The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AMCI ACQUISITION CORP UNIT 01/07/2019 00165R200 2,034 200,000 SH   SOLE   200,000 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 4,393 600,996 SH   SOLE   600,996 0 0
ADVENT CLAYMORE CV SECS & IN COM 00764C109 11,144 739,943 SH   SOLE   739,943 0 0
ALLEGRO MERGER CORP COM 01749N103 1,002 100,000 SH   SOLE   100,000 0 0
ALLIANCE CALIF MUN INCOME FD COM 018546101 4,337 288,140 SH   SOLE   288,140 0 0
ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 5,788 430,309 SH   SOLE   430,309 0 0
ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 11,197 950,498 SH   SOLE   950,498 0 0
ALLIANZGI NFJ DIVID INT & PR COM 01883A107 15,449 1,245,879 SH   SOLE   1,245,879 0 0
ALLIANZGI CON INCM 2024 TARG COM 01883H102 6,429 696,518 SH   SOLE   696,518 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 2,300 153,837 SH   SOLE   153,837 0 0
ARES DYNAMIC CR ALLOCATION F COM 04014F102 8,769 579,607 SH   SOLE   579,607 0 0
B RILEY PRINCIPAL MERGER COR UNIT 99/99/9999 05586Y205 1,497 150,000 SH   SOLE   150,000 0 0
BARINGS BDC INC COM 06759L103 29,540 3,002,031 SH   SOLE   3,002,031 0 0
BIG ROCK PARTNERS ACQUISI CO COM 089482103 2,527 239,998 SH   SOLE   239,998 0 0
BLACKROCK FLOATING RATE INCO COM 091941104 4,786 385,337 SH   SOLE   385,337 0 0
BLACK RIDGE ACQUISITION CORP COM 09216T107 1,958 191,057 SH   SOLE   191,057 0 0
BLACKROCK MUNICIPL INC QLTY COM 092479104 3,632 263,978 SH   SOLE   263,978 0 0
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 7,447 562,054 SH   SOLE   562,054 0 0
BLACKROCK NY MUN INCOME TR I COM 09249R102 662 47,933 SH   SOLE   47,933 0 0
BLACKROCK NY MUNI INC QLTY T COM 09249U105 5,244 394,886 SH   SOLE   394,886 0 0
BLACKROCK LTD DURATION INC T COM SHS 09249W101 7,128 475,181 SH   SOLE   475,181 0 0
BLACKROCK CR ALLCTN INC TR COM 092508100 34,906 2,691,270 SH   SOLE   2,691,270 0 0
BLACKROCK MUNI INTER DR FD I COM 09253X102 573 40,795 SH   SOLE   40,795 0 0
BLACKROCK MUNIYIELD QLTY FD COM 09254E103 9,018 683,169 SH   SOLE   683,169 0 0
BLACKROCK MUNIY QUALITY FD I COM 09254G108 336 26,725 SH   SOLE   26,725 0 0
BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 6,794 497,741 SH   SOLE   497,741 0 0
BLACKROCK MUNIYIELD CALI QLT COM 09254N103 5,878 413,935 SH   SOLE   413,935 0 0
BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 1,987 150,977 SH   SOLE   150,977 0 0
BLACKROCK MUNIYIELD NY QLTY COM 09255E102 3,070 241,552 SH   SOLE   241,552 0 0
BLACKROCK MUNI N Y INTER DUR COM 09255F109 1,246 87,042 SH   SOLE   87,042 0 0
BLACKROCK CORPOR HI YLD FD I COM 09255P107 6,166 575,184 SH   SOLE   575,184 0 0
BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 14,798 1,374,028 SH   SOLE   1,374,028 0 0
BLACKROCK FLOAT RATE OME STR COM 09255X100 9,873 769,532 SH   SOLE   769,532 0 0
BLACKROCK RES & COMM STRAT T SHS 09257A108 2,399 293,282 SH   SOLE   293,282 0 0
BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257P105 2,195 94,510 SH   SOLE   94,510 0 0
BLACKROCK MULTI-SECTOR INC T COM 09258A107 12,451 713,525 SH   SOLE   713,525 0 0
BOXWOOD MERGER CORP UNIT 11/26/2025 10319T200 2,060 200,000 SH   SOLE   200,000 0 0
BRANDYWINEGBL GLBAL INM OPRT COM 10537L104 34,864 2,969,643 SH   SOLE   2,969,643 0 0
CF FIN ACQUISITION CORP UNIT 04/30/2025 12528N206 1,553 150,000 SH   SOLE   150,000 0 0
CHARDAN HEALTHCARE ACQUISITI UNIT 12/13/2023 15957A207 2,038 200,000 SH   SOLE   200,000 0 0
CHASERG TECHNLGY ACQUISITN C UNIT 09/30/2023 16166A202 1,023 100,000 SH   SOLE   100,000 0 0
CHURCHILL CAP CORP II UNIT 99/99/9999 17143G205 3,045 300,000 SH   SOLE   300,000 0 0
CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 10,887 1,164,418 SH   SOLE   1,164,418 0 0
CORNERSTONE STRATEGIC VALUE COM 21924B302 14,316 1,229,863 SH   SOLE   1,229,863 0 0
CORNERSTONE TOTAL RTRN FD IN COM 21924U300 7,094 626,669 SH   SOLE   626,669 0 0
CRESCENT ACQUISITION CORP UNIT 99/99/9999 22564L204 2,010 200,000 SH   SOLE   200,000 0 0
DTF TAX-FREE INCOME INC COM 23334J107 3,034 219,201 SH   SOLE   219,201 0 0
DELAWARE ENHANCED GBL DIV & COM 246060107 9,188 928,114 SH   SOLE   928,114 0 0
EAGLE GRWTH & INCOME OPPTY F COM SHS BEN IN 26958J105 3,316 215,886 SH   SOLE   215,886 0 0
EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 1,636 132,168 SH   SOLE   132,168 0 0
EATON VANCE SR INCOME TR SH BEN INT 27826S103 6,800 1,093,265 SH   SOLE   1,093,265 0 0
EATON VANCE FLTING RATE INC COM 278279104 13,968 1,036,167 SH   SOLE   1,036,167 0 0
EATON VANCE MUN BD FD COM 27827X101 5,850 470,617 SH   SOLE   470,617 0 0
EATON VANCE FLTG RATE INCOM COM SHS BEN IN 278284104 1,389 92,649 SH   SOLE   92,649 0 0
EATON VANCE CALIF MUN BD FD COM 27828A100 5,067 459,351 SH   SOLE   459,351 0 0
EATON VANCE LTD DUR INCOME F COM 27828H105 57,603 4,553,627 SH   SOLE   4,553,627 0 0
EATON VANCE SR FLTNG RTE TR COM 27828Q105 11,939 912,090 SH   SOLE   912,090 0 0
EATON VANCE TAX MNGD BUY WRI COM SH BEN IN 27829M103 4,630 491,514 SH   SOLE   491,514 0 0
EDTECHX HLDGS ACQUISITION CO UNIT 12/31/2025 28138X202 1,022 100,000 SH   SOLE   100,000 0 0
FS KKR CAPITAL CORP COM 302635107 8,231 1,381,016 SH   SOLE   1,381,016 0 0
FAR PT ACQUISITION CORP COM CL A 30734W109 509 49,995 SH   SOLE   49,995 0 0
FINTECH ACQUISITION CORP III UNIT 12/01/2023 31811A309 1,606 150,000 SH   SOLE   150,000 0 0
FIRST TR SR FLG RTE INCM FD COM 33733U108 4,999 416,898 SH   SOLE   416,898 0 0
FIRST TR HIGH INCOME L/S FD COM 33738E109 11,028 734,235 SH   SOLE   734,235 0 0
FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 1,279 143,702 SH   SOLE   143,702 0 0
FRANKLIN LTD DURATION INC T COM 35472T101 8,924 926,675 SH   SOLE   926,675 0 0
FRANKLIN UNVL TR SH BEN INT 355145103 424 58,214 SH   SOLE   58,214 0 0
GX ACQUISITION CORP UNIT 05/24/2026 36251A206 2,010 200,000 SH   SOLE   200,000 0 0
GIGCAPITAL2 INC UNIT 02/28/2026 375036209 2,006 200,000 SH   SOLE   200,000 0 0
