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PENSON WORLDWIDE INC (PNSN)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
10/01/2012
McCain Richard Barto
CFO
Payment of Exercise
Common Stock
361
$0.04
$14.4
10/01/2012
08/01/2012
McCain Richard Barto
CFO
Payment of Exercise
Common Stock
118
$0.11
$13
07/31/2012
08/01/2012
Engel Bryce
President
Payment of Exercise
Common Stock
377
$0.11
$41.5
08/01/2012
07/31/2012
McCain Richard Barto
CFO
Payment of Exercise
Common Stock
14
$0.11
$1.5
07/31/2012
07/01/2012
Koslow Andrew B
Executive VP - General Counsel
Payment of Exercise
Common Stock
776
$0.15
$116.4
07/01/2012
07/01/2012
McCain Richard Barto
CFO
Payment of Exercise
Common Stock
361
$0.15
$54.2
07/01/2012
06/25/2012
Kelly David M
Director
Other (disposition)
Common Stock
184.2k
$0.00
$0
06/25/2012
06/13/2012
Engel Bryce
President
Sale
Common Stock
5.8k
$0.19
$1.1k
06/12/2012
06/13/2012
Engel Bryce
President
Sale
Common Stock
66.8k
$0.18
$12k
06/12/2012
06/12/2012
Koslow Andrew B
Executive VP - General Counsel
Sale
Common Stock
76.6k
$0.22
$16.8k
06/12/2012
06/12/2012
Engel Bryce
President
Sale
Common Stock
11.9k
$0.22
$2.6k
06/12/2012
05/17/2012
Johnson David
Director
Grant
Common Stock
184.2k
$0.00
$0
05/17/2012
05/17/2012
Kelly David M
Director
Grant
Common Stock
184.2k
$0.00
$0
05/17/2012
05/17/2012
SCHUENEMAN DIANE LYNN
Director
Grant
Common Stock
184.2k
$0.00
$0
05/17/2012
05/17/2012
BASSO ROBERT S
Director
Grant
Common Stock
184.2k
$0.00
$0
05/17/2012
05/01/2012
Engel Bryce
President
Payment of Exercise
Common Stock
377
$0.50
$188.5
05/01/2012
05/01/2012
Pendergraft Philip A
CEO
Exercise
Restricted Stock Unit
480
$0.00
$0
05/01/2012
03/31/2012
Koslow Andrew B
Executive VP - General Counsel
Payment of Exercise
Common Stock
776
$0.68
$527.7
03/31/2012
03/31/2012
MCALEER KEVIN W
CFO
Payment of Exercise
Common Stock
595
$0.68
$404.6
03/31/2012
02/15/2012
Smith Mary Agnes
Global Controller
Grant
Common Stock
783
$1.58
$1.2k
02/15/2012
02/15/2012
Engel Bryce
President
Grant
Common Stock
54.8k
$1.58
$86.7k
02/15/2012
02/01/2012
Engel Bryce
President
Payment of Exercise
Common Stock
377
$1.40
$527.8
02/01/2012
02/01/2012
Yancey Charles William
CEO of Registrant Subsidiary
Payment of Exercise
Common Stock
331
$1.40
$463.4
01/31/2012
01/31/2012
Yancey Charles William
CEO of Registrant Subsidiary
Payment of Exercise
Common Stock
56
$1.44
$80.6
01/31/2012
01/31/2012
Pendergraft Philip A
CEO
Exercise
Restricted Stock Unit
480
$0.00
$0
01/31/2012
01/01/2012
MCALEER KEVIN W
CFO
Payment of Exercise
Common Stock
5.2k
$1.16
$6.1k
12/31/2011
01/01/2012
Engemoen Roger J JR
Chairman
Payment of Exercise
Common Stock
5.5k
$1.16
$6.4k
01/01/2012
01/01/2012
Pendergraft Philip A
CEO
Payment of Exercise
Common Stock
3.9k
$1.16
$4.5k
01/01/2012
12/31/2011
MCALEER KEVIN W
CFO
Payment of Exercise
Common Stock
595
$1.16
$690.2
12/31/2011
11/29/2011
SCHUENEMAN DIANE LYNN
Director
Grant
Common Stock
84k
$0.00
$0
11/29/2011
11/01/2011
Yancey Charles William
CEO of Registrant Subsidiary
Payment of Exercise
Common Stock
285
$1.20
$342
10/31/2011
11/01/2011
Engel Bryce
President
Payment of Exercise
Common Stock
326
$1.20
$391.2
11/01/2011
10/31/2011
Yancey Charles William
CEO of Registrant Subsidiary
Payment of Exercise
Common Stock
48
$1.23
$59
10/31/2011
10/31/2011
Pendergraft Philip A
CEO
Exercise
Restricted Stock Unit
480
$0.00
$0
10/31/2011
10/01/2011
Koslow Andrew B
Executive VP - General Counsel
Payment of Exercise
Common Stock
694
$1.45
$1k
10/01/2011
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