The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON COM INC | COM | 023135106 | 21,973 | 11,891 | SH | DFND | 11,891 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 19,548 | 123,956 | SH | DFND | 123,956 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 14,153 | 44,784 | SH | DFND | 44,784 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 13,760 | 58,480 | SH | DFND | 58,480 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 12,844 | 205,305 | SH | DFND | 205,305 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 12,711 | 67,650 | SH | DFND | 67,650 | 0 | 0 | ||
FREQUENCY THERAPEUTICS INC | COM | 35803L108 | 8,289 | 472,859 | SH | DFND | 472,859 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 7,731 | 197,832 | SH | DFND | 197,832 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 7,375 | 59,050 | SH | DFND | 59,050 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 5,781 | 4,316 | SH | DFND | 4,316 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 3,993 | 19,453 | SH | DFND | 19,453 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 3,641 | 11,177 | SH | DFND | 11,177 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 3,610 | 36,927 | SH | DFND | 36,927 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 3,275 | 10,121 | SH | DFND | 10,121 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 3,061 | 18,821 | SH | DFND | 18,821 | 0 | 0 | ||
BARRICK GOLD CORPORATION | COM | 067901108 | 2,750 | 114,000 | SH | DFND | 114,000 | 0 | 0 | ||
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 2,749 | 1,025,908 | SH | DFND | 1,025,908 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 2,574 | 8,620 | SH | DFND | 8,620 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 2,346 | 3,969 | SH | DFND | 3,969 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 2,308 | 77,620 | SH | DFND | 77,620 | 0 | 0 | ||
ILLUMINA INC | COM | 452327109 | 1,993 | 6,008 | SH | DFND | 6,008 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 1,899 | 4,540 | SH | DFND | 4,540 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,386 | 4,720 | SH | DFND | 4,720 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 1,382 | 12,780 | SH | DFND | 12,780 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | COM | 682189105 | 1,314 | 53,890 | SH | DFND | 53,890 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 1,218 | 37,990 | SH | DFND | 37,990 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,184 | 5,150 | SH | DFND | 5,150 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 1,159 | 24,160 | SH | DFND | 24,160 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 1,102 | 24,036 | SH | DFND | 24,036 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 1,038 | 4,490 | SH | DFND | 4,490 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 988 | 3,500 | SH | DFND | 3,500 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 959 | 3,231 | SH | DFND | 3,231 | 0 | 0 | ||
KT CORP | SPONSORED ADR | 48268K101 | 943 | 81,300 | SH | DFND | 81,300 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 911 | 6,300 | SH | DFND | 6,300 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 858 | 15,960 | SH | DFND | 15,960 | 0 | 0 | ||
ARISTA NETWORKS INC | COM | 040413106 | 814 | 4,003 | SH | DFND | 4,003 | 0 | 0 | ||
ADOBE INC | COM | 00724F101 | 693 | 2,100 | SH | DFND | 2,100 | 0 | 0 | ||
GRUBHUB INC | COM | 400110102 | 679 | 13,952 | SH | DFND | 13,952 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 646 | 3,270 | SH | DFND | 3,270 | 0 | 0 | ||
ASE TECHNOLOGY HOLDING CO LT | SPONSORED ADS | 00215W100 | 604 | 108,587 | SH | DFND | 108,587 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 593 | 9,710 | SH | DFND | 9,710 | 0 | 0 | ||
KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 | 555 | 5,410 | SH | DFND | 5,410 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 530 | 2,500 | SH | DFND | 2,500 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 493 | 3,380 | SH | DFND | 3,380 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 449 | 3,350 | SH | DFND | 3,350 | 0 | 0 | ||
JD COM INC | SPON ADR CL A | 47215P106 | 389 | 11,040 | SH | DFND | 11,040 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 375 | 4,260 | SH | DFND | 4,260 | 0 | 0 | ||
3M CO | COM | 88579Y101 | 348 | 1,970 | SH | DFND | 1,970 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 328 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 323 | 2,130 | SH | DFND | 2,130 | 0 | 0 | ||
KELLOGG CO | COM | 487836108 | 207 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 206 | 700 | SH | DFND | 700 | 0 | 0 | ||
ALASKA AIR GROUP INC | COM | 011659109 | 203 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
LG DISPLAY CO LTD | SPONS ADR REP | 50186V102 | 171 | 24,659 | SH | DFND | 24,659 | 0 | 0 | ||
AU OPTRONICS CORP | SPONSORED ADR | 002255107 | 69 | 20,960 | SH | DFND | 20,960 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 199 | 5,070 | SH | DFND | 5,070 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 195 | 700 | SH | DFND | 700 | 0 | 0 | ||
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 189 | 3,920 | SH | DFND | 3,920 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 183 | 500 | SH | DFND | 500 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 168 | 2,410 | SH | DFND | 2,410 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 165 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 163 | 5,700 | SH | DFND | 5,700 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 159 | 1,200 | SH | DFND | 1,200 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 150 | 2,300 | SH | DFND | 2,300 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 147 | 500 | SH | DFND | 500 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 141 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 140 | 2,400 | SH | DFND | 2,400 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 139 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 139 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
