The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 457,476 | 1,965,695 | SH | DFND | 1,965,695 | 0 | 0 | ||
C4 THERAPEUTICS INC | COM STK | 12529R107 | 5,612 | 169,392 | SH | DFND | 169,392 | 0 | 0 | ||
JD.COM INC | SPON ADR CL A | 47215P106 | 4,896 | 55,704 | SH | DFND | 55,704 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 4,864 | 22,347 | SH | DFND | 22,347 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 4,605 | 34,708 | SH | DFND | 34,708 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 4,260 | 8,157 | SH | DFND | 8,157 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 3,913 | 17,586 | SH | DFND | 17,586 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 2,897 | 890 | SH | DFND | 890 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 1,941 | 8,290 | SH | DFND | 8,290 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 1,891 | 2,680 | SH | DFND | 2,680 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 1,308 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 1,201 | 13,091 | SH | DFND | 13,091 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 1,126 | 4,121 | SH | DFND | 4,121 | 0 | 0 | ||
MEDIROM HEALTHCARE TECH INC | SPONSORED ADS | 58510H103 | 986 | 68,500 | SH | DFND | 68,500 | 0 | 0 | ||
NETEASE INC | SPONSORED ADS | 64110W102 | 810 | 8,460 | SH | DFND | 8,460 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 681 | 4,812 | SH | DFND | 4,812 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 667 | 1,233 | SH | DFND | 1,233 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 595 | 2,718 | SH | DFND | 2,718 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 591 | 2,761 | SH | DFND | 2,761 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 484 | 6,442 | SH | DFND | 6,442 | 0 | 0 | ||
GRUBHUB INC | COM | 400110102 | 408 | 5,500 | SH | DFND | 5,500 | 0 | 0 | ||
ARISTA NETWORKS INC | COM | 040413106 | 384 | 1,320 | SH | DFND | 1,320 | 0 | 0 | ||
SONY CORP | SPONSORED ADR | 835699307 | 374 | 3,700 | SH | DFND | 3,700 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 371 | 7,450 | SH | DFND | 7,450 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 364 | 1,638 | SH | DFND | 1,638 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 330 | 1,253 | SH | DFND | 1,253 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 305 | 6,821 | SH | DFND | 6,821 | 0 | 0 | ||
CHUNGHWA TELECOM CO LTD | SPON ADR NEW11 | 17133Q502 | 300 | 7,765 | SH | DFND | 7,765 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 298 | 838 | SH | DFND | 838 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 269 | 1,100 | SH | DFND | 1,100 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 246 | 6,682 | SH | DFND | 6,682 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 239 | 137 | SH | DFND | 137 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 237 | 664 | SH | DFND | 664 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 234 | 1,862 | SH | DFND | 1,862 | 0 | 0 | ||
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 219 | 3,060 | SH | DFND | 3,060 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 203 | 249 | SH | DFND | 249 | 0 | 0 | ||
LG DISPLAY CO LTD | SPONS ADR REP | 50186V102 | 193 | 22,863 | SH | DFND | 22,863 | 0 | 0 | ||
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 149 | 17,730 | SH | DFND | 17,730 | 0 | 0 | ||
TATA MTRS LTD | SPONSORED ADR | 876568502 | 143 | 11,350 | SH | DFND | 11,350 | 0 | 0 | ||
ECOLAB INC | COM | 278865100 | 195 | 900 | SH | DFND | 900 | 0 | 0 | ||
SHINHAN FINANCIAL GROUP CO L | SPN ADR RESTRD | 824596100 | 193 | 6,500 | SH | DFND | 6,500 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 193 | 440 | SH | DFND | 440 | 0 | 0 | ||
TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 176 | 1,140 | SH | DFND | 1,140 | 0 | 0 | ||
KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 | 157 | 1,191 | SH | DFND | 1,191 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 156 | 863 | SH | DFND | 863 | 0 | 0 | ||
BALL CORP | COM | 058498106 | 155 | 1,660 | SH | DFND | 1,660 | 0 | 0 | ||
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 137 | 275 | SH | DFND | 275 | 0 | 0 | ||
CATERPILLAR INC | COM | 149123101 | 135 | 740 | SH | DFND | 740 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 119 | 450 | SH | DFND | 450 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 118 | 931 | SH | DFND | 931 | 0 | 0 | ||
