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Mizuho Securities Co. Ltd.
> CAT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2022 | CATERPILLAR INC | CAT | 10 | -357 | 2,396,000 | 2,336,000 | $239,600.00 |
| 09/30/2022 | CATERPILLAR INC | CAT | 367 | -270 | 60,000 | -72,000 | $163.49 |
| 06/30/2022 | CATERPILLAR INC | CAT | 637 | 131 | 132,000 | 27,000 | $207.22 |
| 12/31/2021 | CATERPILLAR INC | CAT | 506 | -141 | 105,000 | -19,000 | $207.51 |
| 09/30/2021 | CATERPILLAR INC | CAT | 647 | -951 | 124,000 | -224,000 | $191.65 |
| 06/30/2021 | CATERPILLAR INC | CAT | 1,598 | 858 | 348,000 | 213,000 | $217.77 |
| 12/31/2020 | CATERPILLAR INC | CAT | 740 | 740 | 135,000 | 135,000 | $182.43 |
| 09/30/2020 | CATERPILLAR INC | CAT | 0 | -50 | 0 | -6,000 | |
| 06/30/2020 | CATERPILLAR INC | CAT | 50 | 50 | 6,000 | 6,000 | $120.00 |
| 03/31/2020 | CATERPILLAR INC | CAT | 0 | -410 | 0 | -61,000 | |
| 12/31/2019 | CATERPILLAR INC | CAT | 410 | -540 | 61,000 | -59,000 | $148.78 |
| 09/30/2019 | CATERPILLAR INC | CAT | 950 | 900 | 120,000 | 113,000 | $126.32 |
| 06/30/2019 | CATERPILLAR INC | CAT | 50 | -1,350 | 7,000 | -183,000 | $140.00 |
| 03/31/2019 | CATERPILLAR INC | CAT | 1,400 | 1,400 | 190,000 | 190,000 | $135.71 |
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