The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8I ENTERPRISES ACQUISITIN CO | COM | G2956M104 | 2,405 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
8I ENTERPRISES ACQUISITIN CO | RIGHT 10/29/2020 | G2956M120 | 91 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
8I ENTERPRISES ACQUISITIN CO | W EXP 10/29/202 | G2956M112 | 84 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
ABERDEEN EMRG MRKTS EQT INM | COM | 00301W105 | 7,040 | 923,911 | SH | SOLE | 923,911 | 0 | 0 | ||
ABERDEEN INCOME CR STRATEGIE | COM | 003057106 | 3,288 | 285,663 | SH | SOLE | 285,663 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM | 00326L100 | 20,116 | 2,247,624 | SH | SOLE | 2,247,624 | 0 | 0 | ||
ACT II GLOBAL ACQUISITION CO | COM | G0080J104 | 983 | 97,158 | SH | SOLE | 97,158 | 0 | 0 | ||
ACT II GLOBAL ACQUISITION CO | W EXP 04/30/202 | G0080J120 | 49 | 48,579 | SH | SOLE | 48,579 | 0 | 0 | ||
ADAM NAT RES FD INC | COM | 00548F105 | 4,287 | 260,462 | SH | SOLE | 260,462 | 0 | 0 | ||
ADVENT CONVERTIBLE & INCOME | COM | 00764C109 | 7,515 | 483,297 | SH | SOLE | 483,297 | 0 | 0 | ||
AGBA ACQUISITION LTD | UNIT 05/10/2024 | G0120M133 | 2,573 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ALBERTON ACQUISITION CORP | UNIT 04/22/2020 | G35006116 | 2,130 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ALLEGRO MERGER CORP | COM | 01749N103 | 1,022 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ALLEGRO MERGER CORP | W EXP 01/06/202 | 01749N111 | 18 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ALLEGRO MERGER CORP | RIGHT 12/31/2023 | 01749N129 | 32 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 8,228 | 678,306 | SH | SOLE | 678,306 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATL MUNI | COM | 01864U106 | 10,315 | 737,868 | SH | SOLE | 737,868 | 0 | 0 | ||
ALLIANZGI CONV INCOME FD | COM | 018828103 | 2,107 | 366,517 | SH | SOLE | 366,517 | 0 | 0 | ||
ALLIANZGI CONV INCOME FD II | COM | 018825109 | 1,121 | 219,032 | SH | SOLE | 219,032 | 0 | 0 | ||
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 17,482 | 1,344,756 | SH | SOLE | 1,344,756 | 0 | 0 | ||
ALUSSA ENERGY ACQUISITION CO | UNIT 10/31/2026 | G0232J127 | 3,024 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R200 | 2,078 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
AMPLITUDE HLTHCRE AQUSTIN CO | UNIT 12/01/2026 | 03212A204 | 2,014 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ANDINA ACQUISITION CORP III | UNIT 09/24/2020 | G04415116 | 3,168 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
APEX TECHNOLOGY ACQUISITN CO | UNIT 06/11/2026 | 03768F201 | 524 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 8,881 | 578,556 | SH | SOLE | 578,556 | 0 | 0 | ||
B RILEY PRINCIPAL MERGER COR | COM | 05586Y106 | 1,501 | 149,999 | SH | SOLE | 149,999 | 0 | 0 | ||
B RILEY PRINCIPAL MERGER COR | W EXP 04/08/202 | 05586Y114 | 61 | 74,998 | SH | SOLE | 74,998 | 0 | 0 | ||
BARINGS BDC INC | COM | 06759L103 | 28,941 | 2,815,252 | SH | SOLE | 2,815,252 | 0 | 0 | ||
BARINGS GLOBAL SHORT DURATIO | COM | 06760L100 | 477 | 27,215 | SH | SOLE | 27,215 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | COM | 089482103 | 2,544 | 239,998 | SH | SOLE | 239,998 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | RIGHT 12/01/2022 | 089482129 | 62 | 239,998 | SH | SOLE | 239,998 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | W EXP 12/01/202 | 089482111 | 21 | 119,999 | SH | SOLE | 119,999 | 0 | 0 | ||
