| Date Filed | Type | Description |
| 08/07/2023 |
4
| Umpleby III Donald J (CEO) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Gifted 2,613 shares
@ $0
Gifted 2,501 shares
@ $0
Gifted 5,114 shares
@ $0 |
|
| 06/02/2023 |
4
| Umpleby III Donald J (Director) has filed a Form 4 on CHEVRON CORP|
Txns:
| Granted 1,534 shares
@ $0 |
|
| 03/08/2023 |
4
| Umpleby III Donald J (CEO) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Granted 112,156 options to buy
@ $253.98, valued at
$28.5M
|
|
| 02/08/2023 |
4
| Umpleby III Donald J (CEO) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Granted 49,260 shares
@ $0
Paid exercise price by delivering 20,978 shares
@ $248.68, valued at
$5.2M
|
|
| 05/27/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/08/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 02/10/2022 |
4
| Umpleby III Donald J (Chairman and CEO) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Granted 42,281 shares
@ $0
Paid exercise price by delivering 17,984 shares
@ $200.77, valued at
$3.6M
Gifted 1,520 shares
@ $0 |
|
| 05/28/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 05/11/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/02/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 02/11/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 02/09/2021 |
5
| Form 5 - Annual statement of changes in beneficial ownership of securities: |
| 11/25/2020 |
4
| Umpleby III Donald J (Chairman & CEO) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Paid exercise price by delivering 159,572 shares
@ $176.8, valued at
$28.2M
Exercised 214,370 options to buy
@ $95.66, valued at
$20.5M
|
|
| 11/05/2020 |
4
| Umpleby III Donald J (Chairman & CEO) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Paid exercise price by delivering 65,528 shares
@ $166.36, valued at
$10.9M
Paid exercise price by delivering 124,329 shares
@ $166.75, valued at
$20.7M
Paid exercise price by delivering 78,992 shares
@ $166.84, valued at
$13.2M
Exercised 85,606 options to buy
@ $96.31, valued at
$8.2M
Exercised 172,621 options to buy
@ $83, valued at
$14.3M
Exercised 114,049 options to buy
@ $74.77, valued at
$8.5M
|
|
| 09/03/2020 |
4
| Umpleby III Donald J (Chairman & CEO) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Paid exercise price by delivering 18,323 shares
@ $148.62, valued at
$2.7M
Paid exercise price by delivering 62,310 shares
@ $148.73, valued at
$9.3M
Exercised 21,416 options to buy
@ $110.09, valued at
$2.4M
Exercised 79,976 options to buy
@ $89.75, valued at
$7.2M
|
|
| 05/29/2020 |
4
| Umpleby III Donald J (Director) has filed a Form 4 on CHEVRON CORP|
Txns:
| Granted 2,411 shares
@ $0 |
|
| 03/03/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 02/13/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/06/2019 |
4
| Umpleby III Donald J (Chairman & CEO) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Disposed/sold 15,875 shares
@ $146.01, valued at
$2.3M
Paid exercise price by delivering 3,021 shares
@ $146.01, valued at
$441.1k
Exercised 22,696 options to buy
@ $102.13, valued at
$2.3M
|
|
| 10/30/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/30/2019 |
4
| Umpleby III Donald J (Chairman & CEO) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Unknown transaction of 9,413 options to buy
@ $114.86, valued at
$1.1M
|
|
| 05/31/2019 |
4
| Umpleby III Donald J (Director) has filed a Form 4 on CHEVRON CORP|
Txns:
| Granted 1,901 shares
@ $0 |
|
| 03/05/2019 |
4
| Umpleby III Donald J (Chairman & CEO) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Granted 163,615 options to buy
@ $138.35, valued at
$22.6M
|
|
| 02/14/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/01/2018 |
4
| Umpleby III Donald J (Director) has filed a Form 4 on CHEVRON CORP|
Txns:
| Granted 1,853 shares
@ $0 |
|
| 03/07/2018 |
4
| Umpleby III Donald J (CEO) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Granted 182,944 options to buy
@ $151.12, valued at
$27.6M
|
|
| 03/02/2018 |
4
| Umpleby III Donald J (Director) has filed a Form 4 on CHEVRON CORP|
Txns:
| Granted 496 shares
@ $0 |
|
| 03/02/2018 |
3
| Umpleby III Donald J (Director) has filed a Form 3 on CHEVRON CORP |
| 02/15/2018 |
4
| Umpleby III Donald J (CEO) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Granted 16,325 shares
@ $0
Paid exercise price by delivering 6,260 shares
@ $153.1, valued at
$958.4k
|
|
| 05/03/2017 |
4
| Umpleby III Donald J (CEO) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Paid exercise price by delivering 259 shares
@ $102.2, valued at
$26.5k
|
|
| 03/08/2017 |
4
| Umpleby III Donald J (CEO) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Granted 214,370 options to buy
@ $95.66, valued at
$20.5M
|
|
| 11/15/2016 |
4
| Umpleby III Donald J (Group President) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Disposed/sold 3,619 shares
@ $94.26, valued at
$341.1k
Paid exercise price by delivering 324 shares
@ $94.26, valued at
$30.5k
Disposed/sold 1,556 shares
@ $94.26, valued at
$146.7k
Paid exercise price by delivering 1,575 shares
@ $94.26, valued at
$148.5k
Exercised 4,661 rights
@ $73.2, valued at
$341.2k
Exercised 6,619 rights
@ $22.17, valued at
$146.7k
|
|
| 05/03/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 03/22/2016 |
4
| Umpleby III Donald J (Group President) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Disposed/sold 998 shares
@ $75.79, valued at
$75.6k
Paid exercise price by delivering 63 shares
@ $75.79, valued at
$4.8k
Exercised 1,200 rights
@ $63.04, valued at
$75.6k
|
|
|