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Transactions
Umpleby III Donald J
Date
Name
Symbol
Type
Security
Shares
Price
Value
Ownership
Reported
08/04/2023
CATERPILLAR INC
CAT
Gift
Common Stock
5.1k
$0.00
$0
Held by Children's Irrevocable Trust
08/04/2023
08/04/2023
CATERPILLAR INC
CAT
Gift
Common Stock
2.5k
$0.00
$0
Held By Grantor Retained Annuity Trust
08/04/2023
08/04/2023
CATERPILLAR INC
CAT
Gift
Common Stock
2.6k
$0.00
$0
Held by Grantor Retained Annuity Trust
08/04/2023
05/31/2023
CHEVRON CORP
CVX
Grant
Common Stock
1.5k
$0.00
$0
05/31/2023
03/06/2023
CATERPILLAR INC
CAT
Grant
Employee Stock Options
112.2k
$253.98
$28.5M
03/06/2023
02/07/2023
CATERPILLAR INC
CAT
Grant
Common Stock
49.3k
$0.00
$0
02/07/2023
02/07/2023
CATERPILLAR INC
CAT
Payment of Exercise
Common Stock
21k
$248.68
$5.2M
02/07/2023
05/25/2022
CHEVRON CORP
CVX
Grant
Common Stock
1.3k
$0.00
$0
05/25/2022
03/07/2022
CATERPILLAR INC
CAT
Grant
Employee Stock Options
130.6k
$196.70
$25.7M
03/07/2022
02/08/2022
CATERPILLAR INC
CAT
Payment of Exercise
Common Stock
18k
$200.77
$3.6M
07/06/2021
12/01/2021
CATERPILLAR INC
CAT
Gift
Common Stock
1.5k
$0.00
$0
Held by Grantor Retained Annuity
07/06/2021
07/06/2021
CATERPILLAR INC
CAT
Grant
Common Stock
42.3k
$0.00
$0
07/06/2021
05/26/2021
CHEVRON CORP
CVX
Grant
Common Stock
2.2k
$0.00
$0
05/26/2021
05/07/2021
CATERPILLAR INC
CAT
Gift
Common Stock
4.5k
$0.00
$0
05/07/2021
03/01/2021
CATERPILLAR INC
CAT
Grant
Employee Stock Options
155.4k
$219.76
$34.2M
03/01/2021
02/09/2021
CATERPILLAR INC
CAT
Payment of Exercise
Common Stock
19.8k
$196.78
$3.9M
12/30/2020
02/09/2021
CATERPILLAR INC
CAT
Grant
Common Stock
46.3k
$0.00
$0
12/30/2020
12/30/2020
CATERPILLAR INC
CAT
Gift
Common Stock
59k
$0.00
$0
12/30/2020
11/24/2020
CATERPILLAR INC
CAT
Payment of Exercise
Common Stock
159.6k
$176.80
$28.2M
11/24/2020
11/24/2020
CATERPILLAR INC
CAT
Exercise
Employee Stock Options
214.4k
$95.66
$20.5M
11/24/2020
11/03/2020
CATERPILLAR INC
CAT
Payment of Exercise
Common Stock
65.5k
$166.36
$10.9M
11/03/2020
11/03/2020
CATERPILLAR INC
CAT
Payment of Exercise
Common Stock
124.3k
$166.75
$20.7M
11/03/2020
11/03/2020
CATERPILLAR INC
CAT
Payment of Exercise
Common Stock
79k
$166.84
$13.2M
11/03/2020
11/03/2020
CATERPILLAR INC
CAT
Exercise
Employee Stock Options
85.6k
$96.31
$8.2M
11/03/2020
11/03/2020
CATERPILLAR INC
CAT
Exercise
Employee Stock Options
172.6k
$83.00
$14.3M
11/03/2020
11/03/2020
CATERPILLAR INC
CAT
Exercise
Employee Stock Option
114k
$74.77
$8.5M
11/03/2020
09/02/2020
CATERPILLAR INC
CAT
Payment of Exercise
Common Stock
18.3k
$148.62
$2.7M
09/02/2020
09/02/2020
CATERPILLAR INC
CAT
Payment of Exercise
Common Stock
62.3k
$148.73
$9.3M
09/02/2020
09/02/2020
CATERPILLAR INC
CAT
Exercise
Employee Stock Options
21.4k
$110.09
$2.4M
09/02/2020
09/02/2020
CATERPILLAR INC
CAT
Exercise
Employee Stock Options
80k
$89.75
$7.2M
09/02/2020
05/27/2020
CHEVRON CORP
CVX
Grant
Common Stock
2.4k
$0.00
$0
05/27/2020
03/02/2020
CATERPILLAR INC
CAT
Grant
Employee Stock Options
227.1k
$127.60
$29M
03/02/2020
02/11/2020
CATERPILLAR INC
CAT
Grant
Common Stock
37.9k
$0.00
$0
02/11/2020
02/11/2020
CATERPILLAR INC
CAT
Payment of Exercise
Common Stock
15.7k
$136.15
$2.1M
02/11/2020
11/04/2019
CATERPILLAR INC
CAT
Disposition
Common Stock
15.9k
$146.01
$2.3M
11/04/2019
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