The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 6,406,412 | 47,550 | SH | SOLE | 47,550 | 0 | 0 | |||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 2,093,910 | 253,500 | SH | SOLE | 253,500 | 0 | 0 | |||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 3,474,255 | 30,500 | SH | SOLE | 30,500 | 0 | 0 | |||
AIR T INC | COM | 009207101 | 229,289 | 9,135 | SH | SOLE | 9,135 | 0 | 0 | |||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 303,904 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | |||
ALPHABET INC | CAP STK CL C | 02079K107 | 8,667,501 | 71,650 | SH | SOLE | 71,650 | 0 | 0 | |||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,479,463 | 17,750 | SH | SOLE | 17,750 | 0 | 0 | |||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 333,400 | 4,000 | SH | Call | SOLE | 4,000 | 0 | 0 | ||
ALTIMMUNE INC | COM NEW | 02155H200 | 423,512 | 119,975 | SH | SOLE | 119,975 | 0 | 0 | |||
ALTIMMUNE INC | COM NEW | 02155H200 | 473,020 | 134,000 | SH | Call | SOLE | 134,000 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 29,750 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | |||
AMAZON COM INC | COM | 023135106 | 651,800 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | |||
AMGEN INC | COM | 031162100 | 3,746,588 | 16,875 | SH | SOLE | 16,875 | 0 | 0 | |||
AMGEN INC | COM | 031162100 | 888,080 | 4,000 | SH | Call | SOLE | 4,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 2,861,058 | 14,750 | SH | SOLE | 14,750 | 0 | 0 | |||
ARGENX SE | SPONSORED ADR | 04016X101 | 10,016,061 | 25,700 | SH | SOLE | 25,700 | 0 | 0 | |||
AT&T INC | COM | 00206R102 | 2,033,625 | 127,500 | SH | SOLE | 127,500 | 0 | 0 | |||
BARRICK GOLD CORP | COM | 067901108 | 888,825 | 52,500 | SH | SOLE | 52,500 | 0 | 0 | |||
BANK AMERICA CORP | COM | 060505104 | 3,937,703 | 137,250 | SH | SOLE | 137,250 | 0 | 0 | |||
BOEING CO | COM | 097023105 | 527,900 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | |||
BURFORD CAP LTD | ORD SHS | G17977110 | 572,460 | 47,000 | SH | SOLE | 47,000 | 0 | 0 | |||
BURFORD CAP LTD | ORD SHS | G17977110 | 24,360 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 1,164,150 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | |||
CITIGROUP INC | COM NEW | 172967424 | 333,790 | 7,250 | SH | SOLE | 7,250 | 0 | 0 | |||
DOCUSIGN INC | COM | 256163106 | 383,175 | 7,500 | SH | Call | SOLE | 7,500 | 0 | 0 | ||
EOG RES INC | COM | 26875P101 | 520,702 | 4,550 | SH | SOLE | 4,550 | 0 | 0 | |||
EQUILLIUM INC | COM | 29446K106 | 83,717 | 111,623 | SH | SOLE | 111,623 | 0 | 0 | |||
ESPERION THERAPEUTICS INC NE | NOTE 4.000%11/1 | 29664WAB1 | 1,532,625 | 3,050,000 | PRN | SOLE | 3,050,000 | 0 | 0 | |||
META PLATFORMS INC | CL A | 30303M102 | 631,356 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | |||
LILLY ELI & CO | COM | 532457108 | 3,517,350 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | |||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 4,787,900 | 377,000 | SH | SOLE | 377,000 | 0 | 0 | |||
EVOTEC AG | SPONSORED ADS | 30050E105 | 482,939 | 42,738 | SH | SOLE | 42,738 | 0 | 0 | |||
FORD MTR CO DEL | COM | 345370860 | 1,286,050 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | |||
GENERAL MTRS CO | COM | 37045V100 | 1,696,640 | 44,000 | SH | SOLE | 44,000 | 0 | 0 | |||
IMMUNOGEN INC | COM | 45253H101 | 195,305 | 10,350 | SH | SOLE | 10,350 | 0 | 0 | |||
IMPEL PHARMACEUTICALS INC | COM | 45258K109 | 385,578 | 303,605 | SH | SOLE | 303,605 | 0 | 0 | |||
INCYTE CORP | COM | 45337C102 | 2,521,125 | 40,500 | SH | SOLE | 40,500 | 0 | 0 | |||
INTEL CORP | COM | 458140100 | 585,200 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | |||
INTRA-CELLULAR THERAPIES INC | COM | 46116X101 | 6,785,181 | 107,157 | SH | SOLE | 107,157 | 0 | 0 | |||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 494,500 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | |||
ISHARES GOLD TR | ISHARES NEW | 464285204 | 3,639,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | |||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 617,991 | 3,300 | SH | SOLE | 3,300 | 0 | 0 | |||
ISHARES SILVER TR | ISHARES | 46428Q109 | 1,044,500 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | |||
JOHNSON & JOHNSON | COM | 478160104 | 1,011,824 | 6,113 | SH | SOLE | 6,113 | 0 | 0 | |||
KIRKLANDS INC | COM | 497498105 | 75,986 | 27,235 | SH | SOLE | 27,235 | 0 | 0 | |||
LAM RESEARCH CORP | COM | 512807108 | 321,430 | 500 | SH | SOLE | 500 | 0 | 0 | |||