GOLDMAN SACHS MLP ENERGY REN COM 38148G107 16,859 2,021,466 SH   SOLE   2,021,466 0 0
GORDON POINTE ACQUISITION CO COM CLASS A 382788107 1,808 175,000 SH   SOLE   175,000 0 0
GRAF INDL CORP UNIT 12/31/2025 384278206 3,087 300,000 SH   SOLE   300,000 0 0
HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 1,021 100,000 SH   SOLE   100,000 0 0
HEALTH SCIENCES ACQUSTN CORP UNIT 04/01/2024 42227C201 1,060 100,000 SH   SOLE   100,000 0 0
HENNESSY CAP ACQUSTION CORP UNIT 99/99/9999 42589C203 2,080 200,000 SH   SOLE   200,000 0 0
HIGH INCOME SECS FD SHS BEN INT 42968F108 1,185 143,311 SH   SOLE   143,311 0 0
HIGHLAND INCOME FUND HIGHLAND INCOME COM 43010E404 44,443 3,218,154 SH   SOLE   3,218,154 0 0
HIGHLAND GLOBAL ALLOCATION F COM 43010T104 819 72,858 SH   SOLE   72,858 0 0
INDIA FD INC COM 454089103 1,802 84,690 SH   SOLE   84,690 0 0
INVESCO HIGH INCOME TR II COM 46131F101 11,056 761,920 SH   SOLE   761,920 0 0
INVESCO SR INCOME TR COM 46131H107 37,381 8,672,976 SH   SOLE   8,672,976 0 0
INVESCO MUN TR COM 46131J103 600 48,704 SH   SOLE   48,704 0 0
INVESCO TR INVT GRADE MUNS COM 46131M106 1,481 116,877 SH   SOLE   116,877 0 0
INVESCO MUN OPPORTUNITY TR COM 46132C107 11,834 962,129 SH   SOLE   962,129 0 0
INVESCO DYNAMIC CR OPP FD COM 46132R104 39,845 3,573,515 SH   SOLE   3,573,515 0 0
INVESCO QUALITY MUNI INC TRS COM 46133G107 1,543 124,370 SH   SOLE   124,370 0 0
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 COM 46137V613 7,164 61,419 SH   SOLE   61,419 0 0
INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG COM 46138E727 4,053 187,653 SH   SOLE   187,653 0 0
LF CAP ACQUISITION CORP CL A 50200K108 1,018 100,000 SH   SOLE   100,000 0 0
LEISURE ACQUISITION CORP COM 52539T107 3,118 306,594 SH   SOLE   306,594 0 0
LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 818 127,564 SH   SOLE   127,564 0 0
MEGALITH FINL ACQUISITION CO UNIT 09/30/2025 58518F208 1,554 150,000 SH   SOLE   150,000 0 0
MFS CALIF MUN FD COM 59318C106 874 73,226 SH   SOLE   73,226 0 0
MORGAN STANLEY EMER MKTS DEB COM 61744H105 7,968 854,901 SH   SOLE   854,901 0 0
NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 5,980 439,887 SH   SOLE   439,887 0 0
NEUBERGER BRMAN NY MUNI FD I COM 64124K102 4,370 356,455 SH   SOLE   356,455 0 0
NEUBERGER BERMAN HGH YLD FD COM 64128C106 15,060 1,287,219 SH   SOLE   1,287,219 0 0
NEW AMER HIGH INCOME FD INC COM NEW 641876800 4,989 562,448 SH   SOLE   562,448 0 0
NEW MTN FIN CORP NOTE 5.750% 8/1 647551AC4 517,875 5,000,000 SH   SOLE   5,000,000 0 0
NUVEEN CONNECTICUT QLTY MUN COM COM 67060D107 4,589 353,826 SH   SOLE   353,826 0 0
NUVEEN NORTH CAROLINA QLTY M COM 67060P100 5,057 379,343 SH   SOLE   379,343 0 0
NUVEEN CALIF MUN VALUE FD COM 67062C107 427 42,316 SH   SOLE   42,316 0 0
NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 331 22,376 SH   SOLE   22,376 0 0
NUVEEN QUALITY MUNCP INCOME COM 67066V101 58,446 4,174,688 SH   SOLE   4,174,688 0 0