TYSON FOODS INC | CL A | 902494103 | 137 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 134 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
CONCHO RES INC | COM | 20605P101 | 131 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
EOG RES INC | COM | 26875P101 | 126 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 125 | 540 | SH | DFND | 540 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 120 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
ROSS STORES INC | COM | 778296103 | 116 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 115 | 1,300 | SH | DFND | 1,300 | 0 | 0 | ||
HORMEL FOODS CORP | COM | 440452100 | 113 | 2,500 | SH | DFND | 2,500 | 0 | 0 | ||
AUTODESK INC | COM | 052769106 | 112 | 610 | SH | DFND | 610 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 108 | 900 | SH | DFND | 900 | 0 | 0 | ||
GENERAL MLS INC | COM | 370334104 | 107 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 106 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 105 | 500 | SH | DFND | 500 | 0 | 0 | ||
CONTINENTAL RESOURCES INC | COM | 212015101 | 103 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 102 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
YUM BRANDS INC | COM | 988498101 | 101 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
SVB FINL GROUP | COM | 78486Q101 | 100 | 400 | SH | DFND | 400 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 87 | 500 | SH | DFND | 500 | 0 | 0 | ||
MACYS INC | COM | 55616P104 | 85 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
M & T BK CORP | COM | 55261F104 | 85 | 500 | SH | DFND | 500 | 0 | 0 | ||
OKTA INC | CL A | 679295105 | 81 | 700 | SH | DFND | 700 | 0 | 0 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 80 | 500 | SH | DFND | 500 | 0 | 0 | ||
HUBSPOT INC | COM | 443573100 | 79 | 500 | SH | DFND | 500 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 78 | 1,200 | SH | DFND | 1,200 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 78 | 200 | SH | DFND | 200 | 0 | 0 | ||
SHINHAN FINANCIAL GROUP CO L | SPN ADR RESTRD | 824596100 | 76 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
CHEGG INC | COM | 163092109 | 76 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
BEYOND MEAT INC | COM | 08862E109 | 76 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 75 | 1,660 | SH | DFND | 1,660 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 74 | 1,240 | SH | DFND | 1,240 | 0 | 0 | ||
WIX COM LTD | SHS | M98068105 | 73 | 600 | SH | DFND | 600 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 69 | 1,150 | SH | DFND | 1,150 | 0 | 0 | ||
NETAPP INC | COM | 64110D104 | 66 | 1,060 | SH | DFND | 1,060 | 0 | 0 | ||
NEWMONT GOLDCORP CORPORATION | COM | 651639106 | 65 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 64 | 800 | SH | DFND | 800 | 0 | 0 | ||
NORDSTROM INC | COM | 655664100 | 61 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
TJX COS INC NEW | COM | 872540109 | 61 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 61 | 480 | SH | DFND | 480 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 61 | 410 | SH | DFND | 410 | 0 | 0 | ||
ATLASSIAN CORP PLC | CL A | G06242104 | 60 | 500 | SH | DFND | 500 | 0 | 0 | ||
US BANCORP DEL | COM NEW | 902973304 | 59 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 52 | 1,050 | SH | DFND | 1,050 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 51 | 400 | SH | DFND | 400 | 0 | 0 | ||
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 51 | 460 | SH | DFND | 460 | 0 | 0 | ||
WILLIAMS COS INC DEL | COM | 969457100 | 47 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
VALERO ENERGY CORP NEW | COM | 91913Y100 | 47 | 500 | SH | DFND | 500 | 0 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 44 | 300 | SH | DFND | 300 | 0 | 0 | ||
CIGNA CORP NEW | COM | 125523100 | 41 | 200 | SH | DFND | 200 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 41 | 600 | SH | DFND | 600 | 0 | 0 | ||
BOOKING HLDGS INC | COM | 09857L108 | 37 | 18 | SH | DFND | 18 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 37 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
KOREA ELECTRIC PWR | SPONSORED ADR | 500631106 | 35 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
ABIOMED INC | COM | 003654100 | 34 | 200 | SH | DFND | 200 | 0 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 32 | 500 | SH | DFND | 500 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 31 | 310 | SH | DFND | 310 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 30 | 100 | SH | DFND | 100 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 30 | 200 | SH | DFND | 200 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 22 | 400 | SH | DFND | 400 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 22 | 300 | SH | DFND | 300 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 20 | 500 | SH | DFND | 500 | 0 | 0 | ||
NOBLE ENERGY INC | COM | 655044105 | 20 | 800 | SH | DFND | 800 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 20 | 800 | SH | DFND | 800 | 0 | 0 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 19 | 100 | SH | DFND | 100 | 0 | 0 | ||
HELMERICH & PAYNE INC | COM | 423452101 | 18 | 400 | SH | DFND | 400 | 0 | 0 | ||
LAS VEGAS SANDS CORP | COM | 517834107 | 17 | 250 | SH | DFND | 250 | 0 | 0 | ||
FLUOR CORP NEW | COM | 343412102 | 15 | 820 | SH | DFND | 820 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 13 | 40 | SH | DFND | 40 | 0 | 0 | ||
3-D SYS CORP DEL | COM NEW | 88554D205 | 6 | 700 | SH | DFND | 700 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 5 | 100 | SH | DFND | 100 | 0 | 0 | ||
VALE S A | SPONSORED ADS | 91912E105 | 4 | 300 | SH | DFND | 300 | 0 | 0 | ||
CHUNGHWA TELECOM CO LTD | SPON ADR NEW11 | 17133Q502 | 3 | 75 | SH | DFND | 75 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 3 | 200 | SH | DFND | 200 | 0 | 0 | ||
DUPONT DE NEMOURS INC | COM | 26614N102 | 1 | 16 | SH | DFND | 16 | 0 | 0 |