Yancey Charles William [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
11/01/2011	PENSON WORLDWIDE INC	PNSN	Payment of Exercise	Common Stock	285	$1.20	$342	10/31/2011
10/31/2011	PENSON WORLDWIDE INC	PNSN	Payment of Exercise	Common Stock	48	$1.23	$59	10/31/2011
08/01/2011	PENSON WORLDWIDE INC	PNSN	Payment of Exercise	Common Stock	285	$3.01	$857.8	07/31/2011
07/31/2011	PENSON WORLDWIDE INC	PNSN	Payment of Exercise	Common Stock	48	$3.06	$146.9	07/31/2011
11/01/2010	PENSON WORLDWIDE INC	PNSN	Payment of Exercise	Common Stock	285	$5.12	$1.5k	10/31/2010
10/31/2010	PENSON WORLDWIDE INC	PNSN	Payment of Exercise	Common Stock	48	$5.15	$247.2	10/31/2010
08/01/2010	PENSON WORLDWIDE INC	PNSN	Payment of Exercise	Common Stock	285	$5.38	$1.5k	07/31/2010
07/31/2010	PENSON WORLDWIDE INC	PNSN	Payment of Exercise	Common Stock	48	$5.38	$258.2	07/31/2010
02/26/2010	PENSON WORLDWIDE INC	PNSN	Grant	Common Stock	15.1k	$0.00	$0	02/26/2010