NUVEEN NEW YORK QLT MUN INC COM 67066X107 1,504 108,500 SH   SOLE   108,500 0 0
NUVEEN CA QUALTY MUN INCOME COM 67066Y105 10,994 759,258 SH   SOLE   759,258 0 0
NUVEEN SR INCOME FD COM 67067Y104 4,669 794,079 SH   SOLE   794,079 0 0
NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 3,621 371,777 SH   SOLE   371,777 0 0
NUVEEN AMT FREE MUN CR INC F COM 67071L106 7,757 488,781 SH   SOLE   488,781 0 0
NUVEEN GEORGIA QLTY MUN INC COM 67072B107 4,803 388,155 SH   SOLE   388,155 0 0
NUVEEN FLOATING RATE INCOME COM 67072T108 15,912 1,615,433 SH   SOLE   1,615,433 0 0
NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 38,634 4,878,057 SH   SOLE   4,878,057 0 0
NUVEEN MTG OPPTY TERM FD 2 COM 67074R100 4,815 214,107 SH   SOLE   214,107 0 0
NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 9,285 600,198 SH   SOLE   600,198 0 0
NUVEEN EMERGING MKTS DEBT 20 COM 67077P101 1,295 145,889 SH   SOLE   145,889 0 0
OHA INVT CORP COM 67091U102 1,799 1,640,387 SH   SOLE   1,640,387 0 0
NUVEEN PENNSYLVANIA QLT MUN COM 670972108 1,161 85,053 SH   SOLE   85,053 0 0
OPES ACQUISITION CORP COM 68373P100 2,575 250,000 SH   SOLE   250,000 0 0
PGIM HIGH YIELD BOND FUND IN COM 69346H100 21,650 1,479,862 SH   SOLE   1,479,862 0 0
PGIM GLOBAL HIGH YIELD FD IN COM 69346J106 37,129 2,569,502 SH   SOLE   2,569,502 0 0
PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 637 32,466 SH   SOLE   32,466 0 0
PIONEER DIV HIGH INCOME TRUS COM 723653101 1,489 104,135 SH   SOLE   104,135 0 0
PIONEER FLOATING RATE TR COM 72369J102 7,470 698,749 SH   SOLE   698,749 0 0
PIVOTAL ACQUISITION CORP COM 72583A101 1,015 100,000 SH   SOLE   100,000 0 0
PROFICIENT ALPHA ACQUSTN COR UNIT 04/30/2026 74317H204 3,266 325,000 SH   SOLE   325,000 0 0
PURE ACQUISITION CORP CL A 74621Q106 2,281 224,996 SH   SOLE   224,996 0 0
ROYCE MICRO-CAP TR INC COM 780915104 678 82,506 SH   SOLE   82,506 0 0
SPDR S&P 500 ETF TR TR UNIT COM 78462F103 10,118 34,521 SH   SOLE   34,521 0 0
SCHULTZE SPL PURP ACQUSTN CO UNIT 12/31/2023 80821R208 3,045 300,000 SH   SOLE   300,000 0 0
SOURCE CAP INC COM 836144105 830 22,709 SH   SOLE   22,709 0 0
SOUTH MTN MERGER CORP UNIT 99/99/9999 838884203 2,140 214,000 SH   SOLE   214,000 0 0
SPECIAL OPPORTUNITIES FD INC COM 84741T104 4,251 309,130 SH   SOLE   309,130 0 0
SPECIAL OPPORTUNITIES FD INC PFD CONV SE B 84741T302 4,841 191,280 SH   SOLE   191,280 0 0
SPROTT FOCUS TR INC COM 85208J109 3,830 568,256 SH   SOLE   568,256 0 0
BLACKROCK TCP CAPITAL CORP NOTE 5.250% 12/1 87238QAB9 251,838 2,500,000 SH   SOLE   2,500,000 0 0
TEMPLETON GLOBAL INCOME FD COM 880198106 34,799 5,488,809 SH   SOLE   5,488,809 0 0
TIBERIUS ACQUISITION CORP COM 88633A107 1,275 125,000 SH   SOLE   125,000 0 0
TORTOISE MIDSTRM ENERGY FD I COM 89148B101 7,596 563,096 SH   SOLE   563,096 0 0
TRIDENT ACQUISITIONS CORP COM 89615T106 1,551 150,000 SH   SOLE   150,000 0 0
TRINE ACQUISITION CORP UNIT 03/31/2021 89628U207 2,778 275,000 SH   SOLE   275,000 0 0