POSCO | SPONSORED ADR | 693483109 | 112 | 1,800 | SH | DFND | 1,800 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 108 | 500 | SH | DFND | 500 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 97 | 1,503 | SH | DFND | 1,503 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 88 | 1,140 | SH | DFND | 1,140 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 85 | 611 | SH | DFND | 611 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | COM | 682189105 | 84 | 2,580 | SH | DFND | 2,580 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 75 | 2,598 | SH | DFND | 2,598 | 0 | 0 | ||
BOOKING HOLDINGS INC | COM | 09857L108 | 73 | 33 | SH | DFND | 33 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 61 | 360 | SH | DFND | 360 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 58 | 223 | SH | DFND | 223 | 0 | 0 | ||
ABIOMED INC | COM | 003654100 | 45 | 140 | SH | DFND | 140 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 42 | 274 | SH | DFND | 274 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 36 | 704 | SH | DFND | 704 | 0 | 0 | ||
ILLUMINA INC | COM | 452327109 | 30 | 80 | SH | DFND | 80 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 28 | 193 | SH | DFND | 193 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 24 | 445 | SH | DFND | 445 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 24 | 777 | SH | DFND | 777 | 0 | 0 | ||
ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 00215W100 | 23 | 3,866 | SH | DFND | 3,866 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 22 | 40 | SH | DFND | 40 | 0 | 0 | ||
VALE S A | SPONSORED ADS | 91912E105 | 22 | 1,300 | SH | DFND | 1,300 | 0 | 0 | ||
CREE INC | COM | 225447101 | 21 | 200 | SH | DFND | 200 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 20 | 87 | SH | DFND | 87 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 20 | 92 | SH | DFND | 92 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 19 | 121 | SH | DFND | 121 | 0 | 0 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 16 | 112 | SH | DFND | 112 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 15 | 44 | SH | DFND | 44 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 14 | 100 | SH | DFND | 100 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 12 | 237 | SH | DFND | 237 | 0 | 0 | ||
AUTODESK INC | COM | 052769106 | 12 | 40 | SH | DFND | 40 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 12 | 206 | SH | DFND | 206 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 12 | 190 | SH | DFND | 190 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 12 | 66 | SH | DFND | 66 | 0 | 0 | ||
VANECK VECTORS ETF TR | OIL SVCS ETF | 92189H607 | 11 | 73 | SH | DFND | 73 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 11 | 138 | SH | DFND | 138 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 11 | 103 | SH | DFND | 103 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 11 | 72 | SH | DFND | 72 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 10 | 62 | SH | DFND | 62 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 10 | 119 | SH | DFND | 119 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 10 | 246 | SH | DFND | 246 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 10 | 92 | SH | DFND | 92 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 10 | 26 | SH | DFND | 26 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 10 | 904 | SH | DFND | 904 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 9 | 357 | SH | DFND | 357 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 9 | 306 | SH | DFND | 306 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 9 | 220 | SH | DFND | 220 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 9 | 26 | SH | DFND | 26 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 8 | 137 | SH | DFND | 137 | 0 | 0 | ||
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 8 | 198 | SH | DFND | 198 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 8 | 37 | SH | DFND | 37 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 8 | 100 | SH | DFND | 100 | 0 | 0 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 8 | 39 | SH | DFND | 39 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 8 | 35 | SH | DFND | 35 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 8 | 90 | SH | DFND | 90 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 8 | 107 | SH | DFND | 107 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 7 | 62 | SH | DFND | 62 | 0 | 0 | ||
INTUIT | COM | 461202103 | 7 | 19 | SH | DFND | 19 | 0 | 0 | ||
DOCUSIGN INC | COM | 256163106 | 7 | 32 | SH | DFND | 32 | 0 | 0 | ||
RALPH LAUREN CORP | CL A | 751212101 | 7 | 65 | SH | DFND | 65 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 7 | 72 | SH | DFND | 72 | 0 | 0 | ||
LYFT INC | CL A COM | 55087P104 | 7 | 133 | SH | DFND | 133 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 6 | 39 | SH | DFND | 39 | 0 | 0 | ||
