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RIVERNORTH CAPITAL MANAGEMENT, LLC
> SPE
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 378,177 | 28,625 | 4,243,146,000 | 419,047,000 | $11,220.00 |
| 03/31/2023 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 349,552 | -141,644 | 3,824,099,000 | -1,775,535,000 | $10,940.00 |
| 12/31/2022 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 491,196 | -38,526 | 5,599,634,000 | 5,593,759,000 | $11,400.00 |
| 09/30/2022 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 529,722 | -67,009 | 5,875,000 | -1,507,000 | $11.09 |
| 06/30/2022 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 596,731 | -176,453 | 7,382,000 | -4,223,000 | $12.37 |
| 03/31/2022 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 773,184 | -119,066 | 11,605,000 | -2,180,000 | $15.01 |
| 12/31/2021 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 892,250 | -59,795 | 13,785,000 | -848,000 | $15.45 |
| 09/30/2021 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 952,045 | 952,045 | 14,633,000 | 14,633,000 | $15.37 |
| 06/30/2021 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 0 | -244,394 | 0 | -3,583,000 | |
| 03/31/2021 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 244,394 | 165,740 | 3,583,000 | 2,476,000 | $14.66 |
| 12/31/2020 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 78,654 | -86,503 | 1,107,000 | -943,000 | $14.07 |
| 09/30/2020 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 165,157 | -106,985 | 2,050,000 | -1,017,000 | $12.41 |
| 06/30/2020 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 272,142 | -27,943 | 3,067,000 | -1,353,000 | $11.27 |
| 12/31/2019 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 300,085 | -6,647 | 4,420,000 | 52,000 | $14.73 |
| 09/30/2019 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 306,732 | -2,398 | 4,368,000 | 117,000 | $14.24 |
| 06/30/2019 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 309,130 | 34,900 | 4,251,000 | 568,000 | $13.75 |
| 03/31/2019 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 274,230 | 89,574 | 3,683,000 | 1,550,000 | $13.43 |
| 12/31/2018 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 184,656 | 111,735 | 2,133,000 | 1,033,000 | $11.55 |
| 09/30/2018 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 72,921 | 3,100 | 1,100,000 | 51,000 | $15.08 |
| 06/30/2018 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 69,821 | -51,500 | 1,049,000 | -740,000 | $15.02 |
| 03/31/2018 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 121,321 | 24,042 | 1,789,000 | 341,000 | $14.75 |
| 12/31/2017 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 97,279 | 3,330 | 1,448,000 | -35,000 | $14.89 |
| 09/30/2017 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 93,949 | -90,161 | 1,483,000 | -1,315,000 | $15.79 |
| 06/30/2017 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 184,110 | -35,767 | 2,798,000 | -414,000 | $15.20 |
| 03/31/2017 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 219,877 | -6,767 | 3,212,000 | 118,000 | $14.61 |
| 12/31/2016 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 226,644 | 2,487 | 3,094,000 | -248,000 | $13.65 |
| 09/30/2016 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 224,157 | 51,825 | 3,342,000 | 972,000 | $14.91 |
| 06/30/2016 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 172,332 | 44,613 | 2,370,000 | 417,000 | $13.75 |
| 03/31/2016 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 159,632 | 21,846 | 2,086,000 | 267,000 | $13.07 |
| 12/31/2015 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 137,786 | 10,067 | 1,819,000 | -134,000 | $13.20 |
| 09/30/2015 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 136,048 | 8,329 | 1,914,000 | -39,000 | $14.07 |
| 06/30/2015 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 127,719 | 8,600 | 1,953,000 | -36,000 | $15.29 |
| 03/31/2015 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 119,119 | 0 | 1,837,000 | -152,000 | $15.42 |
| 12/31/2014 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 119,119 | 0 | 1,831,000 | -158,000 | $15.37 |
| 09/30/2014 | SPECIAL OPPORTUNITIES FUND, INC. | SPE | 119,119 | 0 | 1,986,000 | -3,000 | $16.67 |
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