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RIVERNORTH CAPITAL MANAGEMENT, LLC
> JQC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 1,915,110 | -112,388 | 9,671,306,000 | -689,209,000 | $5,050.00 |
| 03/31/2023 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 2,027,498 | -1,749,981 | 10,360,515,000 | -8,866,853,000 | $5,110.00 |
| 12/31/2022 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 3,777,479 | -836,888 | 19,227,368,000 | 19,203,789,000 | $5,090.00 |
| 09/30/2022 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 4,614,367 | -507,115 | 23,579,000 | -3,053,000 | $5.11 |
| 06/30/2022 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 5,121,482 | -90,481 | 26,632,000 | -5,578,000 | $5.20 |
| 03/31/2022 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 5,211,963 | 1,294,628 | 32,210,000 | 6,786,000 | $6.18 |
| 12/31/2021 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 3,917,335 | 283,817 | 25,424,000 | 1,588,000 | $6.49 |
| 09/30/2021 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 3,633,518 | 3,633,518 | 23,836,000 | 23,836,000 | $6.56 |
| 06/30/2021 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 0 | -2,984,934 | 0 | -19,402,000 | |
| 03/31/2021 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 2,984,934 | -1,227,461 | 19,402,000 | -7,262,000 | $6.50 |
| 12/31/2020 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 4,212,395 | 896,478 | 26,664,000 | 7,067,000 | $6.33 |
| 09/30/2020 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 3,315,917 | -1,180,376 | 19,597,000 | -6,661,000 | $5.91 |
| 06/30/2020 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 4,496,293 | -512,057 | 26,258,000 | -12,156,000 | $5.84 |
| 12/31/2019 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 5,008,350 | 76,310 | 38,414,000 | 1,522,000 | $7.67 |
| 09/30/2019 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 4,932,040 | 53,983 | 36,892,000 | -1,742,000 | $7.48 |
| 06/30/2019 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 4,878,057 | -654,109 | 38,634,000 | -4,130,000 | $7.92 |
| 03/31/2019 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 5,532,166 | 946,624 | 42,764,000 | 9,060,000 | $7.73 |
| 12/31/2018 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 4,585,542 | 423,712 | 33,704,000 | 534,000 | $7.35 |
| 09/30/2018 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 4,161,830 | -126,860 | 33,170,000 | -925,000 | $7.97 |
| 06/30/2018 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 4,288,690 | -72,023 | 34,095,000 | -529,000 | $7.95 |
| 03/31/2018 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 4,360,713 | -5,357 | 34,624,000 | -1,265,000 | $7.94 |
| 12/31/2017 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 4,366,070 | 540,806 | 35,889,000 | 3,489,000 | $8.22 |
| 09/30/2017 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 3,825,264 | 4,876 | 32,400,000 | -494,000 | $8.47 |
| 06/30/2017 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 3,820,388 | -257,160 | 32,894,000 | -2,540,000 | $8.61 |
| 03/31/2017 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 4,077,548 | 458,801 | 35,434,000 | 3,408,000 | $8.69 |
| 12/31/2016 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 3,618,747 | -355,539 | 32,026,000 | -1,676,000 | $8.85 |
| 09/30/2016 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 3,974,286 | -227,179 | 33,702,000 | -246,000 | $8.48 |
| 06/30/2016 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 4,201,465 | 119,252 | 33,948,000 | -1,200,000 | $8.08 |
| 03/31/2016 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 4,274,815 | 0 | 33,814,000 | 299,000 | $7.91 |
| 12/31/2015 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 4,274,815 | 192,602 | 33,515,000 | -1,633,000 | $7.84 |
| 09/30/2015 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 4,082,213 | 0 | 32,576,000 | -2,572,000 | $7.98 |
| 06/30/2015 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 4,082,213 | 888,099 | 35,148,000 | 5,251,000 | $8.61 |
| 03/31/2015 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 4,082,213 | 888,099 | 36,944,000 | 7,047,000 | $9.05 |
| 12/31/2014 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 4,082,213 | 888,099 | 35,801,000 | 5,904,000 | $8.77 |
| 09/30/2014 | NUVEEN PREFFERRED & CONVERTIBLE INCOME FUND | JQC | 3,583,368 | 389,254 | 31,999,000 | 2,102,000 | $8.93 |
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