The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON COM INC | COM | 023135106 | 7,476 | 3,948 | SH | DFND | 3,948 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 4,664 | 12,698 | SH | DFND | 12,698 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 4,179 | 35,440 | SH | DFND | 35,440 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 4,122 | 23,750 | SH | DFND | 23,750 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 3,870 | 17,320 | SH | DFND | 17,320 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 3,320 | 12,550 | SH | DFND | 12,550 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 3,244 | 19,750 | SH | DFND | 19,750 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 2,958 | 40,780 | SH | DFND | 40,780 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 2,677 | 2,472 | SH | DFND | 2,472 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 2,404 | 8,352 | SH | DFND | 8,352 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 2,389 | 17,830 | SH | DFND | 17,830 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 2,273 | 14,980 | SH | DFND | 14,980 | 0 | 0 | ||
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 2,267 | 1,025,908 | SH | DFND | 1,025,908 | 0 | 0 | ||
GRUBHUB INC | COM | 400110102 | 2,155 | 27,630 | SH | DFND | 27,630 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 1,999 | 10,360 | SH | DFND | 10,360 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 1,419 | 12,400 | SH | DFND | 12,400 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 1,364 | 2,600 | SH | DFND | 2,600 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 1,357 | 29,250 | SH | DFND | 29,250 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 1,217 | 27,100 | SH | DFND | 27,100 | 0 | 0 | ||
ARISTA NETWORKS INC | COM | 040413106 | 1,127 | 4,340 | SH | DFND | 4,340 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 1,081 | 28,000 | SH | DFND | 28,000 | 0 | 0 | ||
KT CORP | SPONSORED ADR | 48268K101 | 1,006 | 81,300 | SH | DFND | 81,300 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 974 | 29,060 | SH | DFND | 29,060 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 817 | 4,010 | SH | DFND | 4,010 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 783 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 751 | 19,710 | SH | DFND | 19,710 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 695 | 108,480 | SH | DFND | 108,480 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 662 | 57,000 | SH | DFND | 57,000 | 0 | 0 | ||
ADOBE INC | COM | 00724F101 | 563 | 1,910 | SH | DFND | 1,910 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 531 | 9,710 | SH | DFND | 9,710 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 524 | 2,650 | SH | DFND | 2,650 | 0 | 0 | ||
ILLUMINA INC | COM | 452327109 | 512 | 1,390 | SH | DFND | 1,390 | 0 | 0 | ||
KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 | 511 | 5,690 | SH | DFND | 5,690 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 492 | 3,520 | SH | DFND | 3,520 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 474 | 9,910 | SH | DFND | 9,910 | 0 | 0 | ||
ASE TECHNOLOGY HOLDING CO LT | SPONSORED ADS | 00215W100 | 429 | 108,587 | SH | DFND | 108,587 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 339 | 9,720 | SH | DFND | 9,720 | 0 | 0 | ||
JD COM INC | SPON ADR CL A | 47215P106 | 327 | 10,810 | SH | DFND | 10,810 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 324 | 1,910 | SH | DFND | 1,910 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 276 | 6,300 | SH | DFND | 6,300 | 0 | 0 | ||
CHEGG INC | COM | 163092109 | 232 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 220 | 1,990 | SH | DFND | 1,990 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 217 | 1,740 | SH | DFND | 1,740 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 208 | 4,800 | SH | DFND | 4,800 | 0 | 0 | ||
ABIOMED INC | COM | 003654100 | 206 | 790 | SH | DFND | 790 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 201 | 1,800 | SH | DFND | 1,800 | 0 | 0 | ||
LG DISPLAY CO LTD | SPONS ADR REP | 50186V102 | 191 | 24,659 | SH | DFND | 24,659 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 123 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
