 554489104 310 8,789 SH DEFINED 01,02 8,789 MAIDEN HOLDINGS LTD SHS G5753U112 86 11,700 SH DEFINED 01,02 11,700 MANPOWER INC COM 56418H100 771 13,500 SH DEFINED 01,02 13,500 MARATHON OIL CORP COM 565849106 335 10,600 SH DEFINED 01,02 10,600 MARSH & MCLENNAN COS INC COM 571748102 204 8,362 SH DEFINED 01,02 8,362 MARTIN MARIETTA MATLS INC COM 573284106 894 10,700 SH DEFINED 01,02 10,700 MASIMO CORP COM 574795100 242 9,100 SH DEFINED 01,02 9,100 MASSEY ENERGY CORP COM 576206106 253 4,840 SH DEFINED 01,02 4,840 MAXIM INTEGRATED PRODS INC COM 57772K101 287 14,800 SH DEFINED 01,02 14,800 MCAFEE INC COM 579064106 473 11,799 SH DEFINED 01,02 11,799 MCCORMICK & CO INC COM NON VTG 579780206 257 6,700 SH DEFINED 01,02 6,700 MCDONALDS CORP COM 580135101 874 13,100 SH DEFINED 01,02 13,100 MEDTRONIC INC COM 585055106 928 20,600 SH DEFINED 01,02 20,600 MERCK & CO INC NEW COM 58933Y105 549 14,699 SH DEFINED 01,02 14,699 MICRON TECHNOLOGY INC COM 595112103 429 41,400 SH DEFINED 01,02 41,400 MICROSOFT CORP COM 594918104 1,379 47,100 SH DEFINED 01,02 47,100 MIRANT CORP NEW COM 60467R100 435 40,084 SH DEFINED 01,02 40,084 MOLEX INC COM 608554101 275 13,183 SH DEFINED 01,02 13,183 MOLSON COORS BREWING CO CL B 60871R209 557 13,232 SH DEFINED 01,02 13,232 MONSANTO CO NEW COM 61166W101 422 5,907 SH DEFINED 01,02 5,907 MONTPELIER RE HOLDINGS LTD SHS G62185106 1,767 105,143 SH DEFINED 01,02 105,143 MURPHY OIL CORP COM 626717102 376 6,700 SH DEFINED 01,02 6,700 NALCO HOLDING COM 62985Q101 266 10,950 SH DEFINED 01,02 10,950 NATIONAL OILWELL VARCO INC COM 637071101 402 9,900 SH DEFINED 01,02 9,900 NATIONAL SEMICONDUCTOR CORP COM 637640103 394 27,238 SH DEFINED 01,02 27,238 NAVIOS MARITIME HOLDINGS INC COM Y62196103 94 14,200 SH DEFINED 01,02 14,200 NAVISTAR INTL CORP NEW COM 63934E108 278 6,223 SH DEFINED 01,02 6,223 NEW YORK CMNTY BANCORP INC COM 649445103 543 32,800 SH DEFINED 01,02 32,800 NEWS CORP CL A 65248E104 437 30,300 SH DEFINED 01,02 30,300 NICOR INC COM 654086107 534 12,734 SH DEFINED 01,02 12,734 NORTHERN TR CORP COM 665859104 464 8,400 SH DEFINED 01,02 8,400 NU SKIN ENTERPRISES INC CL A 67018T105 244 8,400 SH DEFINED 01,02 8,400 NVR INC COM 62944T105 218 300 SH DEFINED 01,02 300 OCCIDENTAL PETE CORP DEL COM 674599105 583 6,900 SH DEFINED 01,02 6,900 OIL STS INTL INC COM 678026105 247 5,440 SH DEFINED 01,02 5,440 OMEGA HEALTHCARE INVS INC COM 681936100 584 29,977 SH DEFINED 01,02 29,977 OMNICOM GROUP INC COM 681919106 799 20,596 SH DEFINED 01,02 20,596 ON SEMICONDUCTOR CORP COM 682189105 118 14,700 SH DEFINED 01,02 14,700 ONYX PHARMACEUTICALS INC COM 683399109 303 10,012 SH DEFINED 01,02 10,012 OPEN TEXT CORP COM 683715106 242 5,100 SH DEFINED 01,02 5,100 ORACLE CORP COM 68389X105 846 32,896 SH DEFINED 01,02 32,896 ORMAT TECHNOLOGIES INC COM 686688102 838 29,763 SH DEFINED 01,02 29,763 PARKER DRILLING CO COM 701081101 62 12,500 SH DEFINED 01,02 12,500 PARKER HANNIFIN CORP COM 701094104 330 5,100 SH DEFINED 01,02 5,100 PATTERSON UTI ENERGY INC COM 703481101 458 32,800 SH DEFINED 01,02 32,800 PAYCHEX INC COM 704326107 1,490 48,498 SH DEFINED 01,02 48,498 PEABODY ENERGY CORP COM 704549104 946 20,700 SH DEFINED 01,02 20,700 PENTAIR INC COM 709631105 525 14,740 SH DEFINED 01,02 14,740 PEOPLES