0001140361-12-023513.txt : 20120508
0001140361-12-023513.hdr.sgml : 20120508
20120508111117
ACCESSION NUMBER: 0001140361-12-023513
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120508
DATE AS OF CHANGE: 20120508
EFFECTIVENESS DATE: 20120508
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLINTON GROUP INC
CENTRAL INDEX KEY: 0001134119
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06121
FILM NUMBER: 12820212
BUSINESS ADDRESS:
STREET 1: 5 WEST 57TH STREET
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2128250400
MAIL ADDRESS:
STREET 1: 5 WEST 57TH STREET
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/2012
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Clinton Group, Inc.
Address: 9 West 57th Street
New York, NY 10019
Form 13F File Number: 28-06121
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Francis Ruchalski
Title: CFO
Phone: 212-825-0400
Signature, Place, and Date of Signing:
/s/ Francis Ruchalski New York, NY 5/8/2012
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 234
Form 13F Information Table Value Total: $ 198,615
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
01 28-10034 CGI Holdings, Inc.
---- -------------------- ----------------------------------------------------
02 28-10033 Clinton Group Equity, Co.
---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
ABRAXAS PETE CORP COM 003830106 796 255,000 SH DEFINED 01,02 255,000 0 0
ADVANCE AUTO PARTS INC COM 00751Y106 208 2,347 SH DEFINED 01,02 2,347 0 0
AETNA INC NEW COM 00817Y108 200 3,997 SH DEFINED 01,02 3,997 0 0
AGL RES INC COM 001204106 215 5,488 SH DEFINED 01,02 5,488 0 0
AGNICO EAGLE MINES LTD COM 008474108 213 6,372 SH DEFINED 01,02 6,372 0 0
AGRIUM INC COM 008916108 231 2,680 SH DEFINED 01,02 2,680 0 0
ALCOA INC COM 013817101 304 30,380 SH DEFINED 01,02 30,380 0 0
ALEXANDRIA REAL ESTATE EQ IN COM 015271109 301 4,115 SH DEFINED 01,02 4,115 0 0
ALLERGAN INC COM 018490102 243 2,546 SH DEFINED 01,02 2,546 0 0
ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 324 7,440 SH DEFINED 01,02 7,440 0 0
ALLIANCE RES PARTNER L P UT LTD PART 01877R108 517 8,609 SH DEFINED 01,02 8,609 0 0
ALLIANT ENERGY CORP COM 018802108 212 4,900 SH DEFINED 01,02 4,900 0 0
ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 708 42,675 SH DEFINED 01,02 42,675 0 0
AMERICAN CAP LTD COM 02503Y103 113 12,999 SH DEFINED 01,02 12,999 0 0
AMERICAN ELEC PWR INC COM 025537101 507 13,148 SH DEFINED 01,02 13,148 0 0
ANNALY CAP MGMT INC COM 035710409 210 13,296 SH DEFINED 01,02 13,296 0 0
APACHE CORP COM 037411105 561 5,583 SH DEFINED 01,02 5,583 0 0
APPLE INC COM 037833100 287 478 SH DEFINED 01,02 478 0 0