BIOMX INC | W EXP 10/16/202 | 09090D111 | 94 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
BLACKROCK CALIF MUN INCOME T | COM | 09248E102 | 8,644 | 637,485 | SH | SOLE | 637,485 | 0 | 0 | ||
BLACKROCK CAPITAL INVESTMENT | NOTE 5.000% 6/1 | 092533AC2 | 2,301 | 2,300,000 | SH | SOLE | 2,300,000 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 45,090 | 3,225,326 | SH | SOLE | 3,225,326 | 0 | 0 | ||
BLACKROCK DEBT STRAT FD INC | COM | 09255R202 | 32,608 | 2,911,397 | SH | SOLE | 2,911,397 | 0 | 0 | ||
BLACKROCK ENHANCED GBL DIV T | COM | 092501105 | 2,541 | 231,171 | SH | SOLE | 231,171 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV | COM | 092524107 | 1,226 | 208,165 | SH | SOLE | 208,165 | 0 | 0 | ||
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 2,925 | 217,606 | SH | SOLE | 217,606 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 3,575 | 277,815 | SH | SOLE | 277,815 | 0 | 0 | ||
BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 5,163 | 319,462 | SH | SOLE | 319,462 | 0 | 0 | ||
BLACKROCK MUN 2030 TAR TERM | COM | 09257P105 | 434 | 17,960 | SH | SOLE | 17,960 | 0 | 0 | ||
BLACKROCK MUNI N Y INTER DUR | COM | 09255F109 | 1,759 | 114,805 | SH | SOLE | 114,805 | 0 | 0 | ||
BLACKROCK MUNICIPL INC QLTY | COM | 092479104 | 9,717 | 691,579 | SH | SOLE | 691,579 | 0 | 0 | ||
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 10,910 | 800,425 | SH | SOLE | 800,425 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 17,021 | 1,216,685 | SH | SOLE | 1,216,685 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS QLTY II | COM | 09254C107 | 2,322 | 184,103 | SH | SOLE | 184,103 | 0 | 0 | ||
BLACKROCK MUNIHLDS INVSTM QL | COM | 09254P108 | 2,544 | 191,394 | SH | SOLE | 191,394 | 0 | 0 | ||
BLACKROCK MUNIHOLDNGS QLTY I | COM | 09254A101 | 1,522 | 121,070 | SH | SOLE | 121,070 | 0 | 0 | ||
BLACKROCK MUNIY QUALITY FD I | COM | 09254G108 | 4,137 | 318,215 | SH | SOLE | 318,215 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALI QLT | COM | 09254N103 | 7,441 | 523,651 | SH | SOLE | 523,651 | 0 | 0 | ||
BLACKROCK MUNIYIELD NY QLTY | COM | 09255E102 | 5,587 | 426,838 | SH | SOLE | 426,838 | 0 | 0 | ||
BLACKROCK MUNIYIELD QLTY FD | COM | 09254E103 | 26,685 | 1,976,701 | SH | SOLE | 1,976,701 | 0 | 0 | ||
BLACKROCK NY MUNI INC QLTY T | COM | 09249U105 | 7,764 | 564,651 | SH | SOLE | 564,651 | 0 | 0 | ||
BLACKROCK NY MUNICIPAL BOND | COM | 09249P106 | 1,587 | 105,008 | SH | SOLE | 105,008 | 0 | 0 | ||
BLACKROCK RES & COMM STRAT T | COM | 09257A108 | 2,726 | 337,804 | SH | SOLE | 337,804 | 0 | 0 | ||
BLACKROCK SCIENCE & TECH TR | COM | 09260K101 | 2,346 | 114,423 | SH | SOLE | 114,423 | 0 | 0 | ||
BOXWOOD MERGER CORP | W EXP 11/26/202 | 10319T119 | 124 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
BOXWOOD MERGER CORP | COM | 10319T101 | 2,032 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
BRANDYWINEGBL GLBAL INM OPRT | COM | 10537L104 | 40,485 | 3,205,494 | SH | SOLE | 3,205,494 | 0 | 0 | ||
BROOGE HLDGS LTD | W EXP 12/20/202 | G1611B115 | 158 | 212,900 | SH | SOLE | 212,900 | 0 | 0 | ||
BROOGE HLDGS LTD | COM | G1611B107 | 199 | 22,497 | SH | SOLE | 22,497 | 0 | 0 | ||
BROOKFIELD REAL ASSETS IN | COM | 112830104 | 1,603 | 75,103 | SH | SOLE | 75,103 | 0 | 0 | ||