TRINITY MERGER CORP COM CL A 89653L106 989 96,000 SH   SOLE   96,000 0 0
TUSCAN HOLDINGS CORP UNIT 99/99/9999 90069K203 2,650 250,000 SH   SOLE   250,000 0 0
VECTOIQ ACQUISITION CORP COM 92243N103 1,519 149,999 SH   SOLE   149,999 0 0
VIRTUS TOTAL RETURN FUND INC COM 92837G100 1,099 103,965 SH   SOLE   103,965 0 0
VOYA EMERGING MKTS HIGH DIVI COM 92912P108 694 89,448 SH   SOLE   89,448 0 0
VOYA PRIME RATE TR SH BEN INT 92913A100 37,468 7,871,360 SH   SOLE   7,871,360 0 0
WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD COM 94987B105 13,190 1,600,773 SH   SOLE   1,600,773 0 0
WESTERN ASSET EMRG MKT DEBT COM 95766A101 55,961 3,907,885 SH   SOLE   3,907,885 0 0
WESTERN ASSET GLB HI INCOME COM 95766B109 36,787 3,704,662 SH   SOLE   3,704,662 0 0
WESTERN ASSET HIGH INCM FD I COM 95766J102 14,161 2,037,554 SH   SOLE   2,037,554 0 0
WESTERN ASSET HIGH INCM OPP COM 95766K109 63,090 12,322,229 SH   SOLE   12,322,229 0 0
WESTERN ASST INFLTN LKD INM COM SH BEN IN 95766Q106 1,086 93,179 SH   SOLE   93,179 0 0
WESTERN AST INFL LKD OPP & I COM 95766R104 26,846 2,399,134 SH   SOLE   2,399,134 0 0
WESTERN ASSET HGH YLD DFNDFD COM 95768B107 13,439 897,738 SH   SOLE   897,738 0 0
WESTERN ASSET GLOBAL CP DEFI COM 95790C107 3,585 209,028 SH   SOLE   209,028 0 0
WESTERN ASSET CORPORATE LN F COM 95790J102 7,162 748,387 SH   SOLE   748,387 0 0
ACT II GLOBAL ACQUISITION CO UNIT 04/30/2026 G0080J112 1,012 100,000 SH   SOLE   100,000 0 0
AGBA ACQUISITION LTD UNIT 05/10/2024 G0120M133 2,505 250,000 SH   SOLE   250,000 0 0
ANDINA ACQUISITION CORP III UNIT 09/24/2020 G04415116 3,084 300,000 SH   SOLE   300,000 0 0
COLLIER CREEK HOLDINGS UNIT 99/99/9999 G22707122 212 20,000 SH   SOLE   20,000 0 0
DD3 ACQUISITION CORP UNIT 10/12/2023 G2692M129 3,072 300,000 SH   SOLE   300,000 0 0
8I ENTERPRISES ACQUISITIN CO UNIT 99/99/9999 G2956M138 2,532 240,000 SH   SOLE   240,000 0 0
ALBERTON ACQUISITION CORP UNIT 04/22/2020 G35006116 2,092 200,000 SH   SOLE   200,000 0 0
GREENLAND ACQUISITIN CORPORA SHS G40981139 762 75,000 SH   SOLE   75,000 0 0
HL ACQUISITIONS CORP SHS G4603R106 1,264 125,000 SH   SOLE   125,000 0 0
WEALTHBRIDGE ACQUISITION LTD UNIT 99/99/9999 G4887W102 2,284 225,000 SH   SOLE   225,000 0 0
LONGEVITY ACQUISITION CORP UNIT 08/29/2024 G56372108 1,032 100,000 SH   SOLE   100,000 0 0
REPLAY ACQUISITION CORP UNIT 03/01/2024 G75130123 1,503 150,000 SH   SOLE   150,000 0 0
TENZING ACQUISITION CORP UNIT 08/24/2024 G8708A124 1,303 125,000 SH   SOLE   125,000 0 0
THUNDER BRIDGE ACQUISITION L SHS CLASS A G8857R100 1,565 150,000 SH   SOLE   150,000 0 0
THUNDER BRIDGE ACQUISITION L *W EXP 01/01/202 G8857R126 303 150,000 SH   SOLE   150,000 0 0
TKK SYMPHONY ACQUISITION COR UNIT 08/15/2023 G88950111 3,081 300,000 SH   SOLE   300,000 0 0
TOTTENHAM ACQUISITION I LTD SHS G8959N106 1,204 118,000 SH   SOLE   118,000 0 0
TWELVE SEAS INVESTMENT COMPA SHS G9145A107 2,284 225,000 SH   SOLE   225,000 0 0