APPLIED MATLS INC COM 038222105 257 20,619 SH DEFINED 01,02 20,619 0 0
ARUBA NETWORKS INC COM 043176106 641 28,753 SH DEFINED 01,02 28,753 0 0
ASSURANT INC COM 04621X108 476 11,753 SH DEFINED 01,02 11,753 0 0
ATMEL CORP COM 049513104 326 33,079 SH DEFINED 01,02 33,079 0 0
ATMOS ENERGY CORP COM 049560105 525 16,702 SH DEFINED 01,02 16,702 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 536 9,704 SH DEFINED 01,02 9,704 0 0
AUTONATION INC COM 05329W102 388 11,314 SH DEFINED 01,02 11,314 0 0
AUTOZONE INC COM 053332102 566 1,522 SH DEFINED 01,02 1,522 0 0
BABCOCK & WILCOX CO NEW COM 05615F102 285 11,083 SH DEFINED 01,02 11,083 0 0
BANK OF AMERICA CORPORATION COM 060505104 200 20,950 SH DEFINED 01,02 20,950 0 0
BANKUNITED INC COM 06652K103 16,480 659,187 SH DEFINED 01,02 659,187 0 0
BARRICK GOLD CORP COM 067901108 426 9,792 SH DEFINED 01,02 9,792 0 0
BE AEROSPACE INC COM 073302101 278 5,993 SH DEFINED 01,02 5,993 0 0
BECTON DICKINSON & CO COM 075887109 300 3,869 SH DEFINED 01,02 3,869 0 0
BERRY PETE CO CL A 085789105 633 13,435 SH DEFINED 01,02 13,435 0 0
BEST BUY INC COM 086516101 213 9,007 SH DEFINED 01,02 9,007 0 0
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 340 12,836 SH DEFINED 01,02 12,836 0 0
BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 183 10,725 SH DEFINED 01,02 10,725 0 0
BOSTON PROPERTIES INC COM 101121101 380 3,620 SH DEFINED 01,02 3,620 0 0
BOSTON SCIENTIFIC CORP COM 101137107 156 26,094 SH DEFINED 01,02 26,094 0 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 223 7,067 SH DEFINED 01,02 7,067 0 0
BRUKER CORP COM 116794108 185 12,053 SH DEFINED 01,02 12,053 0 0
C&J ENERGY SVCS INC COM 12467B304 2,935 165,000 SH DEFINED 01,02 165,000 0 0
CALLON PETE CO DEL COM 13123X102 975 155,000 SH DEFINED 01,02 155,000 0 0
CAMAC ENERGY INC COM 131745101 74 74,308 SH DEFINED 01,02 74,308 0 0
CAMAC ENERGY INC COM 131745101 228 227,500 CALL DEFINED 01,02 227,500 0 0
CAMPBELL SOUP CO COM 134429109 329 9,720 SH DEFINED 01,02 9,720 0 0
CANADIAN PAC RY LTD COM 13645T100 848 11,163 SH DEFINED 01,02 11,163 0 0
CBRE GROUP INC CL A 12504L109 239 11,975 SH DEFINED 01,02 11,975 0 0
CERNER CORP COM 156782104 264 3,472 SH DEFINED 01,02 3,472 0 0
CHEVRON CORP NEW COM 166764100 306 2,854 SH DEFINED 01,02 2,854 0 0
CHIMERA INVT CORP COM 16934Q109 97 34,154 SH DEFINED 01,02 34,154 0 0
CHRISTOPHER & BANKS CORP COM 171046105 327 175,800 SH DEFINED 01,02 175,800 0 0
CIMAREX ENERGY CO COM 171798101 235 3,117 SH DEFINED 01,02 3,117 0 0
CINTAS CORP COM 172908105 993 25,383 SH DEFINED 01,02 25,383 0 0
CIT GROUP INC COM NEW 125581801 833 20,189 SH DEFINED 01,02 20,189 0 0
CITIGROUP INC COM NEW 172967424 1,462 40,000 SH DEFINED 01,02 40,000 0 0