CF FIN ACQUISITION CORP | UNIT 04/30/2025 | 12528N206 | 1,628 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
CHASERG TECHNLGY ACQUISITN C | COM | 16166A103 | 1,085 | 99,997 | SH | SOLE | 99,997 | 0 | 0 | ||
CHASERG TECHNLGY ACQUISITN C | W EXP 04/10/202 | 16166A111 | 110 | 49,998 | SH | SOLE | 49,998 | 0 | 0 | ||
CHURCHILL CAP CORP II | UNIT 99/99/9999 | 17143G205 | 3,234 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
CIIG MERGER CORP | UNIT 12/31/2026 | 12559C202 | 1,016 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P100 | 1,370 | 162,879 | SH | SOLE | 162,879 | 0 | 0 | ||
CLOUGH GLOBAL EQUITY FD | COM | 18914C100 | 5,211 | 431,737 | SH | SOLE | 431,737 | 0 | 0 | ||
CLOUGH GLOBAL OPPORTUNITIES | COM | 18914E106 | 11,497 | 1,217,947 | SH | SOLE | 1,217,947 | 0 | 0 | ||
COHEN & STEERS INFRASTRUCTUR | COM | 19248A109 | 9,823 | 374,909 | SH | SOLE | 374,909 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 215 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CORNERSTONE STRATEGIC VALUE | COM | 21924B302 | 1,914 | 170,780 | SH | SOLE | 170,780 | 0 | 0 | ||
CORNERSTONE TOTAL RTRN FD IN | COM | 21924U300 | 195 | 17,750 | SH | SOLE | 17,750 | 0 | 0 | ||
CRESCENT ACQUISITION CORP | UNIT 99/99/9999 | 22564L204 | 2,060 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
DD3 ACQUISITION CORP | COM | G2692M103 | 3,066 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
DD3 ACQUISITION CORP | W EXP 10/20/202 | G2692M111 | 131 | 298,600 | SH | SOLE | 298,600 | 0 | 0 | ||
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 10,068 | 968,107 | SH | SOLE | 968,107 | 0 | 0 | ||
DTF TAX-FREE INCOME INC | COM | 23334J107 | 1,266 | 85,533 | SH | SOLE | 85,533 | 0 | 0 | ||
DUFF & PHELPS UTIL CORP BD T | COM | 26432K108 | 2,755 | 301,460 | SH | SOLE | 301,460 | 0 | 0 | ||
DWS MUN INCOME TR | COM | 233368109 | 2,954 | 260,682 | SH | SOLE | 260,682 | 0 | 0 | ||
EAGLE GRWTH & INCOME OPPTY F | COM | 26958J105 | 461 | 27,061 | SH | SOLE | 27,061 | 0 | 0 | ||
EATON VANCE CA MUNI INCOME T | COM | 27826F101 | 499 | 37,054 | SH | SOLE | 37,054 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 7,975 | 708,848 | SH | SOLE | 708,848 | 0 | 0 | ||
EATON VANCE FLTG RATE INCOM | COM | 278284104 | 9,465 | 591,577 | SH | SOLE | 591,577 | 0 | 0 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 10,339 | 753,572 | SH | SOLE | 753,572 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 65,396 | 4,935,575 | SH | SOLE | 4,935,575 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 16,278 | 1,263,838 | SH | SOLE | 1,263,838 | 0 | 0 | ||
EATON VANCE NY MUNI INCOME T | COM | 27826W104 | 979 | 73,096 | SH | SOLE | 73,096 | 0 | 0 | ||
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 8,689 | 641,239 | SH | SOLE | 641,239 | 0 | 0 | ||
EATON VANCE SR INCOME TR | COM | 27826S103 | 12,109 | 1,889,129 | SH | SOLE | 1,889,129 | 0 | 0 | ||
EATON VANCE TAX MNGD BUY WRI | COM | 27829M103 | 4,236 | 413,653 | SH | SOLE | 413,653 | 0 | 0 | ||
EDTECHX HLDGS ACQUISITION CO | COM | 28138X103 | 1,027 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
EDTECHX HLDGS ACQUISITION CO | W EXP 12/31/202 | 28138X111 | 36 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FAR PT ACQUISITION CORP | COM | 30734W109 | 516 | 49,995 | SH | SOLE | 49,995 | 0 | 0 | ||
FAR PT ACQUISITION CORP | W EXP 06/01/202 | 30734W117 | 21 | 16,665 | SH | SOLE | 16,665 | 0 | 0 | ||
