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Fifth Street Asset Management Inc. (FSAM)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
12/08/2017HARRISON THOMAS LDirectorSaleClass A Common Stock, $0.01 par value per share6k$4.05$24.3k 12/08/2017
11/30/2017HARRISON THOMAS LDirectorSaleClass A Common Stock, $0.01 par value per share20k$4.07$81.4k 11/30/2017
11/30/2017HARRISON THOMAS LDirectorExerciseOption (right to buy)20k$3.28$65.6k 11/30/2017
11/30/2017Arthur Michael WDirectorExerciseOption (right to buy)10k$3.37$33.7k 11/30/2017
11/30/2017Arthur Michael WDirectorSaleClass A Common Stock, $0.01 par value per share10k$4.08$40.8k 11/30/2017
11/30/2017HARRISON THOMAS LDirectorSaleClass A Common Stock, $0.01 par value per share20k$4.07$81.4k 11/30/2017
11/30/2017HARRISON THOMAS LDirectorExerciseOption (right to buy)20k$3.28$65.6k 11/30/2017
11/29/2017BRANDT THOMAS HOWARDDirectorExerciseOption (right to buy)10k$3.60$36k 11/29/2017
11/29/2017BRANDT THOMAS HOWARDDirectorSaleClass A Common Stock, $0.01 par value per share5.8k$4.08$23.7k 11/29/2017
11/29/2017BRANDT THOMAS HOWARDDirectorSaleClass A Common Stock, $0.01 par value per share3.1k$4.12$12.8k 11/29/2017
10/26/2017TANNENBAUM LEONARD MCEOPayment of ExerciseClass A Common Stock, $0.01 par value per share102.4k$4.00$409.4k 10/26/2017
10/26/2017TANNENBAUM LEONARD MCEOExerciseRestricted Stock Units244k$0.00$0 10/26/2017
10/26/2017Berman Bernard DPresident and CCOPayment of ExerciseClass A Common Stock, $0.01 par value per share30.3k$4.00$121.1k 10/26/2017
10/26/2017Berman Bernard DPresident and CCOExerciseRestricted Stock Units70.6k$0.00$0 10/26/2017
10/26/2017Berman Bernard DPresident and CCOPayment of ExerciseClass A Common Stock, $0.01 par value per share36.2k$4.00$144.7k 10/17/2017
10/26/2017Berman Bernard DPresident and CCOPayment of ExerciseClass A Common Stock, $0.01 par value per share26.1k$4.00$104.4k 10/26/2017
10/17/2017Berman Bernard DPresident and CCOPayment of ExerciseClass A Common Stock, $0.01 par value per share42k$3.95$165.7k 10/17/2017
10/17/2017Berman Bernard DPresident and CCOExerciseRestricted Stock Units97.9k$0.00$0 10/17/2017
10/16/2017Velgot James FDirectorExerciseHoldings LP Interests12.4k$0.00$0 10/16/2017
05/04/2017BRANDT THOMAS HOWARDDirectorGrantOption (right to buy)5k$4.60$23k 05/04/2017
05/04/2017Velgot James FDirectorGrantOption (right to buy)5k$4.60$23k 05/04/2017
05/04/2017Bond Jodi HansonDirectorGrantOption (right to buy)10k$4.60$46k 05/04/2017
01/12/2017TANNENBAUM LEONARD MCEOGrantRestricted Stock Units432.5k$0.00$0 01/12/2017
01/12/2017Velgot James FDirectorGrantOption (right to buy)10k$6.55$65.5k 01/12/2017
01/04/2017TANNENBAUM LEONARD MCEOConversionHoldings LP Interests640.2k$0.00$0 01/04/2017
01/04/2017TANNENBAUM LEONARD MCEOConversionHoldings LP Interests6.6M$0.00$0See footnote01/04/2017
01/04/2017TANNENBAUM LEONARD MCEOConversionHoldings LP Interests762k$0.00$0See footnote01/04/2017
01/04/2017Velgot James FDirectorConversionClass A Common Stock, $0.01 par value per share4.5k$0.00$0 01/04/2017
01/04/2017Berman Bernard DPresident and CCOConversionClass A Common Stock, $0.01 par value per share351.7k$0.00$0 01/04/2017
01/04/2017Berman Bernard DPresident and CCOConversionClass A Common Stock, $0.01 par value per share181.4k$0.00$0See footnote01/04/2017
01/04/2017Berman Bernard DPresident and CCODispositionClass B Common Stock, $0.01 par value per share533.2k$0.00$0 01/04/2017
01/04/2017Berman Bernard DPresident and CCOConversionHoldings LP Interests351.7k$0.00$0 01/04/2017
01/04/2017Berman Bernard DPresident and CCOConversionHoldings LP Interests181.4k$0.00$0See footnote01/04/2017
01/04/2017Velgot James FDirectorConversionHoldings LP Interests4.5k$0.00$0 01/04/2017
01/04/2017TANNENBAUM LEONARD MCEOConversionClass A Common Stock, $0.01 par value per share640.2k$0.00$0 01/04/2017
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