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Holdings
Berman Bernard D
Date
Name
Symbol
Type
Security
Shares
Price
Value
Ownership
Reported
04/28/2022
AFC BDC Inc.
Other (acquisition)
Common Stock
25k
$20.00
$500k
04/28/2022
10/26/2017
Fifth Street Asset Management Inc.
FSAM
Payment of Exercise
Class A Common Stock, $0.01 par value per share
36.2k
$4.00
$144.7k
10/17/2017
10/26/2017
Fifth Street Asset Management Inc.
FSAM
Payment of Exercise
Class A Common Stock, $0.01 par value per share
30.3k
$4.00
$121.1k
10/26/2017
10/26/2017
Fifth Street Asset Management Inc.
FSAM
Exercise
Restricted Stock Units
70.6k
$0.00
$0
10/26/2017
10/26/2017
Fifth Street Asset Management Inc.
FSAM
Payment of Exercise
Class A Common Stock, $0.01 par value per share
26.1k
$4.00
$104.4k
10/26/2017
10/17/2017
Fifth Street Asset Management Inc.
FSAM
Payment of Exercise
Class A Common Stock, $0.01 par value per share
42k
$3.95
$165.7k
10/17/2017
10/17/2017
Fifth Street Asset Management Inc.
FSAM
Exercise
Restricted Stock Units
97.9k
$0.00
$0
10/17/2017
10/16/2017
Fifth Street Asset Management Inc.
FSAM
Disposition
Class B Common Stock, $0.01 par value per share
1.5M
$0.00
$0
10/16/2017
10/16/2017
Fifth Street Asset Management Inc.
FSAM
Exercise
Holdings LP Interests
988.7k
$0.00
$0
10/16/2017
10/16/2017
Fifth Street Asset Management Inc.
FSAM
Exercise
Holdings LP Interests
502.8k
$0.00
$0
By Bernard D. Berman 2012 Trust
10/16/2017
03/10/2017
Oaktree Strategic Income Corp
OCSI
Purchase
Common Stock
2.5k
$8.84
$22.1k
03/09/2017
03/09/2017
Oaktree Strategic Income Corp
OCSI
Purchase
Common Stock
2.5k
$8.70
$21.7k
03/09/2017
03/03/2017
Oaktree Strategic Income Corp
OCSI
Purchase
Common Stock
600
$9.02
$5.4k
03/03/2017
03/03/2017
Oaktree Strategic Income Corp
OCSI
Purchase
Common Stock
100
$8.86
$886
03/03/2017
03/03/2017
Oaktree Strategic Income Corp
OCSI
Purchase
Common Stock
100
$8.85
$885
03/03/2017
03/03/2017
Oaktree Strategic Income Corp
OCSI
Purchase
Common Stock
200
$8.87
$1.8k
03/03/2017
02/10/2017
Oaktree Strategic Income Corp
OCSI
Purchase
Common Stock
5k
$8.88
$44.4k
02/10/2017
02/10/2017
Oaktree Strategic Income Corp
OCSI
Purchase
Common Stock
300
$8.87
$2.7k
02/10/2017
02/10/2017
Oaktree Strategic Income Corp
OCSI
Purchase
Common Stock
245
$8.87
$2.2k
02/10/2017
02/10/2017
Oaktree Strategic Income Corp
OCSI
Purchase
Common Stock
4.5k
$8.88
$39.6k
02/10/2017
01/12/2017
Fifth Street Asset Management Inc.
FSAM
Grant
Restricted Stock Units
97.9k
$0.00
$0
01/12/2017
01/04/2017
Fifth Street Asset Management Inc.
FSAM
Conversion
Class A Common Stock, $0.01 par value per share
351.7k
$0.00
$0
01/04/2017
01/04/2017
Fifth Street Asset Management Inc.
FSAM
Conversion
Class A Common Stock, $0.01 par value per share
181.4k
$0.00
$0
See footnote
01/04/2017
01/04/2017
Fifth Street Asset Management Inc.
FSAM
Disposition
Class B Common Stock, $0.01 par value per share
533.2k
$0.00
$0
01/04/2017
01/04/2017
Fifth Street Asset Management Inc.
FSAM
Conversion
Holdings LP Interests
351.7k
$0.00
$0
01/04/2017
01/04/2017
Fifth Street Asset Management Inc.
FSAM
Conversion
Holdings LP Interests
181.4k
$0.00
$0
See footnote
01/04/2017
02/25/2016
Oaktree Strategic Income Corp
OCSI
Purchase
Common Stock
12.5k
$7.36
$92k
02/24/2016
02/24/2016
Oaktree Strategic Income Corp
OCSI
Purchase
Common Stock
14k
$7.31
$102.3k
02/24/2016
02/09/2016
Oaktree Strategic Income Corp
OCSI
Purchase
Common Stock
10k
$7.37
$73.7k
02/08/2016
02/08/2016
Oaktree Strategic Income Corp
OCSI
Purchase
Common Stock
10k
$7.47
$74.7k
02/08/2016
02/05/2016
Oaktree Strategic Income Corp
OCSI
Purchase
Common Stock
10k
$7.68
$76.8k
02/04/2016
02/04/2016
Oaktree Strategic Income Corp
OCSI
Purchase
Common Stock
10k
$7.67
$76.7k
02/04/2016
08/12/2015
Oaktree Strategic Income Corp
OCSI
Purchase
Common Stock
300
$9.01
$2.7k
08/12/2015
08/12/2015
Oaktree Strategic Income Corp
OCSI
Purchase
Common Stock
1.7k
$9.01
$15.3k
08/12/2015
05/20/2015
Oaktree Strategic Income Corp
OCSI
Purchase
Common Stock
2k
$10.00
$20k
05/20/2015
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