FELLAZO INC | UNIT 99/99/9999 | G3362K104 | 2,273 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 1,620 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
FIRST TR HIGH INCOME L/S FD | COM | 33738E109 | 12,451 | 790,514 | SH | SOLE | 790,514 | 0 | 0 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 1,369 | 58,023 | SH | SOLE | 58,023 | 0 | 0 | ||
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 8,333 | 663,979 | SH | SOLE | 663,979 | 0 | 0 | ||
GABELLI DIVD & INCOME TR | COM | 36242H104 | 1,862 | 84,837 | SH | SOLE | 84,837 | 0 | 0 | ||
GALILEO ACQUISITION CORP | UNIT 99/99/9999 | G3770A128 | 2,406 | 235,000 | SH | SOLE | 235,000 | 0 | 0 | ||
GDL FUND | COM | 361570104 | 761 | 81,782 | SH | SOLE | 81,782 | 0 | 0 | ||
GIGCAPITAL2 INC | UNIT 02/28/2026 | 375036209 | 2,080 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GOLDMAN SACHS MLP ENERGY REN | COM | 38148G107 | 205 | 47,674 | SH | SOLE | 47,674 | 0 | 0 | ||
GOLUB CAP BDC INC | COM | 38173M102 | 1,117 | 60,515 | SH | SOLE | 60,515 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | COM | 382788107 | 1,853 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | W EXP 07/30/202 | 382788115 | 63 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
GRAF INDL CORP | UNIT 12/31/2025 | 384278206 | 3,195 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
GREENVISION ACQUISITION CORP | UNIT 10/28/2024 | 39678G202 | 2,775 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
GX ACQUISITION CORP | UNIT 05/24/2026 | 36251A206 | 2,074 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
HANCOCK JOHN INV TRUSTTAX ADV GLB | COM | 41013P749 | 1,558 | 220,355 | SH | SOLE | 220,355 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP II | UNIT 10/31/2026 | 42087L200 | 1,050 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
HEALTHCARE MERGER CORP | UNIT 12/17/2021 | 42227L201 | 518 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
HENNESSY CAP ACQUSTION CORP | UNIT 99/99/9999 | 42589C203 | 2,182 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
HERZFELD CARIBBEAN BASIN FD | COM | 42804T106 | 1,600 | 241,690 | SH | SOLE | 241,690 | 0 | 0 | ||
HIGH INCOME SECS FD | COM | 42968F108 | 2,161 | 241,231 | SH | SOLE | 241,231 | 0 | 0 | ||
HIGHLAND GLOBAL ALLOCATION F | COM | 43010T104 | 7,668 | 820,945 | SH | SOLE | 820,945 | 0 | 0 | ||
HIGHLAND INCOME FUNDHIGHLAND INCOME | COM | 43010E404 | 33,890 | 2,726,491 | SH | SOLE | 2,726,491 | 0 | 0 | ||
HL ACQUISITIONS CORP | COM | G4603R106 | 1,291 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
HL ACQUISITIONS CORP | W EXP 06/21/202 | G4603R122 | 44 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
HL ACQUISITIONS CORP | RIGHT 07/17/2023 | G4603R130 | 32 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
IMMUNOVANT INC | W EXP 12/18/202 | 45258J110 | 200 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
INDIA FD INC | COM | 454089103 | 1,624 | 80,678 | SH | SOLE | 80,678 | 0 | 0 | ||
INSURANCE ACQUISITION CORP | UNIT 03/31/2024 | 457867307 | 1,060 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
INVESCO ADVANTAGE MUNICIPAL | COM | 46132E103 | 600 | 53,699 | SH | SOLE | 53,699 | 0 | 0 | ||
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 23,224 | 2,046,157 | SH | SOLE | 2,046,157 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD TFTSE RAFI 1000 | COM | 46137V613 | 5,347 | 42,200 | SH | SOLE | 42,200 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TRFTSE RAFI EMNG | COM | 46138E727 | 3,986 | 178,753 | SH | SOLE | 178,753 | 0 | 0 | ||
