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Berman Bernard D Create: Alert

All | News | Filings
Date FiledTypeDescription
05/02/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
04/06/2022 3 Berman Bernard D (President and Chairman) has filed a Form 3 on AFC BDC Inc.
11/02/2017 4/A Berman Bernard D (President and CCO) has filed a Form 4 on Fifth Street Asset Management Inc.
11/02/2017 4/A Berman Bernard D (President and CCO) has filed a Form 4 on Fifth Street Asset Management Inc.
Txns: Paid exercise price by delivering 36,180 shares @ $4, valued at $144.7k
10/30/2017 4 Berman Bernard D (President and CCO) has filed a Form 4 on Fifth Street Asset Management Inc.
10/20/2017 SC 13D/A Berman Bernard D reports a 10.4% stake in Fifth Street Asset Management Inc.
10/19/2017 4 Berman Bernard D (President and CCO) has filed a Form 4 on Fifth Street Asset Management Inc.
Txns: Paid exercise price by delivering 41,954 shares @ $3.95, valued at $165.7k
Exercised 97,863 restricted stock units @ $0
10/18/2017 4 Berman Bernard D (President and CCO) has filed a Form 4 on Fifth Street Asset Management Inc.
Txns: Disposed/sold 1,491,479 shares @ $0
Exercised 988,678 options to buy @ $0
Exercised 502,801 options to buy @ $0
10/03/2017 4 Form 4 - Statement of changes in beneficial ownership of securities:
10/03/2017 4 Form 4 - Statement of changes in beneficial ownership of securities:
09/28/2017 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
09/27/2017 SC 13D Form SC 13D - General statement of acquisition of beneficial ownership:
03/17/2017 4 Form 4 - Statement of changes in beneficial ownership of securities
03/13/2017 4 Berman Bernard D (Director) has filed a Form 4 on Fifth Street Senior Floating Rate Corp.
03/06/2017 4 Berman Bernard D (Director) has filed a Form 4 on Fifth Street Senior Floating Rate Corp.
03/06/2017 4 Form 4 - Statement of changes in beneficial ownership of securities
02/13/2017 4 Form 4 - Statement of changes in beneficial ownership of securities
02/13/2017 4 Berman Bernard D (Director) has filed a Form 4 on Fifth Street Senior Floating Rate Corp.
01/25/2017 5 Berman Bernard D (Co-President and CCO) has filed a Form 5 on Fifth Street Asset Management Inc.
01/17/2017 4 Berman Bernard D (Co-President and CCO) has filed a Form 4 on Fifth Street Asset Management Inc.
01/06/2017 4 Berman Bernard D (Co-President and CCO) has filed a Form 4 on Fifth Street Asset Management Inc.
02/26/2016 4 Form 4 - Statement of changes in beneficial ownership of securities
02/10/2016 4 Berman Bernard D (Director) has filed a Form 4 on Fifth Street Senior Floating Rate Corp.
Txns: Bought 10,000 shares @ $7.47, valued at $74.7k
Bought 10,000 shares @ $7.368, valued at $73.7k
02/05/2016 4 Berman Bernard D (Director) has filed a Form 4 on Fifth Street Senior Floating Rate Corp.
Txns: Bought 10,000 shares @ $7.674, valued at $76.7k
Bought 10,000 shares @ $7.683, valued at $76.8k
08/12/2015 4 Berman Bernard D (Director) has filed a Form 4 on Fifth Street Senior Floating Rate Corp.
Txns: Bought 300 shares @ $9.0098, valued at $2.7k
Bought 1,700 shares @ $9.0099, valued at $15.3k
05/20/2015 4 Berman Bernard D (Director) has filed a Form 4 on Fifth Street Senior Floating Rate Corp.
Txns: Bought 2,000 shares @ $9.9999, valued at $20k
02/11/2015 4 Berman Bernard D (Director) has filed a Form 4 on Fifth Street Senior Floating Rate Corp.
Txns: Bought 1,000 shares @ $10.7496, valued at $10.7k
02/11/2015 4 Berman Bernard D (Director) has filed a Form 4 on Fifth Street Finance Corp.
Txns: Bought 2,000 shares @ $6.9899, valued at $14k
12/15/2014 4 Berman Bernard D (Director) has filed a Form 4 on Fifth Street Finance Corp.
Txns: Bought 1,600 shares @ $8.1899, valued at $13.1k
Bought 400 shares @ $8.18, valued at $3.3k
12/15/2014 4 Berman Bernard D (Director) has filed a Form 4 on Fifth Street Senior Floating Rate Corp.
Txns: Bought 3,000 shares @ $10.0899, valued at $30.3k
Bought 2,000 shares @ $10.0199, valued at $20k
Bought 2,000 shares @ $9.7499, valued at $19.5k
11/04/2014 4 Berman Bernard D (Co-President & CCO) has filed a Form 4 on Fifth Street Asset Management Inc.
Txns: Disposed of 239,803 options to buy @ $0
Disposed of 123,711 options to buy @ $0
10/31/2014 4 Berman Bernard D (Co-Pres. & Chief Compliance Of) has filed a Form 4 on Fifth Street Asset Management Inc.
Txns: Acquired 2,665,769 shares @ $0
Granted 384,631 options to buy @ $18.7, valued at $7.2M
Granted 70,591 restricted stock units @ $0
Acquired 1,998,355 options to buy @ $0
Acquired 1,030,928 options to buy @ $0
09/18/2014 4 Berman Bernard D (Director) has filed a Form 4 on Fifth Street Senior Floating Rate Corp.
Txns: Bought 2,000 shares @ $11.61, valued at $23.2k
02/27/2014 4 Berman Bernard D (Director) has filed a Form 4 on Fifth Street Senior Floating Rate Corp.
Txns: Bought 900 shares @ $13.97, valued at $12.6k
Bought 1,100 shares @ $13.9699, valued at $15.4k
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