ENSCO ROWAN PLC | SHS CLASS A | G3166L100 | 102 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
LENDINGCLUB CORP | COM | 52603A109 | 66 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
AU OPTRONICS CORP | SPONSORED ADR | 002255107 | 62 | 20,960 | SH | DFND | 20,960 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | COM | 682189105 | 192 | 9,480 | SH | DFND | 9,480 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 171 | 5,640 | SH | DFND | 5,640 | 0 | 0 | ||
STRATASYS LTD | SHS | M85548101 | 159 | 5,400 | SH | DFND | 5,400 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 154 | 2,200 | SH | DFND | 2,200 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 151 | 740 | SH | DFND | 740 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 151 | 5,200 | SH | DFND | 5,200 | 0 | 0 | ||
BARRICK GOLD CORPORATION | COM | 067901108 | 145 | 7,000 | SH | DFND | 7,000 | 0 | 0 | ||
MARATHON OIL CORP | COM | 565849106 | 136 | 9,600 | SH | DFND | 9,600 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 134 | 2,200 | SH | DFND | 2,200 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 129 | 400 | SH | DFND | 400 | 0 | 0 | ||
BOOKING HLDGS INC | COM | 09857L108 | 127 | 68 | SH | DFND | 68 | 0 | 0 | ||
SKECHERS U S A INC | CL A | 830566105 | 126 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 126 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 124 | 900 | SH | DFND | 900 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 122 | 1,300 | SH | DFND | 1,300 | 0 | 0 | ||
NOBLE ENERGY INC | COM | 655044105 | 119 | 5,300 | SH | DFND | 5,300 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 116 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 115 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 115 | 2,600 | SH | DFND | 2,600 | 0 | 0 | ||
AUTODESK INC | COM | 052769106 | 112 | 690 | SH | DFND | 690 | 0 | 0 | ||
STATE STR CORP | COM | 857477103 | 112 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
VALERO ENERGY CORP NEW | COM | 91913Y100 | 111 | 1,300 | SH | DFND | 1,300 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 103 | 2,020 | SH | DFND | 2,020 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 99 | 2,100 | SH | DFND | 2,100 | 0 | 0 | ||
EDITAS MEDICINE INC | COM | 28106W103 | 99 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 96 | 1,400 | SH | DFND | 1,400 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 95 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
UNITED RENTALS INC | COM | 911363109 | 93 | 700 | SH | DFND | 700 | 0 | 0 | ||
NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 91 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
ANALOG DEVICES INC | COM | 032654105 | 90 | 800 | SH | DFND | 800 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 87 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
HUBSPOT INC | COM | 443573100 | 85 | 500 | SH | DFND | 500 | 0 | 0 | ||
TABLEAU SOFTWARE INC | CL A | 87336U105 | 83 | 500 | SH | DFND | 500 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 82 | 7,830 | SH | DFND | 7,830 | 0 | 0 | ||
SYMANTEC CORP | COM | 871503108 | 81 | 3,700 | SH | DFND | 3,700 | 0 | 0 | ||
SHINHAN FINANCIAL GROUP CO L | SPN ADR RESTRD | 824596100 | 78 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 75 | 980 | SH | DFND | 980 | 0 | 0 | ||
L3 TECHNOLOGIES INC | COM | 502413107 | 74 | 300 | SH | DFND | 300 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 73 | 300 | SH | DFND | 300 | 0 | 0 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 72 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
ULTA BEAUTY INC | COM | 90384S303 | 69 | 200 | SH | DFND | 200 | 0 | 0 | ||
SVB FINL GROUP | COM | 78486Q101 | 67 | 300 | SH | DFND | 300 | 0 | 0 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 67 | 500 | SH | DFND | 500 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 66 | 600 | SH | DFND | 600 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 66 | 500 | SH | DFND | 500 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 66 | 700 | SH | DFND | 700 | 0 | 0 | ||
