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CATERPILLAR INC (CAT)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
09/29/2023CALHOUN DAVID LDirectorGrantPhantom Stock Units136$275.46$37.5k 09/29/2023
09/29/2023SCHWAB SUSAN CDirectorGrantPhantom Stock Units136$275.46$37.5k 09/29/2023
09/26/2023Johnson Denise CGroup PresidentGrantPhantom Stock Units34$269.52$9.2k 09/26/2023
09/26/2023Creed Joseph EGroup PresidentGrantPhantom Stock Units29$269.52$7.8k 09/26/2023
08/09/2023Johnson Cheryl HChief Human Resources OfficerSaleCommon Stock16.9k$286.27$4.8M 08/09/2023
08/09/2023Johnson Cheryl HChief Human Resources OfficerSaleCommon Stock1.4k$287.06$401.9k 08/09/2023
08/09/2023Johnson Cheryl HChief Human Resources OfficerExerciseEmployee Stock Options18.3k$151.12$2.8M 08/09/2023
08/07/2023MacLennan DavidDirectorGrantCommon Stock450$277.21$124.7k 08/07/2023
08/04/2023Umpleby III Donald JCEOGiftCommon Stock2.6k$0.00$0Held by Grantor Retained Annuity Trust08/04/2023
08/04/2023Umpleby III Donald JCEOGiftCommon Stock2.5k$0.00$0Held By Grantor Retained Annuity Trust08/04/2023
08/04/2023Umpleby III Donald JCEOGiftCommon Stock5.1k$0.00$0Held by Children's Irrevocable Trust08/04/2023
08/03/2023Johnson Denise CGroup PresidentSaleCommon Stock7.9k$0.00$0 08/03/2023
08/03/2023Johnson Denise CGroup PresidentSaleCommon Stock10.1k$0.00$0 08/03/2023
08/03/2023Johnson Denise CGroup PresidentSaleCommon Stock16.6k$0.00$0 08/03/2023
08/03/2023Johnson Denise CGroup PresidentSaleCommon Stock2.3k$0.00$0 08/03/2023
08/03/2023Johnson Denise CGroup PresidentSaleCommon Stock4.1k$0.00$0 08/03/2023
08/03/2023Johnson Denise CGroup PresidentSaleCommon Stock714$0.00$0 08/03/2023
08/03/2023Johnson Denise CGroup PresidentExerciseEmployee Stock Options18k$138.35$2.5M 08/03/2023
08/03/2023Johnson Denise CGroup PresidentExerciseEmployee Stock Options23.7k$127.60$3M 08/03/2023
08/03/2023Creed Joseph EGroup PresidentSaleCommon Stock3k$284.84$865.1k 08/03/2023
08/03/2023Creed Joseph EGroup PresidentPayment of ExerciseCommon Stock3.4k$284.78$982.2k 08/03/2023
08/03/2023Creed Joseph EGroup PresidentSaleCommon Stock4.2k$285.55$1.2M 08/03/2023
08/03/2023Creed Joseph EGroup PresidentExerciseEmployee Stock Options7.7k$127.60$982.3k 08/03/2023
08/03/2023DICKINSON DANIEL MDirectorOther (disposition)Phantom Stock Unis10k$284.50$2.8M 08/03/2023
08/02/2023BONFIELD ANDREW R JCFOPayment of ExerciseCommon Stock26.3k$289.99$7.6M 08/02/2023
08/02/2023BONFIELD ANDREW R JCFOPayment of ExerciseCommon Stock11.4k$289.99$3.3M 08/02/2023
08/02/2023BONFIELD ANDREW R JCFOExerciseEmployee Stock Options30.8k$219.76$6.8M 08/02/2023
08/02/2023BONFIELD ANDREW R JCFOExerciseEmployee Stock Options14.2k$196.70$2.8M 08/02/2023
08/01/2023De Lange BobGroup PresidentSaleCommon Stock20k$275.00$5.5M 08/01/2023
08/01/2023De Lange BobGroup PresidentExerciseEmployee Stock Options20k$95.66$1.9M 08/01/2023
07/26/2023Creed Joseph EGroup PresidentGrantPhantom Stock Units30$258.32$7.7k 07/26/2023
07/26/2023Johnson Denise CGroup PresidentGrantPhantom Stock Units36$258.32$9.3k 07/26/2023
07/18/2023Johnson Cheryl HChief Human Resources OfficerSaleCommon Stock6.4k$260.00$1.7M 07/18/2023
07/18/2023Johnson Cheryl HChief Human Resources OfficerExerciseEmployee Stock Options6.4k$127.60$818.6k 07/18/2023
06/30/2023SCHWAB SUSAN CDirectorGrantPhantom Stock Units153$245.41$37.5k 06/30/2023
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