CLIFFS NATURAL RESOURCES INC COM 18683K101 791 11,418 SH DEFINED 01,02 11,418 0 0
COEUR D ALENE MINES CORP IDA COM NEW 192108504 757 31,871 SH DEFINED 01,02 31,871 0 0
COLLECTIVE BRANDS INC COM 19421W100 1,425 72,500 SH DEFINED 01,02 72,500 0 0
COMMVAULT SYSTEMS INC COM 204166102 409 8,232 SH DEFINED 01,02 8,232 0 0
COMPUTER SCIENCES CORP COM 205363104 251 8,397 SH DEFINED 01,02 8,397 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
COVENTRY HEALTH CARE INC COM 222862104 210 5,904 SH DEFINED 01,02 5,904 0 0
CROWN HOLDINGS INC COM 228368106 220 5,986 SH DEFINED 01,02 5,986 0 0
CSX CORP COM 126408103 203 9,421 SH DEFINED 01,02 9,421 0 0
CVS CAREMARK CORPORATION COM 126650100 423 9,436 SH DEFINED 01,02 9,436 0 0
CYPRESS SEMICONDUCTOR CORP COM 232806109 225 14,422 SH DEFINED 01,02 14,422 0 0
DANA HLDG CORP COM 235825205 307 19,828 SH DEFINED 01,02 19,828 0 0
DARDEN RESTAURANTS INC COM 237194105 626 12,231 SH DEFINED 01,02 12,231 0 0
DECKERS OUTDOOR CORP COM 243537107 245 3,883 SH DEFINED 01,02 3,883 0 0
DENBURY RES INC COM NEW 247916208 264 14,492 SH DEFINED 01,02 14,492 0 0
DEVRY INC DEL COM 251893103 269 7,956 SH DEFINED 01,02 7,956 0 0
DICKS SPORTING GOODS INC COM 253393102 506 10,514 SH DEFINED 01,02 10,514 0 0
DISCOVER FINL SVCS COM 254709108 274 8,223 SH DEFINED 01,02 8,223 0 0
DISNEY WALT CO COM DISNEY 254687106 299 6,823 SH DEFINED 01,02 6,823 0 0
DOMTAR CORP COM NEW 257559203 443 4,647 SH DEFINED 01,02 4,647 0 0
DONALDSON INC COM 257651109 347 9,714 SH DEFINED 01,02 9,714 0 0
DONNELLEY R R & SONS CO COM 257867101 221 17,870 SH DEFINED 01,02 17,870 0 0
DRESSER-RAND GROUP INC COM 261608103 477 10,283 SH DEFINED 01,02 10,283 0 0
DUN & BRADSTREET CORP DEL NE COM 26483E100 244 2,877 SH DEFINED 01,02 2,877 0 0
DUNKIN BRANDS GROUP INC COM 265504100 289 9,610 SH DEFINED 01,02 9,610 0 0
E TRADE FINANCIAL CORP COM NEW 269246401 126 11,467 SH DEFINED 01,02 11,467 0 0
EASTMAN CHEM CO COM 277432100 750 14,505 SH DEFINED 01,02 14,505 0 0
EATON CORP COM 278058102 321 6,438 SH DEFINED 01,02 6,438 0 0
EBAY INC COM 278642103 664 17,985 SH DEFINED 01,02 17,985 0 0
EDUCATION MGMT CORP NEW COM 28140M103 145 10,570 SH DEFINED 01,02 10,570 0 0
EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 279 7,983 SH DEFINED 01,02 7,983 0 0
ENERGEN CORP COM 29265N108 655 13,329 SH DEFINED 01,02 13,329 0 0
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 582 14,447 SH DEFINED 01,02 14,447 0 0
ENTERGY CORP NEW COM 29364G103 985 14,654 SH DEFINED 01,02 14,654 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 377 7,478 SH DEFINED 01,02 7,478 0 0
EQT CORP COM 26884L109 772 16,013 SH DEFINED 01,02 16,013 0 0
EXELON CORP COM 30161N101 280 7,146 SH DEFINED 01,02 7,146 0 0
FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 462 4,775 SH DEFINED 01,02 4,775 0 0
FIFTH THIRD BANCORP COM 316773100 271 19,303 SH DEFINED 01,02 19,303 0 0
FLIR SYS INC COM 302445101 319 12,610 SH DEFINED 01,02 12,610 0 0
FMC TECHNOLOGIES INC COM 30249U101 346 6,867 SH DEFINED 01,02 6,867 0 0
FRONTIER COMMUNICATIONS CORP COM 35906A108 456 109,417 SH DEFINED 01,02 109,417 0 0
GAMESTOP CORP NEW CL A 36467W109 304 13,919 SH DEFINED 01,02 13,919 0 0
GAP INC DEL COM 364760108 393 15,029 SH DEFINED 01,02 15,029 0 0
GENESEE & WYO INC CL A 371559105 1,136 20,807 SH DEFINED 01,02 20,807 0 0
GEN-PROBE INC NEW COM 36866T103 507 7,641 SH DEFINED 01,02 7,641 0 0
GENWORTH FINL INC COM CL A 37247D106 892 107,206 SH DEFINED 01,02 107,206 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 4,612 37,084 SH DEFINED 01,02 37,084 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 139 12,401 SH DEFINED 01,02 12,401 0 0
GOOGLE INC CL A 38259P508 413 644 SH DEFINED 01,02 644 0 0
GRAN TIERRA ENERGY INC COM 38500T101 896 142,500 SH DEFINED 01,02 142,500 0 0
GREEN MTN COFFEE ROASTERS IN COM 393122106 220 4,692 SH DEFINED 01,02 4,692 0 0
GULFPORT ENERGY CORP COM NEW 402635304 1,548 53,170 SH DEFINED 01,02 53,170 0 0
HARTFORD FINL SVCS GROUP INC COM 416515104 465 22,058 SH DEFINED 01,02 22,058 0 0
HATTERAS FINL CORP COM 41902R103 1,446 51,822 SH DEFINED 01,02 51,822 0 0
HCP INC COM 40414L109 608 15,399 SH DEFINED 01,02 15,399 0 0
HERBALIFE LTD COM USD SHS G4412G101 224 3,254 SH DEFINED 01,02 3,254 0 0
HILL ROM HLDGS INC COM 431475102 266 7,972 SH DEFINED 01,02 7,972 0 0
HORMEL FOODS CORP COM 440452100 228 7,724 SH DEFINED 01,02 7,724 0 0
HOST HOTELS & RESORTS INC COM 44107P104 429 26,154 SH DEFINED 01,02 26,154 0 0
IHS INC CL A 451734107 470 5,018 SH DEFINED 01,02 5,018 0 0
IMATION CORP COM 45245A107 291 47,088 SH DEFINED 01,02 47,088 0 0
INGRAM MICRO INC CL A 457153104 358 19,289 SH DEFINED 01,02 19,289 0 0
INTERCONTINENTALEXCHANGE INC COM 45865V100 545 3,966 SH DEFINED 01,02 3,966 0 0
INTERPUBLIC GROUP COS INC COM 460690100 820 71,894 SH DEFINED 01,02 71,894 0 0
JABIL CIRCUIT INC COM 466313103 241 9,607 SH DEFINED 01,02 9,607 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
JAKKS PAC INC COM 47012E106 18,901 1,083,154 SH DEFINED 01,02 1,083,154 0 0
KAR AUCTION SVCS INC COM 48238T109 195 12,013 SH DEFINED 01,02 12,013 0 0
KENNAMETAL INC COM 489170100 246 5,524 SH DEFINED 01,02 5,524 0 0
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 465 5,621 SH DEFINED 01,02 5,621 0 0
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 459 6,150 SH DEFINED 01,02 6,150 0 0
KINROSS GOLD CORP COM NO PAR 496902404 430 43,963 SH DEFINED 01,02 43,963 0 0