DWS MUN INCOME TR NEW COM 233368109 1,072 95,099 SH   SOLE   95,099 0 0
DREYFUS STRATEGIC MUNS INC COM 261932107 2,741 335,552 SH   SOLE   335,552 0 0
GARRISON CAP INC COM 366554103 7,643 1,107,708 SH   SOLE   1,107,708 0 0
INSURANCE ACQUISITION CORP UNIT 03/31/2024 457867307 1,031 100,000 SH   SOLE   100,000 0 0
KAYNE ANDERSN MLP MIDS INVT COM 486606106 9,082 593,236 SH   SOLE   593,236 0 0
LAZARD WORLD DIVID & INCOME COM 521076109 3,712 373,077 SH   SOLE   373,077 0 0
LEGACY ACQUISITION CORP COM CL A 524643103 2,020 200,000 SH   SOLE   200,000 0 0
MEXICO EQUITY & INCOME FD COM 592834105 1,406 126,685 SH   SOLE   126,685 0 0
MONOCLE ACQUISITION CORP UNIT 99/99/9999 609754205 772 75,000 SH   SOLE   75,000 0 0
MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 2,036 200,000 SH   SOLE   200,000 0 0
NUVEEN CALIFORNIA AMT QLT MU COM 670651108 3,636 249,010 SH   SOLE   249,010 0 0
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 9,293 709,952 SH   SOLE   709,952 0 0
NUVEEN AMT FREE QLTY MUN INC COM 670657105 44,688 3,235,916 SH   SOLE   3,235,916 0 0
NUVEEN INTER DURATION MN TMF COM 670671106 3,557 264,842 SH   SOLE   264,842 0 0
NUVEEN INT DUR QUAL MUN TRM COM 670677103 3,419 256,877 SH   SOLE   256,877 0 0
NUVEEN MTG OPPORTUNITY TERM COM 670735109 16,921 728,725 SH   SOLE   728,725 0 0
NUVEEN OHIO QLTY MUN INCOME COM 670980101 8,078 541,758 SH   SOLE   541,758 0 0
PIONEER MUN HIGH INCOME TR COM SHS 723763108 3,282 268,982 SH   SOLE   268,982 0 0
PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 14,999 1,184,776 SH   SOLE   1,184,776 0 0
ROYCE VALUE TR INC COM 780910105 2,334 167,669 SH   SOLE   167,669 0 0
TEMPLETON EMERG MKTS INCOME COM 880192109 5,000 489,237 SH   SOLE   489,237 0 0
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF COM 921943858 2,331 55,877 SH   SOLE   55,877 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF COM 922042858 2,713 63,796 SH   SOLE   63,796 0 0
AKERNA CORP *W EXP 01/30/202 00973W110 145 48,610 SH   SOLE   48,610 0 0
ALLEGRO MERGER CORP *W EXP 01/06/202 01749N111 25 100,000 SH   SOLE   100,000 0 0
ALLEGRO MERGER CORP RIGHT 12/31/2023 01749N129 21 100,000 SH   SOLE   100,000 0 0
BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 26 119,999 SH   SOLE   119,999 0 0
BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 46 239,998 SH   SOLE   239,998 0 0
BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 09216T115 123 300,000 SH   SOLE   300,000 0 0
BLACK RIDGE ACQUISITION CORP RIGHT 07/10/2019 09216T123 42 100,000 SH   SOLE   100,000 0 0
BLACKROCK NY MUNICIPAL BOND COM 09249P106 197 13,339 SH   SOLE   13,339 0 0
CHURCHILL CAP CORP *W EXP 09/11/202 17142R111 119 24,999 SH   SOLE   24,999 0 0
FALCON MINERALS CORP *W EXP 07/21/202 30607B208 81 85,390 SH   SOLE   85,390 0 0
FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 21 16,665 SH   SOLE   16,665 0 0
GDL FUND COM SH BEN IN 361570104 96 10,353 SH   SOLE   10,353 0 0
GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 60 175,000 SH   SOLE   175,000 0 0
KBL MERGER CORP IV *W EXP 01/15/202 48242A112 35 230,000 SH   SOLE   230,000 0 0
KBL MERGER CORP IV RIGHT 09/09/2019 48242A120 57 230,000 SH   SOLE   230,000 0 0
LF CAP ACQUISITION CORP *W EXP 06/22/202 50200K116 34 100,000 SH   SOLE   100,000 0 0
LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 100 153,297 SH   SOLE   153,297 0 0
MODERN MEDIA ACQUISITION *W EXP 05/17/202 60765P111 25 115,000 SH   SOLE   115,000 0 0
MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 67 230,000 SH   SOLE   230,000 0 0
OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 63 250,000 SH   SOLE   250,000 0 0
PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 30 174,997 SH   SOLE   174,997 0 0
PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 52 349,994 SH   SOLE   349,994 0 0
PHUNWARE INC *W EXP 12/26/202 71948P118 25 71,794 SH   SOLE   71,794 0 0
PIVOTAL ACQUISITION CORP *W EXP 12/01/202 72583A119 135 100,000 SH   SOLE   100,000 0 0
PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 121 112,498 SH   SOLE   112,498 0 0
RANPAK HLDGS CORP *W EXP 06/03/202 75321W111 116 96,399 SH   SOLE   96,399 0 0
TIBERIUS ACQUISITION CORP *W EXP 02/28/202 88633A115 44 125,000 SH   SOLE   125,000 0 0
TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 23 150,000 SH   SOLE   150,000 0 0
TRINITY MERGER CORP *W EXP 05/11/202 89653L114 32 96,000 SH   SOLE   96,000 0 0
VECTOIQ ACQUISITION CORP *W EXP 05/11/202 92243N111 70 149,999 SH   SOLE   149,999 0 0
CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 9 120,000 SH   SOLE   120,000 0 0
CONSTELLATION ALPHA CAP CORP RIGHT 99/99/9999 G2379F132 22 120,000 SH   SOLE   120,000 0 0
GREENLAND ACQUISITIN CORPORA *W EXP 03/03/202 G40981105 8 75,000 SH   SOLE   75,000 0 0
GREENLAND ACQUISITIN CORPORA RIGHT 04/27/2025 G40981113 29 75,000 SH   SOLE   75,000 0 0
HL ACQUISITIONS CORP *W EXP 06/21/202 G4603R122 34 125,000 SH   SOLE   125,000 0 0
HL ACQUISITIONS CORP RIGHT 07/17/2023 G4603R130 41 125,000 SH   SOLE   125,000 0 0
NATIONAL ENERGY SERVICES REU *W EXP 05/05/202 G6375R115 82 96,089 SH   SOLE   96,089 0 0
TOTTENHAM ACQUISITION I LTD *W EXP 05/06/202 G8959N114 12 118,000 SH   SOLE   118,000 0 0
TOTTENHAM ACQUISITION I LTD RIGHT 06/05/2020 G8959N122 44 118,000 SH   SOLE   118,000 0 0
TWELVE SEAS INVESTMENT COMPA *W EXP 12/22/202 G9145A115 50 225,000 SH   SOLE   225,000 0 0
TWELVE SEAS INVESTMENT COMPA RIGHT 12/22/2019 G9145A131 65 225,000 SH   SOLE   225,000 0 0
LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 64 200,000 SH   SOLE   200,000 0 0
MUDRICK CAP ACQUISITION CORP *W EXP 02/12/202 624745113 98 200,000 SH   SOLE   200,000 0 0
LEO HOLDINGS CORP COM CL A G5463L105 2,054 200,000 SH   SOLE   200,000 0 0
NRC GROUP HLDGS CORP *W EXP 10/17/202 629375114 111 67,468 SH   SOLE   67,468 0 0
HUNTER MARITIME ACQUISITION *W EXP 11/17/202 Y37828129 15 75,001 SH   SOLE   75,001 0 0