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DRW Securities, LLC
> APTO
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2023 | Aptose Biosciences Inc. | APTO | 8,892,437 | 0 | 5,691,000 | 533,000 | $0.64 |
| 12/31/2022 | Aptose Biosciences Inc. | APTO | 8,892,437 | 0 | 5,158,000 | -1,440,000 | $0.58 |
| 06/30/2022 | Aptose Biosciences Inc. | APTO | 8,892,437 | 0 | 6,598,000 | -5,496,000 | $0.74 |
| 03/31/2022 | Aptose Biosciences Inc. | APTO | 8,892,437 | 0 | 12,094,000 | 89,000 | $1.36 |
| 12/31/2021 | Aptose Biosciences Inc. | APTO | 8,892,437 | 0 | 12,005,000 | -7,381,000 | $1.35 |
| 09/30/2021 | Aptose Biosciences Inc. | APTO | 8,892,437 | 416,261 | 19,386,000 | -8,755,000 | $2.18 |
| 06/30/2021 | Aptose Biosciences Inc. | APTO | 8,476,176 | 500,000 | 28,141,000 | -6,795,000 | $3.32 |
| 12/31/2020 | Aptose Biosciences Inc. | APTO | 7,976,176 | 3,775,000 | 34,936,000 | 9,729,000 | $4.38 |
| 09/30/2020 | Aptose Biosciences Inc. | APTO | 4,201,176 | 700,000 | 25,207,000 | 3,115,000 | $6.00 |
| 06/30/2020 | Aptose Biosciences Inc. | APTO | 3,501,176 | -209,522 | 22,092,000 | 50,000 | $6.31 |
| 03/31/2020 | Aptose Biosciences Inc. | APTO | 3,710,698 | 0 | 22,042,000 | 1,002,000 | $5.94 |
| 12/31/2019 | Aptose Biosciences Inc. | APTO | 3,710,698 | 550,000 | 21,040,000 | 14,450,000 | $5.67 |
| 09/30/2019 | Aptose Biosciences Inc. | APTO | 3,160,698 | -186,320 | 6,590,000 | -2,146,000 | $2.08 |
| 06/30/2019 | Aptose Biosciences Inc. | APTO | 3,347,018 | 788,560 | 8,736,000 | 3,593,000 | $2.61 |
| 03/31/2019 | Aptose Biosciences Inc. | APTO | 2,558,458 | 85,323 | 5,143,000 | 419,000 | $2.01 |
| 12/31/2018 | Aptose Biosciences Inc. | APTO | 2,473,135 | 2,252,900 | 4,724,000 | 4,151,000 | $1.91 |
| 09/30/2018 | Aptose Biosciences Inc. | APTO | 220,235 | 96,335 | 573,000 | 85,000 | $2.60 |
| 06/30/2018 | Aptose Biosciences Inc. | APTO | 123,900 | 103,900 | 488,000 | 425,000 | $3.94 |
| 03/31/2018 | Aptose Biosciences Inc. | APTO | 20,000 | -20,000 | 63,000 | -27,000 | $3.15 |
| 12/31/2017 | Aptose Biosciences Inc. | APTO | 40,000 | 40,000 | 90,000 | 90,000 | $2.25 |
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