KIRBY CORP COM 497266106 483 7,341 SH DEFINED 01,02 7,341 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 373 4,079 SH DEFINED 01,02 4,079 0 0
LAZARD LTD SHS A G54050102 335 11,741 SH DEFINED 01,02 11,741 0 0
LILLY ELI & CO COM 532457108 341 8,480 SH DEFINED 01,02 8,480 0 0
LIMITED BRANDS INC COM 532716107 234 4,885 SH DEFINED 01,02 4,885 0 0
LINCARE HLDGS INC COM 532791100 238 9,190 SH DEFINED 01,02 9,190 0 0
LINCOLN ELEC HLDGS INC COM 533900106 240 5,291 SH DEFINED 01,02 5,291 0 0
LINEAR TECHNOLOGY CORP COM 535678106 440 13,051 SH DEFINED 01,02 13,051 0 0
LORILLARD INC COM 544147101 512 3,955 SH DEFINED 01,02 3,955 0 0
MAGELLAN HEALTH SVCS INC COM NEW 559079207 244 5,000 SH DEFINED 01,02 5,000 0 0
MASTERCARD INC CL A 57636Q104 257 611 SH DEFINED 01,02 611 0 0
MAXIM INTEGRATED PRODS INC COM 57772K101 270 9,430 SH DEFINED 01,02 9,430 0 0
MCDERMOTT INTL INC COM 580037109 177 13,785 SH DEFINED 01,02 13,785 0 0
MCMORAN EXPLORATION CO COM 582411104 3,692 345,000 SH DEFINED 01,02 345,000 0 0
MICROSOFT CORP COM 594918104 532 16,485 SH DEFINED 01,02 16,485 0 0
MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 324 60,000 SH DEFINED 01,02 60,000 0 0
MOTOROLA SOLUTIONS INC COM NEW 620076307 248 4,880 SH DEFINED 01,02 4,880 0 0
MSCI INC CL A 55354G100 247 6,703 SH DEFINED 01,02 6,703 0 0
MURPHY OIL CORP COM 626717102 465 8,266 SH DEFINED 01,02 8,266 0 0
NASDAQ OMX GROUP INC COM 631103108 322 12,430 SH DEFINED 01,02 12,430 0 0
NETAPP INC COM 64110D104 208 4,649 SH DEFINED 01,02 4,649 0 0
NEUTRAL TANDEM INC COM 64128B108 9,117 747,907 SH DEFINED 01,02 747,907 0 0
NEWELL RUBBERMAID INC COM 651229106 473 26,584 SH DEFINED 01,02 26,584 0 0
NEWMONT MINING CORP COM 651639106 1,274 24,845 SH DEFINED 01,02 24,845 0 0
NEWS CORP CL A 65248E104 351 17,813 SH DEFINED 01,02 17,813 0 0
NIELSEN HOLDINGS N V COM N63218106 320 10,631 SH DEFINED 01,02 10,631 0 0
NRG ENERGY INC COM NEW 629377508 728 46,433 SH DEFINED 01,02 46,433 0 0
NU SKIN ENTERPRISES INC CL A 67018T105 385 6,640 SH DEFINED 01,02 6,640 0 0
NUCOR CORP COM 670346105 215 5,005 SH DEFINED 01,02 5,005 0 0
NUTRI SYS INC NEW COM 67069D108 15,180 1,351,704 SH DEFINED 01,02 1,351,704 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 968 10,162 SH DEFINED 01,02 10,162 0 0
OLD REP INTL CORP COM 680223104 460 43,573 SH DEFINED 01,02 43,573 0 0
ONEOK INC NEW COM 682680103 312 3,818 SH DEFINED 01,02 3,818 0 0
ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 481 8,795 SH DEFINED 01,02 8,795 0 0
ORACLE CORP COM 68389X105 461 15,804 SH DEFINED 01,02 15,804 0 0
OVERLAND STORAGE INC COM NEW 690310206 6,261 2,832,861 SH DEFINED 01,02 2,832,861 0 0