INVESCO HIGH INCOME TR II | COM | 46131F101 | 6,094 | 426,744 | SH | SOLE | 426,744 | 0 | 0 | ||
INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | 9,725 | 786,826 | SH | SOLE | 786,826 | 0 | 0 | ||
INVESCO MUN TR | COM | 46131J103 | 8,868 | 717,505 | SH | SOLE | 717,505 | 0 | 0 | ||
INVESCO QUALITY MUNI INC TRS | COM | 46133G107 | 3,165 | 251,593 | SH | SOLE | 251,593 | 0 | 0 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 15,952 | 3,718,389 | SH | SOLE | 3,718,389 | 0 | 0 | ||
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 14,900 | 1,159,555 | SH | SOLE | 1,159,555 | 0 | 0 | ||
KAYNE ANDERSN MLP MIDS INVT | COM | 486606106 | 23,816 | 1,709,656 | SH | SOLE | 1,709,656 | 0 | 0 | ||
KBL MERGER CORP IV | RIGHT 04/09/2020 | 48242A120 | 32 | 208,800 | SH | SOLE | 208,800 | 0 | 0 | ||
KBL MERGER CORP IV | W EXP 01/15/202 | 48242A112 | 10 | 124,200 | SH | SOLE | 124,200 | 0 | 0 | ||
LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 2,026 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
LAZARD GLB TTL RET&INCM FD I | COM | 52106W103 | 942 | 56,916 | SH | SOLE | 56,916 | 0 | 0 | ||
LEGACY ACQUISITION CORP | W EXP 11/30/202 | 524643111 | 96 | 177,900 | SH | SOLE | 177,900 | 0 | 0 | ||
LEISURE ACQUISITION CORP | COM | 52539T107 | 3,195 | 306,594 | SH | SOLE | 306,594 | 0 | 0 | ||
LEISURE ACQUISITION CORP | W EXP 12/05/201 | 52539T115 | 158 | 153,297 | SH | SOLE | 153,297 | 0 | 0 | ||
LEO HOLDINGS CORP | COM | G5463L105 | 2,068 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
LF CAP ACQUISITION CORP | COM | 50200K108 | 1,036 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
LF CAP ACQUISITION CORP | W EXP 06/22/202 | 50200K116 | 45 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
LIV CAP ACQUISITION CORP | UNIT 99/99/9999 | G5510C124 | 2,968 | 294,940 | SH | SOLE | 294,940 | 0 | 0 | ||
LONGEVITY ACQUISITION CORP | UNIT 08/29/2024 | G56372108 | 1,036 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
MEGALITH FINL ACQUISITION CO | UNIT 09/30/2025 | 58518F208 | 1,577 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
MERIDA MERGER CORP I | COM | 58953M106 | 3,896 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
MERIDA MERGER CORP I | W EXP 11/07/202 | 58953M114 | 100 | 199,997 | SH | SOLE | 199,997 | 0 | 0 | ||
MEXICO EQUITY & INCOME FD | COM | 592834105 | 2,906 | 250,521 | SH | SOLE | 250,521 | 0 | 0 | ||
MONOCLE ACQUISITION CORP | COM | 609754106 | 764 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
MONOCLE ACQUISITION CORP | W EXP 12/06/202 | 609754114 | 56 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
MORGAN STANLEY EMER MKTS DEB | COM | 61744H105 | 2,266 | 234,044 | SH | SOLE | 234,044 | 0 | 0 | ||
MUDRICK CAP ACQUISITION CORP | COM | 624745105 | 2,067 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
MUDRICK CAP ACQUISITION CORP | W EXP 02/12/202 | 624745113 | 98 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
NETFIN ACQUISITION CORP | UNIT 08/01/2024 | G6455A123 | 2,038 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
NEUBERGER BERMAN HGH YLD FD | COM | 64128C106 | 1,923 | 155,686 | SH | SOLE | 155,686 | 0 | 0 | ||
NEUBERGER BERMAN MLP AND ENR | COM | 64129H104 | 745 | 110,170 | SH | SOLE | 110,170 | 0 | 0 | ||