UNITED FINANCIAL INC COM 712704105 1,256 80,404 SH DEFINED 01,02 80,404 PEPSICO INC COM 713448108 1,559 23,565 SH DEFINED 01,02 23,565 PETROHAWK ENERGY CORP COM 716495106 260 12,799 SH DEFINED 01,02 12,799 PFIZER INC COM 717081103 962 56,100 SH DEFINED 01,02 56,100 PG&E CORP COM 69331C108 441 10,400 SH DEFINED 01,02 10,400 PINNACLE ENTMT INC COM 723456109 292 30,000 SH DEFINED 01,02 30,000 PLAINS EXPL& PRODTN CO COM 726505100 357 11,916 SH DEFINED 01,02 11,916 PLATINUM UNDERWRITER HLDGS L COM G7127P100 649 17,500 SH DEFINED 01,02 17,500 POTASH CORP SASK INC COM 73755L107 692 5,800 SH DEFINED 01,02 5,800 PPL CORP COM 69351T106 466 16,810 SH DEFINED 01,02 16,810 PRECISION CASTPARTS CORP COM 740189105 494 3,900 SH DEFINED 01,02 3,900 PROCTER & GAMBLE CO COM 742718109 681 10,757 SH DEFINED 01,02 10,757 PRUDENTIAL FINL INC COM 744320102 248 4,100 SH DEFINED 01,02 4,100 QUANTA SVCS INC COM 74762E102 257 13,404 SH DEFINED 01,02 13,404 QUESTAR CORP COM 748356102 682 15,795 SH DEFINED 01,02 15,795 RACKSPACE HOSTING INC COM 750086100 250 13,371 SH DEFINED 01,02 13,371 RALCORP HLDGS INC NEW COM 751028101 418 6,172 SH DEFINED 01,02 6,172 RANGE RES CORP COM 75281A109 3,669 78,286 SH DEFINED 01,02 78,286 RAYMOND JAMES FINANCIAL INC COM 754730109 912 34,098 SH DEFINED 01,02 34,098 RAYTHEON CO COM NEW 755111507 925 16,200 SH DEFINED 01,02 16,200 RED HAT INC COM 756577102 421 14,400 SH DEFINED 01,02 14,400 RED ROBIN GOURMET BURGERS IN COM 75689M101 21,084 862,686 SH DEFINED 01,02 862,686 REGENCY CTRS CORP COM 758849103 259 6,900 SH DEFINED 01,02 6,900 RESEARCH IN MOTION LTD COM 760975102 873 11,802 SH DEFINED 01,02 11,802 REX ENERGY CORPORATION COM 761565100 114 10,000 SH DEFINED 01,02 10,000 ROCKWELL AUTOMATION INC COM 773903109 580 10,283 SH DEFINED 01,02 10,283 SAFE BULKERS INC COM Y7388L103 88 11,235 SH DEFINED 01,02 11,235 SAFEWAY INC COM NEW 786514208 271 10,900 SH DEFINED 01,02 10,900 SAIC INC COM 78390X101 417 23,536 SH DEFINED 01,02 23,536 SCHWAB CHARLES CORP NEW COM 808513105 604 32,300 SH DEFINED 01,02 32,300 SCIENTIFIC GAMES CORP CL A 80874P109 157 11,100 SH DEFINED 01,02 11,100 SEAGATE TECHNOLOGY SHS G7945J104 413 22,610 SH DEFINED 01,02 22,610 SEALED AIR CORP NEW COM 81211K100 330 15,664 SH DEFINED 01,02 15,664 SELECT COMFORT CORP COM 81616X103 6,644 833,600 SH DEFINED 01,02 833,600 SEMPRA ENERGY COM 816851109 404 8,100 SH DEFINED 01,02 8,100 SENIOR HSG PPTYS TR SH BEN INT 81721M109 341 15,410 SH DEFINED 01,02 15,410 SIGNET JEWELERS LIMITED SHS G81276100 362 11,196 SH DEFINED 01,02 11,196 SMITHTOWN BANCORP INC COM 832449102 660 159,718 SH DEFINED 01,02 159,718 SOLUTIA INC COM NEW 834376501 576 35,765 SH DEFINED 01,02 35,765 SONOCO PRODS CO COM 835495102 339 11,017 SH DEFINED 01,02 11,017 STANLEY BLACK & DECKER INC COM ADDED 854502101 382 6,649 SH DEFINED 01,02 6,649 STARBUCKS CORP COM 855244109 301 12,400 SH DEFINED 01,02 12,400 STATE STR CORP COM 857477103 348 7,700 SH DEFINED 01,02 7,700 STIFEL FINL CORP COM 860630102 831 15,452 SH DEFINED 01,02 15,452 SVB FINL GROUP COM 78486Q101 261 5,599 SH DEFINED 01,02 5,599 SYMANTEC CORP COM 871503108 244 14,393 SH DEFINED 01,02 14,393 SYNOPSYS INC COM 871607107 286 12,800 SH DEFINED 01,02 12,800 TANGER FACTORY OUTLET CTRS I