LENSAR INC | COM | 52634L108 | 1,231,710 | 289,814 | SH | SOLE | 289,814 | 0 | 0 | |||
LIFECORE BIOMEDICAL INC | COM | 514766104 | 846,125 | 87,500 | SH | SOLE | 87,500 | 0 | 0 | |||
LIFECORE BIOMEDICAL INC | COM | 514766104 | 29,010 | 3,000 | SH | Call | SOLE | 3,000 | 0 | 0 | ||
LINEAGE CELL THERAPEUTICS IN | COM | 53566P109 | 21,150 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | |||
MARVELL TECHNOLOGY INC | COM | 573874104 | 1,195,600 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | |||
MICRON TECHNOLOGY INC | COM | 595112103 | 10,066,045 | 159,500 | SH | SOLE | 159,500 | 0 | 0 | |||
MICRON TECHNOLOGY INC | COM | 595112103 | 725,765 | 11,500 | SH | Put | SOLE | 11,500 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 536,435 | 8,500 | SH | Call | SOLE | 8,500 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 713,440 | 171,500 | SH | SOLE | 171,500 | 0 | 0 | |||
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 1,969,500 | 390,000 | SH | SOLE | 390,000 | 0 | 0 | |||
ORACLE CORP | COM | 68389X105 | 5,120,870 | 43,000 | SH | SOLE | 43,000 | 0 | 0 | |||
ORACLE CORP | COM | 68389X105 | 535,905 | 4,500 | SH | Put | SOLE | 4,500 | 0 | 0 | ||
QUALCOM INC | COM | 747525103 | 833,280 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | |||
OVID THERAPEUTICS INC | COM | 690469101 | 212,426 | 64,764 | SH | SOLE | 64,764 | 0 | 0 | |||
O-I GLASS INC | COM | 67098H104 | 746,550 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | |||
PALO ALTO NETWORKS INC | COM | 697435105 | 638,775 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | |||
PAN AMERN SILVER CORP | COM | 697900108 | 656,100 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | |||
PARAMOUNT GLOBAL | CLASS B COM | 92556H206 | 198,875 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | |||
PAYPAL HOLDINGS INC | COM | 70450Y103 | 266,920 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | |||
PFIZER INC | COM | 717081103 | 1,476,370 | 40,250 | SH | SOLE | 40,250 | 0 | 0 | |||
PROTHENA CORP PLC | SHS | G72800108 | 5,786,730 | 84,750 | SH | SOLE | 84,750 | 0 | 0 | |||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 8,029,685 | 11,175 | SH | SOLE | 11,175 | 0 | 0 | |||
SANOFI | SPONSORED ADR | 80105N105 | 533,610 | 9,900 | SH | SOLE | 9,900 | 0 | 0 | |||
SEAGEN INC | COM | 81181C104 | 2,242,159 | 11,650 | SH | SOLE | 11,650 | 0 | 0 | |||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 35,684,040 | 80,500 | SH | Put | SOLE | 80,500 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 3,832,805 | 21,500 | SH | SOLE | 21,500 | 0 | 0 | |||
SPDR GOLD TR | GOLD SHS | 78463V107 | 2,584,915 | 14,500 | SH | Put | SOLE | 14,500 | 0 | 0 | ||
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 321,100 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | |||
SRH TOTAL RETURN FUND INC | COM | 101507101 | 783,520 | 59,000 | SH | SOLE | 59,000 | 0 | 0 | |||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 293,670 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | |||
TURNING PT BRANDS INC | COM | 90041L105 | 2,004,835 | 83,500 | SH | SOLE | 83,500 | 0 | 0 | |||
TURNING PT BRANDS INC | NOTE 2.500% 7/1 | 90041LAE5 | 381,000 | 400,000 | PRN | SOLE | 400,000 | 0 | 0 | |||
UNITED STS NAT GAS FD LP | UNIT PAR | 912318300 | 111,300 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | |||
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | 316,155 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | |||
VANECK ETF TRUST | JUNIOR GOLD MINE | 92189F791 | 1,783,000 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | |||
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 1,349,150 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | |||
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 1,228,953 | 50,100 | SH | Call | SOLE | 50,100 | 0 | 0 | ||
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 846,285 | 34,500 | SH | Put | SOLE | 34,500 | 0 | 0 | ||
Viridian Therapeutics Inc | COM | 92790C104 | 452,010 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | |||
WOLFSPEED INC | COM | 977852102 | 389,130 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | |||
WOLFSPEED INC | COM | 977852102 | 111,180 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | ||
XENCOR INC | COM | 98401F105 | 5,368,550 | 215,000 | SH | SOLE | 215,000 | 0 | 0 | |||
ZIMMER BIOMET HOLDINGS INC | COM | 98956P102 | 2,678,603 | 18,397 | SH | SOLE | 18,397 | 0 | 0 |