NEUBERGER BRMAN CLIFRN MUNI | COM | 64123C101 | 2,870 | 205,755 | SH | SOLE | 205,755 | 0 | 0 | ||
NEUBERGER BRMAN NY MUNI FD I | COM | 64124K102 | 6,200 | 497,582 | SH | SOLE | 497,582 | 0 | 0 | ||
NEW AMER HIGH INCOME FD INC | COM | 641876800 | 5,631 | 616,787 | SH | SOLE | 616,787 | 0 | 0 | ||
NEW MTN FIN CORP | NOTE 5.750% 8/1 | 647551AC4 | 5,255 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | ||
NEW PROVIDENCE ACQUISITIN CO | UNIT 09/01/2024 | 64822P205 | 1,388 | 135,000 | SH | SOLE | 135,000 | 0 | 0 | ||
NEXPOINT STRATEGIC OPORTUNT | COM | 65340G205 | 16,757 | 946,216 | SH | SOLE | 946,216 | 0 | 0 | ||
NUVEEN AMT FREE MUN CR INC FC | COM | 67071L106 | 25,931 | 1,555,548 | SH | SOLE | 1,555,548 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 80,608 | 5,605,557 | SH | SOLE | 5,605,557 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 9,327 | 626,369 | SH | SOLE | 626,369 | 0 | 0 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 2,043 | 134,300 | SH | SOLE | 134,300 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCM FD | COM | 67073D102 | 38,414 | 5,008,350 | SH | SOLE | 5,008,350 | 0 | 0 | ||
NUVEEN FLTNG RTE INCM OPP FD | COM | 6706EN100 | 3,444 | 344,762 | SH | SOLE | 344,762 | 0 | 0 | ||
NUVEEN GEORGIA QLTY MUN INC | COM | 67072B107 | 8,120 | 643,966 | SH | SOLE | 643,966 | 0 | 0 | ||
NUVEEN GLOBAL HIGH INCOME FD | COM | 67075G103 | 9,644 | 588,778 | SH | SOLE | 588,778 | 0 | 0 | ||
NUVEEN INT DUR QUAL MUN TRM | COM | 670677103 | 2,127 | 153,262 | SH | SOLE | 153,262 | 0 | 0 | ||
NUVEEN MARYLAND QLT MUN INC | COM | 67061Q107 | 6,634 | 493,242 | SH | SOLE | 493,242 | 0 | 0 | ||
NUVEEN MICHIGAN QLT MUN INC | COM | 670979103 | 6,887 | 487,055 | SH | SOLE | 487,055 | 0 | 0 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 17,597 | 1,296,781 | SH | SOLE | 1,296,781 | 0 | 0 | ||
NUVEEN NEW YORK MUN VALUE FD | COM | 670706100 | 1,104 | 77,241 | SH | SOLE | 77,241 | 0 | 0 | ||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 3,204 | 225,652 | SH | SOLE | 225,652 | 0 | 0 | ||
NUVEEN OHIO QLTY MUN INCOME | COM | 670980101 | 7,545 | 489,137 | SH | SOLE | 489,137 | 0 | 0 | ||
NUVEEN PENNSYLVANIA QLT MUN | COM | 670972108 | 13,384 | 945,848 | SH | SOLE | 945,848 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 76,135 | 5,214,707 | SH | SOLE | 5,214,707 | 0 | 0 | ||
NUVEEN TEXAS QLTY MUN INCME | COM | 670983105 | 5,184 | 361,727 | SH | SOLE | 361,727 | 0 | 0 | ||
OPES ACQUISITION CORP | COM | 68373P100 | 2,633 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
OPES ACQUISITION CORP | W EXP 03/13/202 | 68373P118 | 45 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ORISUN ACQUISITION CORP | UNIT 99/99/9999 | 68632T208 | 1,624 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
OSPREY TECHNLGY AQUISTION CO | UNIT 10/30/2024 | 68839R401 | 2,060 | 202,400 | SH | SOLE | 202,400 | 0 | 0 | ||
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 101 | 349,994 | SH | SOLE | 349,994 | 0 | 0 | ||
PENSARE ACQUISITION CORP | W EXP 07/27/202 | 70957E113 | 58 | 174,897 | SH | SOLE | 174,897 | 0 | 0 | ||
PGIM GLOBAL HIGH YIELD FD INCOM | COM | 69346J106 | 40,047 | 2,666,271 | SH | SOLE | 2,666,271 | 0 | 0 | ||
PGIM HIGH YIELD BOND FUND IN | COM | 69346H100 | 18,435 | 1,197,054 | SH | SOLE | 1,197,054 | 0 | 0 | ||
PIMCO ENRGY TACTICAL CR OPP | COM | 69346N107 | 31,873 | 1,931,669 | SH | SOLE | 1,931,669 | 0 | 0 | ||