COM 875465106 611 14,166 SH DEFINED 01,02 14,166 TARGET CORP COM 87612E106 1,052 20,000 SH DEFINED 01,02 20,000 TCF FINL CORP COM 872275102 172 10,800 SH DEFINED 01,02 10,800 TECH DATA CORP COM 878237106 1,045 24,946 SH DEFINED 01,02 24,946 TECHNE CORP COM 878377100 539 8,471 SH DEFINED 01,02 8,471 TEEKAY CORPORATION COM Y8564W103 407 17,900 SH DEFINED 01,02 17,900 TENET HEALTHCARE CORP COM 88033G100 185 32,300 SH DEFINED 01,02 32,300 TEXAS INSTRS INC COM 882508104 999 40,838 SH DEFINED 01,02 40,838 TEXTRON INC COM 883203101 1,250 58,900 SH DEFINED 01,02 58,900 THERAGENICS CORP COM 883375107 74 44,300 SH DEFINED 01,02 44,300 THERMO FISHER SCIENTIFIC INC COM 883556102 506 9,830 SH DEFINED 01,02 9,830 TIBCO SOFTWARE INC COM 88632Q103 321 29,700 SH DEFINED 01,02 29,700 TIDEWATER INC COM 886423102 246 5,200 SH DEFINED 01,02 5,200 TIME WARNER INC COM NEW 887317303 569 18,200 SH DEFINED 01,02 18,200 TJX COS INC NEW COM 872540109 625 14,700 SH DEFINED 01,02 14,700 TORCHMARK CORP COM 891027104 284 5,300 SH DEFINED 01,02 5,300 TOREADOR RES CORP COM 891050106 1,984 242,500 SH DEFINED 01,02 242,500 TYCO INTERNATIONAL LTD SHS H89128104 267 6,968 SH DEFINED 01,02 6,968 UNISYS CORP COM NEW 909214306 411 11,768 SH DEFINED 01,02 11,768 UNITED ONLINE INC COM 911268100 75 10,000 SH DEFINED 01,02 10,000 UNITED STATES CELLULAR CORP COM 911684108 254 6,150 SH DEFINED 01,02 6,150 UNITED THERAPEUTICS CORP DEL COM 91307C102 431 7,791 SH DEFINED 01,02 7,791 UNITEDHEALTH GROUP INC COM 91324P102 670 20,498 SH DEFINED 01,02 20,498 US BANCORP DEL COM NEW 902973304 311 12,000 SH DEFINED 01,02 12,000 V F CORP COM 918204108 321 4,000 SH DEFINED 01,02 4,000 VALERO ENERGY CORP NEW COM 91913Y100 2,276 115,550 SH DEFINED 01,02 115,550 VANTAGE DRILLING COMPANY ORD SHS G93205113 53 35,990 SH DEFINED 01,02 35,990 VERIFONE HLDGS INC COM 92342Y109 225 11,149 SH DEFINED 01,02 11,149 VERIZON COMMUNICATIONS INC COM 92343V104 689 22,200 SH DEFINED 01,02 22,200 VISA INC COM CL A 92826C839 382 4,193 SH DEFINED 01,02 4,193 VULCAN MATLS CO COM 929160109 798 16,900 SH DEFINED 01,02 16,900 WAL MART STORES INC COM 931142103 272 4,900 SH DEFINED 01,02 4,900 WALGREEN CO COM 931422109 274 7,400 SH DEFINED 01,02 7,400 WARNER CHILCOTT PLC IRELAND SHS G94368100 396 15,504 SH DEFINED 01,02 15,504 WARREN RES INC COM 93564A100 1,752 695,300 SH DEFINED 01,02 695,300 WASTE CONNECTIONS INC COM 941053100 265 7,817 SH DEFINED 01,02 7,817 WERNER ENTERPRISES INC COM 950755108 718 31,000 SH DEFINED 01,02 31,000 WESTERN DIGITAL CORP COM 958102105 772 19,800 SH DEFINED 01,02 19,800 WILEY JOHN & SONS INC CL A 968223206 321 7,408 SH DEFINED 01,02 7,408 WISCONSIN ENERGY CORP COM 976657106 2,016 40,800 SH DEFINED 01,02 40,800 WYNN RESORTS LTD COM 983134107 227 3,000 SH DEFINED 01,02 3,000 XEROX CORP COM 984121103 488 50,000 SH DEFINED 01,02 50,000 XILINX INC COM 983919101 1,387 54,400 SH DEFINED 01,02 54,400 XL CAP LTD CL A G98255105 822 43,500 SH DEFINED 01,02 43,500 356 260,219
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 356 Form 13F Information Table Value Total: $260,219 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 28- 10034 CGI Holdings, Inc. 02 28- 10033 Clinton Group Equity, Co. -----END PRIVACY-ENHANCED MESSAGE-----