FIRST NEW YORK SECURITIES LLC [Rocket]

Holdings

FIRST NEW YORK SECURITIES LLC

Changes: All | New | Increased | Decreased | Sold Out

Portfolio as of:

Name	Ticker	Class	Shares	Change	Value	Change	% Port	% OS	Hist	Date
Stellantis N.V.	FCAU	SHS	4,200	-270,800	38,304,000	-1,721,696,000	0.07		Hist	12/31/2016
RITE AID CORP	RAD	Common	465,817	-209,283	3,838,332,000	-1,353,187,000	7.15	0.04	Hist	12/31/2016
Euronav NV	EURN	Common	25,000	-164,936	198,750,000	-1,250,462,000	0.37		Hist	12/31/2016
CENTRAL GARDEN & PET CO	CENTA	Common	345	-37,592	10,660,000	-930,178,000	0.02	0.00	Hist	12/31/2016
GREIF, INC	GEF	CL A	1,450	-9,681	74,400,000	-477,586,000	0.14	0.01	Hist	12/31/2016
Hewlett Packard Enterprise Co	HPE	COM	18,000	-17,000	416,520,000	-379,730,000	0.78	0.00	Hist	12/31/2016
ZILLOW GROUP, INC.	ZG	CL A	1,900	-6,600	69,255,000	-223,570,000	0.13	0.03	Hist	12/31/2016
Sientra, Inc.	SIEN	COM	22,143	-13,093	188,658,000	-128,114,000	0.35	0.12	Hist	12/31/2016
SSGA FUNDS MANAGEMENT INC	XLF	Common	1,760	-3,490	40,920,000	-60,405,000	0.08		Hist	12/31/2016
Santander Mexico Financial Group, S.A.B. de C.V.	BSMX	Common	5,000	-5,000	35,950,000	-52,050,000	0.07		Hist	12/31/2016
WILLIS TOWERS WATSON PLC	WLTW	SHS	2	-340	245,000	-45,162,000	0.00	0.00	Hist	12/31/2016
RITE AID CORP	RAD	PUT	5,170	-1,072	177,858,000	-43,733,000	0.33		Hist	12/31/2016
PLx Pharma Winddown Corp.	DPRX	Common	500	-1,500	800,000	-28,200,000	0.00	0.00	Hist	12/31/2016
SPDR SERIES TRUST	KRE	Common	2,250	-1,290	125,032,000	-24,604,000	0.23		Hist	12/31/2016
AIXTRON AKTIENGESELLSCHAFT SPO	AIXG	ADR	1,000	-3,536	3,060,000	-24,474,000	0.01		Hist	12/31/2016
TherapeuticsMD, Inc.	AMHND	Common	8,000	-2,000	46,160,000	-21,940,000	0.09	0.00	Hist	12/31/2016
DEUTSCHE BANK AG\	DB	Common	60,000	-24,000	1,086,000,000	-13,560,000	2.02		Hist	12/31/2016
CTI BIOPHARMA CORP	CTIC	Common	35,000	-18,100	14,266,000	-5,609,000	0.03	0.01	Hist	12/31/2016
HEICO CORP	HEI	Common	400	-100	30,860,000	-3,740,000	0.06	0.00	Hist	12/31/2016
NEXTERA ENERGY INC	FPL	common	20	-20	2,389,000	-2,504,000	0.00	0.00	Hist	12/31/2016
RALPH LAUREN CORP	RL	COM	15	-20	1,355,000	-2,185,000	0.00	0.00	Hist	12/31/2016
Broadcom Ltd	AVGO	SHS	1	-3	177,000	-513,000	0.00	0.00	Hist	12/31/2016
MOBILE TELESYSTEMS PUBLIC JOINT STOCK Co	MBT	SPONSORED ADR	1,800	-4,869	16,398,000	16,023,000	0.03		Hist	12/31/2016