PIMCO HIGH INCOME FD | COM | 722014107 | 4,238 | 564,322 | SH | SOLE | 564,322 | 0 | 0 | ||
PIONEER DIV HIGH INCOME TRUS | COM | 723653101 | 2,529 | 169,970 | SH | SOLE | 169,970 | 0 | 0 | ||
PIONEER FLOATING RATE TR | COM | 72369J102 | 9,951 | 907,088 | SH | SOLE | 907,088 | 0 | 0 | ||
PIONEER MUN HIGH INCOME ADV | COM | 723762100 | 6,242 | 577,458 | SH | SOLE | 577,458 | 0 | 0 | ||
PIONEER MUN HIGH INCOME TR | COM | 723763108 | 750 | 62,125 | SH | SOLE | 62,125 | 0 | 0 | ||
PIVOTAL ACQUISITION CORP | W EXP 12/01/202 | 72583A119 | 60 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PIVOTAL INVT CORP II | UNIT 06/01/2025 | 72582K209 | 2,040 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
PORTMAN RIDGE FIN CORP | COM | 73688F102 | 314 | 148,132 | SH | SOLE | 148,132 | 0 | 0 | ||
PROFICIENT ALPHA ACQUSTN COR | UNIT 04/30/2026 | 74317H204 | 3,348 | 325,000 | SH | SOLE | 325,000 | 0 | 0 | ||
PROPTECH ACQUISITION CORPORA | UNIT 10/01/2026 | 74349F200 | 1,025 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PURE ACQUISITION CORP | COM | 74621Q106 | 2,333 | 224,996 | SH | SOLE | 224,996 | 0 | 0 | ||
PURE ACQUISITION CORP | W EXP 04/17/202 | 74621Q114 | 111 | 112,498 | SH | SOLE | 112,498 | 0 | 0 | ||
PUTNAM MANAGED MUN INCOM TR | COM | 746823103 | 2,700 | 337,932 | SH | SOLE | 337,932 | 0 | 0 | ||
PUTNAM MUN OPPORTUNITIES TR | COM | 746922103 | 17,276 | 1,313,738 | SH | SOLE | 1,313,738 | 0 | 0 | ||
REPLAY ACQUISITION CORP | UNIT 03/01/2024 | G75130123 | 1,556 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
ROYCE MICRO-CAP TR INC | COM | 780915104 | 5,649 | 661,495 | SH | SOLE | 661,495 | 0 | 0 | ||
ROYCE VALUE TR INC | COM | 780910105 | 2,504 | 169,543 | SH | SOLE | 169,543 | 0 | 0 | ||
SC HEALTH CORP | UNIT 99/99/9999 | G78516302 | 259 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SCHULTZE SPL PURP ACQUSTN CO | UNIT 12/31/2023 | 80821R208 | 3,150 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
SILVER SPIKE ACQUISITION COR | UNIT 99/99/9999 | G8136L122 | 2,034 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
SOURCE CAP INC | COM | 836144105 | 7,947 | 205,409 | SH | SOLE | 205,409 | 0 | 0 | ||
SOUTH MTN MERGER CORP | UNIT 99/99/9999 | 838884203 | 2,228 | 214,000 | SH | SOLE | 214,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5,150 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | 4,420 | 300,085 | SH | SOLE | 300,085 | 0 | 0 | ||
SPECIAL OPPORTUNITIES FD INC | PFD CONV SE B | 84741T302 | 4,889 | 191,280 | SH | SOLE | 191,280 | 0 | 0 | ||
SPROTT FOCUS TR INC | COM | 85208J109 | 4,327 | 587,935 | SH | SOLE | 587,935 | 0 | 0 | ||
STABLE RD ACQUISITION CORP | UNIT 05/15/2026 | 85236Q208 | 695 | 67,500 | SH | SOLE | 67,500 | 0 | 0 | ||
SWISS HELVETIA FD INC | COM | 870875101 | 7,410 | 881,134 | SH | SOLE | 881,134 | 0 | 0 | ||
TEMPLETON EMERG MKTS INCOME | COM | 880192109 | 1,345 | 146,398 | SH | SOLE | 146,398 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 33,373 | 5,444,227 | SH | SOLE | 5,444,227 | 0 | 0 | ||
TENZING ACQUISITION CORP | UNIT 08/24/2024 | G8708A124 | 1,288 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
THUNDER BRDG ACQUISTION II L | UNIT 99/99/9999 | G8857S124 | 784 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
TIBERIUS ACQUISITION CORP | COM | 88633A107 | 1,313 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
TIBERIUS ACQUISITION CORP | W EXP 02/28/202 | 88633A115 | 143 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
