Engemoen Roger J JR [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
01/01/2012	PENSON WORLDWIDE INC	PNSN	Payment of Exercise	Common Stock	5.5k	$1.16	$6.4k		01/01/2012
12/14/2011	PENSON WORLDWIDE INC	PNSN	Gift	Common Stock	40k	$0.00	$0	By Engemoen Family Partnership Ltd.	01/01/2012
02/28/2011	PENSON WORLDWIDE INC	PNSN	Grant	Common Stock	54.2k	$0.00	$0		02/28/2011
12/31/2010	PENSON WORLDWIDE INC	PNSN	Payment of Exercise	Common Stock	958	$4.89	$4.7k		12/31/2010
09/30/2010	PENSON WORLDWIDE INC	PNSN	Payment of Exercise	Common Stock	827	$4.97	$4.1k		09/30/2010
09/07/2010	PENSON WORLDWIDE INC	PNSN	Gift	Common Stock	15k	$0.00	$0	By Engemoen Family Partnership Ltd.	09/30/2010
06/30/2010	PENSON WORLDWIDE INC	PNSN	Payment of Exercise	Common Stock	827	$5.64	$4.7k		06/30/2010