OWENS ILL INC COM NEW 690768403 270 11,566 SH DEFINED 01,02 11,566 0 0
PALL CORP COM 696429307 381 6,391 SH DEFINED 01,02 6,391 0 0
PARKER HANNIFIN CORP COM 701094104 377 4,460 SH DEFINED 01,02 4,460 0 0
PAYCHEX INC COM 704326107 400 12,909 SH DEFINED 01,02 12,909 0 0
PENN NATL GAMING INC COM 707569109 486 11,313 SH DEFINED 01,02 11,313 0 0
PENNEY J C INC COM 708160106 389 10,966 SH DEFINED 01,02 10,966 0 0
PEPCO HOLDINGS INC COM 713291102 487 25,790 SH DEFINED 01,02 25,790 0 0
PINNACLE WEST CAP CORP COM 723484101 432 9,012 SH DEFINED 01,02 9,012 0 0
PITNEY BOWES INC COM 724479100 263 14,973 SH DEFINED 01,02 14,973 0 0
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 740 9,436 SH DEFINED 01,02 9,436 0 0
PORTER BANCORP INC COM 736233107 1,985 906,230 SH DEFINED 01,02 906,230 0 0
PRECISION CASTPARTS CORP COM 740189105 674 3,896 SH DEFINED 01,02 3,896 0 0
PUBLIC STORAGE COM 74460D109 928 6,713 SH DEFINED 01,02 6,713 0 0
QUESTAR CORP COM 748356102 270 14,006 SH DEFINED 01,02 14,006 0 0
RADIAN GROUP INC COM 750236101 8,139 1,871,000 SH DEFINED 01,02 1,871,000 0 0
RADIOSHACK CORP COM 750438103 625 100,471 SH DEFINED 01,02 100,471 0 0
RAYONIER INC COM 754907103 363 8,229 SH DEFINED 01,02 8,229 0 0
RED HAT INC COM 756577102 551 9,204 SH DEFINED 01,02 9,204 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- -------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
REX ENERGY CORPORATION COM 761565100 534 50,000 SH DEFINED 01,02 50,000 0 0
ROCKWELL AUTOMATION INC COM 773903109 308 3,864 SH DEFINED 01,02 3,864 0 0
ROCKWELL COLLINS INC COM 774341101 605 10,511 SH DEFINED 01,02 10,511 0 0
ROSETTA RESOURCES INC COM 777779307 322 6,606 SH DEFINED 01,02 6,606 0 0
ROSS STORES INC COM 778296103 355 6,111 SH DEFINED 01,02 6,111 0 0
SABRA HEALTH CARE REIT INC COM 78573L106 12,183 741,057 SH DEFINED 01,02 741,057 0 0
SCHWAB CHARLES CORP NEW COM 808513105 1,248 86,822 SH DEFINED 01,02 86,822 0 0
SEALED AIR CORP NEW COM 81211K100 267 13,824 SH DEFINED 01,02 13,824 0 0
SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 225 6,725 SH DEFINED 01,02 6,725 0 0
SIGNET JEWELERS LIMITED SHS G81276100 402 8,512 SH DEFINED 01,02 8,512 0 0
SIMON PPTY GROUP INC NEW COM 828806109 465 3,189 SH DEFINED 01,02 3,189 0 0
SL GREEN RLTY CORP COM 78440X101 480 6,195 SH DEFINED 01,02 6,195 0 0
SLM CORP COM 78442P106 285 18,075 SH DEFINED 01,02 18,075 0 0
SOLERA HOLDINGS INC COM 83421A104 450 9,805 SH DEFINED 01,02 9,805 0 0
SONIC CORP COM 835451105 237 30,900 SH DEFINED 01,02 30,900 0 0
SONOCO PRODS CO COM 835495102 632 19,028 SH DEFINED 01,02 19,028 0 0
SOUTHWEST AIRLS CO COM 844741108 350 42,475 SH DEFINED 01,02 42,475 0 0
SPECTRA ENERGY CORP COM 847560109 219 6,931 SH DEFINED 01,02 6,931 0 0