INTELLIA THERAPEUTICS INC | COM | 45826J105 | 64 | 3,900 | SH | DFND | 3,900 | 0 | 0 | ||
LENNAR CORP | CL A | 526057104 | 63 | 1,310 | SH | DFND | 1,310 | 0 | 0 | ||
ALBEMARLE CORP | COM | 012653101 | 63 | 890 | SH | DFND | 890 | 0 | 0 | ||
WORKDAY INC | CL A | 98138H101 | 62 | 300 | SH | DFND | 300 | 0 | 0 | ||
TTM TECHNOLOGIES INC | COM | 87305R109 | 61 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
LAS VEGAS SANDS CORP | COM | 517834107 | 59 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 57 | 340 | SH | DFND | 340 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 52 | 380 | SH | DFND | 380 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 52 | 190 | SH | DFND | 190 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 52 | 300 | SH | DFND | 300 | 0 | 0 | ||
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 48 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
INVITAE CORP | COM | 46185L103 | 47 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 47 | 200 | SH | DFND | 200 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 46 | 600 | SH | DFND | 600 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 45 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
REGIONS FINL CORP NEW | COM | 7591EP100 | 45 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
CTRIP COM INTL LTD | SPONSORED ADS | 22943F100 | 44 | 1,200 | SH | DFND | 1,200 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 44 | 500 | SH | DFND | 500 | 0 | 0 | ||
DIAMONDBACK ENERGY INC | COM | 25278X109 | 44 | 400 | SH | DFND | 400 | 0 | 0 | ||
CONCHO RES INC | COM | 20605P101 | 41 | 400 | SH | DFND | 400 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 41 | 200 | SH | DFND | 200 | 0 | 0 | ||
INPHI CORP | COM | 45772F107 | 40 | 800 | SH | DFND | 800 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 40 | 700 | SH | DFND | 700 | 0 | 0 | ||
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 39 | 340 | SH | DFND | 340 | 0 | 0 | ||
TECHNIPFMC PLC | COM | G87110105 | 39 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 38 | 130 | SH | DFND | 130 | 0 | 0 | ||
EOG RES INC | COM | 26875P101 | 37 | 400 | SH | DFND | 400 | 0 | 0 | ||
ZIONS BANCORPORATION N A | COM | 989701107 | 37 | 800 | SH | DFND | 800 | 0 | 0 | ||
ICICI BK LTD | ADR | 45104G104 | 35 | 2,800 | SH | DFND | 2,800 | 0 | 0 | ||
KOREA ELECTRIC PWR | SPONSORED ADR | 500631106 | 33 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 33 | 360 | SH | DFND | 360 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 32 | 800 | SH | DFND | 800 | 0 | 0 | ||
OCCIDENTAL PETE CORP | COM | 674599105 | 30 | 600 | SH | DFND | 600 | 0 | 0 | ||
KEYCORP NEW | COM | 493267108 | 28 | 1,590 | SH | DFND | 1,590 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 27 | 100 | SH | DFND | 100 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 18 | 50 | SH | DFND | 50 | 0 | 0 | ||
MATERIALISE NV | SPONSORED ADS | 57667T100 | 16 | 800 | SH | DFND | 800 | 0 | 0 | ||
APTIV PLC | SHS | G6095L109 | 15 | 180 | SH | DFND | 180 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 14 | 100 | SH | DFND | 100 | 0 | 0 | ||
CERUS CORP | COM | 157085101 | 12 | 2,200 | SH | DFND | 2,200 | 0 | 0 | ||
SYROS PHARMACEUTICALS INC | COM | 87184Q107 | 7 | 800 | SH | DFND | 800 | 0 | 0 | ||
SERES THERAPEUTICS INC | COM | 81750R102 | 7 | 2,200 | SH | DFND | 2,200 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 7 | 50 | SH | DFND | 50 | 0 | 0 | ||
CAPRI HOLDINGS LIMITED | SHS | G1890L107 | 7 | 190 | SH | DFND | 190 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 6 | 100 | SH | DFND | 100 | 0 | 0 | ||
CELLULAR BIOMEDICINE GROUP I | COM NEW | 15117P102 | 5 | 300 | SH | DFND | 300 | 0 | 0 | ||
INOVIO PHARMACEUTICALS INC | COM NEW | 45773H201 | 4 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 4 | 50 | SH | DFND | 50 | 0 | 0 | ||
EXONE CO | COM | 302104104 | 3 | 300 | SH | DFND | 300 | 0 | 0 | ||
CHUNGHWA TELECOM CO LTD | SPON ADR NEW11 | 17133Q502 | 3 | 75 | SH | DFND | 75 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 2 | 100 | SH | DFND | 100 | 0 | 0 | ||
3-D SYS CORP DEL | COM NEW | 88554D205 | 0 | 30 | SH | DFND | 30 | 0 | 0 |