NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND (JQC) [Rocket]

Ownership

NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND (JQC)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
MORGAN STANLEY	14,221,654	-460,930	71,819,364,000	0.01		Hist	06/30/2023
OAK HILL ADVISORS LP	3,436,123	0	17,352,421,000	1.42		Hist	06/30/2023
OAKTREE CAPITAL MANAGEMENT LP	3,333,949	-46,838	17,036,479,000			Hist	03/31/2023
Saba Capital Management, L.P.	3,271,081	684,245	16,518,959,000	0.43		Hist	06/30/2023
Invesco Ltd.	2,500,330	39,054	12,626,667,000	0.00		Hist	06/30/2023
GUGGENHEIM CAPITAL LLC	1,924,823	25,157	9,720,356,000	0.08		Hist	06/30/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC	1,915,110	-112,388	9,671,306,000	0.48		Hist	06/30/2023
Advisors Asset Management, Inc.	1,748,184	222,810	8,828,329,000	0.18		Hist	06/30/2023
Allspring Global Investments Holdings, LLC	1,515,880	749,939	7,655,194,000	0.01		Hist	06/30/2023
PRIVATE MANAGEMENT GROUP INC	1,206,827	196,982	6,094,476,000	0.26		Hist	06/30/2023
Raymond James Financial Services Advisors, Inc.	1,179,726	265,201	6,004,802,000	0.01		Hist	12/31/2022
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	763,163	77,545	3,850,157,000	0.31		Hist	06/30/2023
BANK OF AMERICA CORP /DE/	560,646	-2,186	2,831,265,000	0.00		Hist	06/30/2023
CREDIT SUISSE AG/	550,000	250,000	2,777,500,000	0.00		Hist	06/30/2023
STIFEL FINANCIAL CORP	505,921	4,349	2,554,924,000	0.00		Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	485,194	-83,764	2,469,636,000	0.00		Hist	12/31/2022
ROYAL BANK OF CANADA	476,467	37,460	2,406,000,000	0.00		Hist	06/30/2023
Bramshill Investments, LLC	453,073	94,636	2,288,019,000	0.21		Hist	06/30/2023
AMERIPRISE FINANCIAL INC	431,049	26,478	2,176,934,000	0.00		Hist	06/30/2023
M&T BANK CORP	427,569	-1,440	2,159,453,000	0.01		Hist	06/30/2023
Sowell Financial Services LLC	412,736	0	2,104,000,000	0.12		Hist	06/30/2023
FIRST TRUST ADVISORS LP	401,497	-25,064	2,027,559,000	0.00		Hist	06/30/2023
DCF Advisers, LLC	390,000	26,000	1,969,500,000	1.04		Hist	06/30/2023
Thomas J. Herzfeld Advisors, Inc.	364,267	364,267	1,839,548,000			Hist	06/30/2023
UBS Group AG	358,701	-22,430	1,811,440,000	0.00		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	306,863	17,572	1,549,658,000	0.00		Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	301,961	-46,175	1,524,908,000			Hist	06/30/2023
Cetera Investment Advisers	282,835	-8,963	1,445,288,000	0.01		Hist	03/31/2023
GOLDMAN SACHS GROUP INC	272,155	4,367	1,390,712,000	0.00		Hist	03/31/2023
GraniteShares Advisors LLC	274,433	-173,065	1,385,887,000	1.25		Hist	06/30/2023
AQR Arbitrage LLC	265,091	53,709	1,338,710,000	0.06		Hist	06/30/2023
ENVESTNET ASSET MANAGEMENT INC	264,975	159,815	1,338,123,000	0.00		Hist	06/30/2023
Westchester Capital Management, LLC	264,935	0	1,337,922,000	0.04		Hist	06/30/2023
Gallagher Benefit Services, Inc.	253,958	253,958	1,292,637,000	0.27		Hist	12/31/2022
F3Logic, LLC	253,958	16,953	1,292,637,000	0.27		Hist	12/31/2022
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