STAPLES INC COM 855030102 591 36,510 SH DEFINED 01,02 36,510 0 0
STEEL DYNAMICS INC COM 858119100 165 11,333 SH DEFINED 01,02 11,333 0 0
STERICYCLE INC COM 858912108 1,030 12,320 SH DEFINED 01,02 12,320 0 0
SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 262 6,926 SH DEFINED 01,02 6,926 0 0
SUPERIOR ENERGY SVCS INC COM 868157108 246 9,342 SH DEFINED 01,02 9,342 0 0
TD AMERITRADE HLDG CORP COM 87236Y108 370 18,761 SH DEFINED 01,02 18,761 0 0
TECO ENERGY INC COM 872375100 295 16,797 SH DEFINED 01,02 16,797 0 0
TELEPHONE & DATA SYS INC COM NEW 879433829 583 25,191 SH DEFINED 01,02 25,191 0 0
TENET HEALTHCARE CORP COM 88033G100 94 17,734 SH DEFINED 01,02 17,734 0 0
TEREX CORP NEW COM 880779103 890 39,541 SH DEFINED 01,02 39,541 0 0
TESORO CORP COM 881609101 559 20,838 SH DEFINED 01,02 20,838 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 327 5,808 SH DEFINED 01,02 5,808 0 0
TIBCO SOFTWARE INC COM 88632Q103 591 19,369 SH DEFINED 01,02 19,369 0 0
TIFFANY & CO NEW COM 886547108 587 8,496 SH DEFINED 01,02 8,496 0 0
TRANSATLANTIC PETROLEUM LTD SHS G89982105 462 355,000 SH DEFINED 01,02 355,000 0 0
TRANSDIGM GROUP INC COM 893641100 213 1,843 SH DEFINED 01,02 1,843 0 0
UNION PAC CORP COM 907818108 347 3,224 SH DEFINED 01,02 3,224 0 0
UNITED STATES CELLULAR CORP COM 911684108 347 8,474 SH DEFINED 01,02 8,474 0 0
UNITED STATES STL CORP NEW COM 912909108 306 10,435 SH DEFINED 01,02 10,435 0 0
UNITED THERAPEUTICS CORP DEL COM 91307C102 237 5,037 SH DEFINED 01,02 5,037 0 0
UNIVERSAL HLTH SVCS INC CL B 913903100 354 8,450 SH DEFINED 01,02 8,450 0 0
US BANCORP DEL COM NEW 902973304 239 7,539 SH DEFINED 01,02 7,539 0 0
V F CORP COM 918204108 602 4,124 SH DEFINED 01,02 4,124 0 0
VALERO ENERGY CORP NEW COM 91913Y100 576 22,359 SH DEFINED 01,02 22,359 0 0
VENOCO INC COM 92275P307 1,493 137,724 SH DEFINED 01,02 137,724 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 406 10,617 SH DEFINED 01,02 10,617 0 0
VISTEON CORP COM NEW 92839U206 223 4,216 SH DEFINED 01,02 4,216 0 0
WABTEC CORP COM 929740108 401 5,315 SH DEFINED 01,02 5,315 0 0
WASHINGTON POST CO CL B 939640108 493 1,320 SH DEFINED 01,02 1,320 0 0
WESTERN DIGITAL CORP COM 958102105 393 9,492 SH DEFINED 01,02 9,492 0 0
WESTERN UN CO COM 959802109 317 18,027 SH DEFINED 01,02 18,027 0 0
WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 227 6,503 SH DEFINED 01,02 6,503 0 0
WINDSTREAM CORP COM 97381W104 362 30,929 SH DEFINED 01,02 30,929 0 0
WISCONSIN ENERGY CORP COM 976657106 374 10,620 SH DEFINED 01,02 10,620 0 0
XEROX CORP COM 984121103 611 75,681 SH DEFINED 01,02 75,681 0 0
ZAZA ENERGY CORP COM 98919T100 2,590 554,700 SH DEFINED 01,02 554,700 0 0