Rocket


Overview
Financials
News + Filings
IR Vault
Key Docs
Charts
Ownership
Insiders

Insiders Menu
Roster
Transactions
PENSON WORLDWIDE INC (PNSN)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
10/01/2012McCain Richard BartoCFOPayment of ExerciseCommon Stock361$0.04$14.4 10/01/2012
08/01/2012McCain Richard BartoCFOPayment of ExerciseCommon Stock118$0.11$13 07/31/2012
08/01/2012Engel BrycePresidentPayment of ExerciseCommon Stock377$0.11$41.5 08/01/2012
07/31/2012McCain Richard BartoCFOPayment of ExerciseCommon Stock14$0.11$1.5 07/31/2012
07/01/2012Koslow Andrew BExecutive VP - General CounselPayment of ExerciseCommon Stock776$0.15$116.4 07/01/2012
07/01/2012McCain Richard BartoCFOPayment of ExerciseCommon Stock361$0.15$54.2 07/01/2012
06/25/2012Kelly David MDirectorOther (disposition)Common Stock184.2k$0.00$0 06/25/2012
06/13/2012Engel BrycePresidentSaleCommon Stock5.8k$0.19$1.1k 06/12/2012
06/13/2012Engel BrycePresidentSaleCommon Stock66.8k$0.18$12k 06/12/2012
06/12/2012Koslow Andrew BExecutive VP - General CounselSaleCommon Stock76.6k$0.22$16.8k 06/12/2012
06/12/2012Engel BrycePresidentSaleCommon Stock11.9k$0.22$2.6k 06/12/2012
05/17/2012Johnson DavidDirectorGrantCommon Stock184.2k$0.00$0 05/17/2012
05/17/2012Kelly David MDirectorGrantCommon Stock184.2k$0.00$0 05/17/2012
05/17/2012SCHUENEMAN DIANE LYNNDirectorGrantCommon Stock184.2k$0.00$0 05/17/2012
05/17/2012BASSO ROBERT SDirectorGrantCommon Stock184.2k$0.00$0 05/17/2012
05/01/2012Engel BrycePresidentPayment of ExerciseCommon Stock377$0.50$188.5 05/01/2012
05/01/2012Pendergraft Philip ACEOExerciseRestricted Stock Unit480$0.00$0 05/01/2012
03/31/2012Koslow Andrew BExecutive VP - General CounselPayment of ExerciseCommon Stock776$0.68$527.7 03/31/2012
03/31/2012MCALEER KEVIN WCFOPayment of ExerciseCommon Stock595$0.68$404.6 03/31/2012
02/15/2012Smith Mary AgnesGlobal ControllerGrantCommon Stock783$1.58$1.2k 02/15/2012
02/15/2012Engel BrycePresidentGrantCommon Stock54.8k$1.58$86.7k 02/15/2012
02/01/2012Engel BrycePresidentPayment of ExerciseCommon Stock377$1.40$527.8 02/01/2012
02/01/2012Yancey Charles WilliamCEO of Registrant SubsidiaryPayment of ExerciseCommon Stock331$1.40$463.4 01/31/2012
01/31/2012Yancey Charles WilliamCEO of Registrant SubsidiaryPayment of ExerciseCommon Stock56$1.44$80.6 01/31/2012
01/31/2012Pendergraft Philip ACEOExerciseRestricted Stock Unit480$0.00$0 01/31/2012
01/01/2012MCALEER KEVIN WCFOPayment of ExerciseCommon Stock5.2k$1.16$6.1k 12/31/2011
01/01/2012Engemoen Roger J JRChairmanPayment of ExerciseCommon Stock5.5k$1.16$6.4k 01/01/2012
01/01/2012Pendergraft Philip ACEOPayment of ExerciseCommon Stock3.9k$1.16$4.5k 01/01/2012
12/31/2011MCALEER KEVIN WCFOPayment of ExerciseCommon Stock595$1.16$690.2 12/31/2011
11/29/2011SCHUENEMAN DIANE LYNNDirectorGrantCommon Stock84k$0.00$0 11/29/2011
11/01/2011Yancey Charles WilliamCEO of Registrant SubsidiaryPayment of ExerciseCommon Stock285$1.20$342 10/31/2011
11/01/2011Engel BrycePresidentPayment of ExerciseCommon Stock326$1.20$391.2 11/01/2011
10/31/2011Yancey Charles WilliamCEO of Registrant SubsidiaryPayment of ExerciseCommon Stock48$1.23$59 10/31/2011
10/31/2011Pendergraft Philip ACEOExerciseRestricted Stock Unit480$0.00$0 10/31/2011
10/01/2011Koslow Andrew BExecutive VP - General CounselPayment of ExerciseCommon Stock694$1.45$1k 10/01/2011
  Next >>

Rocket Data Systems, Inc. © 2019 | Contact Us | Data Disclaimer | Terms of Use | Privacy