TKK SYMPHONY ACQUISITION COR | COM | G88950103 | 3,072 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
TKK SYMPHONY ACQUISITION COR | RIGHT 02/20/2020 | G88950137 | 75 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
TKK SYMPHONY ACQUISITION COR | W EXP 02/20/202 | G88950129 | 18 | 292,400 | SH | SOLE | 292,400 | 0 | 0 | ||
TORTOISE ENERGY INDEPENDENC | COM | 89148K101 | 495 | 114,146 | SH | SOLE | 114,146 | 0 | 0 | ||
TORTOISE ENERGY INFRA CORP | COM | 89147L100 | 4,527 | 252,483 | SH | SOLE | 252,483 | 0 | 0 | ||
TORTOISE ESSENTIAL ASSETS IN | COM | 89148A103 | 318 | 19,399 | SH | SOLE | 19,399 | 0 | 0 | ||
TORTOISE MIDSTRM ENERGY FD I | COM | 89148B101 | 234 | 21,359 | SH | SOLE | 21,359 | 0 | 0 | ||
TOTTENHAM ACQUISITION I LTD | COM | G8959N106 | 1,237 | 118,000 | SH | SOLE | 118,000 | 0 | 0 | ||
TOTTENHAM ACQUISITION I LTD | W EXP 05/06/202 | G8959N114 | 7 | 118,000 | SH | SOLE | 118,000 | 0 | 0 | ||
TOTTENHAM ACQUISITION I LTD | RIGHT 06/05/2020 | G8959N122 | 19 | 118,000 | SH | SOLE | 118,000 | 0 | 0 | ||
TRIDENT ACQUISITIONS CORP | W EXP 05/09/202 | 89615T114 | 15 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
TRINE ACQUISITION CORP | UNIT 03/31/2021 | 89628U207 | 2,874 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
TUSCAN HLDGS CORP II | UNIT 04/01/2026 | 90070A202 | 4,036 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
TUSCAN HOLDINGS CORP | UNIT 99/99/9999 | 90069K203 | 2,625 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
UNION ACQUISITION CORP II | UNIT 99/99/9999 | G9402Q118 | 1,529 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF | COM | 922042858 | 2,701 | 60,746 | SH | SOLE | 60,746 | 0 | 0 | ||
VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF | COM | 921943858 | 1,494 | 33,904 | SH | SOLE | 33,904 | 0 | 0 | ||
VECTOIQ ACQUISITION CORP | COM | 92243N103 | 1,548 | 149,999 | SH | SOLE | 149,999 | 0 | 0 | ||
VECTOIQ ACQUISITION CORP | W EXP 05/11/202 | 92243N111 | 88 | 149,999 | SH | SOLE | 149,999 | 0 | 0 | ||
VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 | 1,662 | 207,959 | SH | SOLE | 207,959 | 0 | 0 | ||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 3,315 | 535,546 | SH | SOLE | 535,546 | 0 | 0 | ||
VOYA NAT RES EQUITY INCOME F | COM | 92913C106 | 1,007 | 244,379 | SH | SOLE | 244,379 | 0 | 0 | ||
VOYA PRIME RATE TR | COM | 92913A100 | 31,356 | 6,258,680 | SH | SOLE | 6,258,680 | 0 | 0 | ||
WEALTHBRIDGE ACQUISITION LTD | COM | G4887W110 | 2,282 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
WEALTHBRIDGE ACQUISITION LTD | W EXP 01/31/202 | G4887W128 | 18 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
WEALTHBRIDGE ACQUISITION LTD | RIGHT 11/02/2023 | G4887W136 | 74 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 39,551 | 2,771,600 | SH | SOLE | 2,771,600 | 0 | 0 | ||
WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 32,527 | 3,246,243 | SH | SOLE | 3,246,243 | 0 | 0 | ||
WESTERN ASSET HIGH INCM FD I | COM | 95766J102 | 2,150 | 318,995 | SH | SOLE | 318,995 | 0 | 0 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 49,081 | 9,680,707 | SH | SOLE | 9,680,707 | 0 | 0 | ||
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 36,427 | 3,156,612 | SH | SOLE | 3,156,612 | 0 | 0 | ||
XAI OCTAGON FLOATNG RATE ALT | COM | 98400T106 | 1,616 | 199,781 | SH | SOLE | 199,781 | 0 | 0 |