SNAP INC | CL A | 83304A106 | 6 | 128 | SH | DFND | 128 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 6 | 110 | SH | DFND | 110 | 0 | 0 | ||
3M CO | COM | 88579Y101 | 6 | 37 | SH | DFND | 37 | 0 | 0 | ||
TAPESTRY INC | COM | 876030107 | 6 | 204 | SH | DFND | 204 | 0 | 0 | ||
HP INC | COM | 40434L105 | 6 | 257 | SH | DFND | 257 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 6 | 116 | SH | DFND | 116 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 6 | 18 | SH | DFND | 18 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 6 | 150 | SH | DFND | 150 | 0 | 0 | ||
ZYNGA INC | CL A | 98986T108 | 6 | 619 | SH | DFND | 619 | 0 | 0 | ||
CLOUDFLARE INC | CL A COM | 18915M107 | 6 | 79 | SH | DFND | 79 | 0 | 0 | ||
ARES CAPITAL CORP | COM | 04010L103 | 6 | 353 | SH | DFND | 353 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 6 | 89 | SH | DFND | 89 | 0 | 0 | ||
LAUDER ESTEE COS INC | CL A | 518439104 | 6 | 22 | SH | DFND | 22 | 0 | 0 | ||
COSTAR GROUP INC | COM | 22160N109 | 6 | 6 | SH | DFND | 6 | 0 | 0 | ||
COGNEX CORP | COM | 192422103 | 6 | 69 | SH | DFND | 69 | 0 | 0 | ||
PINTEREST INC | CL A | 72352L106 | 6 | 84 | SH | DFND | 84 | 0 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 6 | 159 | SH | DFND | 159 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC. | COM | 595017104 | 5 | 40 | SH | DFND | 40 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 5 | 131 | SH | DFND | 131 | 0 | 0 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 5 | 15 | SH | DFND | 15 | 0 | 0 | ||
YUM BRANDS INC | COM | 988498101 | 5 | 49 | SH | DFND | 49 | 0 | 0 | ||
CAMPBELL SOUP CO | COM | 134429109 | 5 | 107 | SH | DFND | 107 | 0 | 0 | ||
DOW INC | COM | 260557103 | 5 | 92 | SH | DFND | 92 | 0 | 0 | ||
AVALARA INC | COM | 05338G106 | 5 | 31 | SH | DFND | 31 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 5 | 142 | SH | DFND | 142 | 0 | 0 | ||
OKTA INC | CL A | 679295105 | 5 | 20 | SH | DFND | 20 | 0 | 0 | ||
XEROX HOLDINGS CORP | COM NEW | 98421M106 | 5 | 215 | SH | DFND | 215 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 5 | 16 | SH | DFND | 16 | 0 | 0 | ||
DOMINOS PIZZA INC | COM | 25754A201 | 5 | 13 | SH | DFND | 13 | 0 | 0 | ||
HERSHEY CO | COM | 427866108 | 5 | 31 | SH | DFND | 31 | 0 | 0 | ||
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 5 | 25 | SH | DFND | 25 | 0 | 0 | ||
BEYOND MEAT INC | COM | 08862E109 | 5 | 36 | SH | DFND | 36 | 0 | 0 | ||
MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 606822104 | 4 | 999 | SH | DFND | 999 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 4 | 13 | SH | DFND | 13 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 4 | 23 | SH | DFND | 23 | 0 | 0 | ||
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 4 | 26 | SH | DFND | 26 | 0 | 0 | ||
GAP INC | COM | 364760108 | 4 | 194 | SH | DFND | 194 | 0 | 0 | ||
ISHARES INC | MSCI BRAZIL ETF | 464286400 | 3 | 94 | SH | DFND | 94 | 0 | 0 | ||
MAIN STR CAP CORP | COM | 56035L104 | 3 | 106 | SH | DFND | 106 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3 | 9 | SH | DFND | 9 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3 | 62 | SH | DFND | 62 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 3 | 79 | SH | DFND | 79 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 3 | 35 | SH | DFND | 35 | 0 | 0 | ||
ISHARES TR | SHORT TREAS BD | 464288679 | 3 | 27 | SH | DFND | 27 | 0 | 0 | ||
ISHARES TR | USD INV GRDE ETF | 464288620 | 3 | 49 | SH | DFND | 49 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 3 | 19 | SH | DFND | 19 | 0 | 0 | ||
DIREXION SHS ETF TR | 20YR TRES BULL | 25459W540 | 3 | 85 | SH | DFND | 85 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 3 | 26 | SH | DFND | 26 | 0 | 0 | ||
DIREXION SHS ETF TR | DAILY MSCI REAL | 25460E141 | 3 | 268 | SH | DFND | 268 | 0 | 0 | ||
DIREXION SHS ETF TR | 20YR TRES BEAR | 25460G849 | 3 | 50 | SH | DFND | 50 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 3 | 8 | SH | DFND | 8 | 0 | 0 | ||
CNOOC LIMITED | SPONSORED ADR | 126132109 | 3 | 29 | SH | DFND | 29 | 0 | 0 | ||
DIREXION SHS ETF TR | DLY R/E BULL3X | 25459W755 | 2 | 193 | SH | DFND | 193 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 2 | 2 | SH | DFND | 2 | 0 | 0 | ||
DIREXION SHS ETF TR | DAILY MSCI EMERG | 25460E547 | 2 | 218 | SH | DFND | 218 | 0 | 0 | ||
DIREXION SHS ETF TR | DRX S&P500BULL | 25459W862 | 2 | 27 | SH | DFND | 27 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 2 | 30 | SH | DFND | 30 | 0 | 0 | ||
ISHARES TR | MSCI USA ESG SLC | 464288802 | 1 | 18 | SH | DFND | 18 | 0 | 0 | ||
DIREXION SHS ETF TR | DLY EMG MK BL 3X | 25490K281 | 1 | 10 | SH | DFND | 10 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 1 | 20 | SH | DFND | 20 | 0 | 0 |