NUVEEN INVESTMENTS, INC [Rocket]

Holdings

NUVEEN INVESTMENTS, INC

Changes: All | New | Increased | Decreased | Sold Out

Portfolio as of:

Name	Ticker	Class	Shares	Change	Value	Change	% Port	% OS	Hist	Date
AFLAC INC	AFL	Common	0	-65	0	-3,000	0.00	0.00	Hist	09/30/2017
ADOBE INC.	ADBE	Common	0	-68	0	-2,000	0.00	0.00	Hist	09/30/2017
GENENTECH INC	DNA	Common	0	-85	0	-7,000	0.00	0.00	Hist	09/30/2017
W.W. GRAINGER, INC.	GWW	Common	0	-44	0	-3,000	0.00	0.00	Hist	09/30/2017
LEGG MASON, INC.	LM	Common	0	-40	0	-4,000	0.00	0.00	Hist	09/30/2017
HILTON HOTELS CORP	HLT	Common	0	-112	0	-2,000	0.00	0.00	Hist	09/30/2017
GOOGLE INC.	GOOG	CL A	0	-10	0	-3,000	0.00	0.00	Hist	09/30/2017
AEGON NV	AEG	Common	0	-5	0	-75	0.00	0.00	Hist	09/30/2017
MARVELL TECHNOLOGY GROUP LTD	MRVL	Common	0	-149	0	-7,000	0.00	0.00	Hist	09/30/2017
KLA CORP	KLAC	Common	0	-189	0	-9,000	0.00	0.00	Hist	09/30/2017
Duke Energy Carolinas, LLC	DUK	Common	0	-225	0	-7,000	0.00	0.00	Hist	09/30/2017
XM SATELLITE RADIO HOLDINGS INC	XMSR	CL A	0	-230	0	-8,000	0.00	0.00	Hist	09/30/2017
NetApp, Inc.	NTAP	Common	0	-307	0	-7,000	0.00	0.00	Hist	09/30/2017
TD AMERITRADE HOLDING CORP	AMTD	Common	0	-364	0	-8,000	0.00	0.00	Hist	09/30/2017
APPLIED BIOSYSTEMS INC.	ABI	COM AP BIO GRP	0	-375	0	-9,000	0.00	0.00	Hist	09/30/2017
SCHWAB CHARLES CORP	SCHW	Common	0	-402	0	-6,000	0.00	0.00	Hist	09/30/2017
EXELON CORP	EXC	Common	0	-409	0	-22,000	0.00	0.00	Hist	09/30/2017
SUN MICROSYSTEMS, INC.	JAVA	Common	0	-746	0	-3,000	0.00	0.00	Hist	09/30/2017
SIRIUS XM HOLDINGS INC.	SIRI	Common	0	-3,000	0	-20,000	0.00	0.00	Hist	09/30/2017
3M CO	MMM	Common	0	-166,108	0	-12,186,000	0.00	0.00	Hist	09/30/2017
CATERPILLAR INC	CAT	Common	0	-166,108	0	-9,759,000	0.00	0.00	Hist	09/30/2017
Walt Disney Co	DIS	Common	0	-166,108	0	-4,008,000	0.00	0.00	Hist	09/30/2017
HP INC	HPQ	Common	0	-166,108	0	-4,850,000	0.00	0.00	Hist	09/30/2017
INTEL CORP	INTC	Common	0	-166,108	0	-4,095,000	0.00	0.00	Hist	09/30/2017
INTERNATIONAL BUSINESS MACHINES CORP	IBM	Common	0	-166,108	0	-13,325,000	0.00	0.00	Hist	09/30/2017
RAYTHEON TECHNOLOGIES CORP	UTX	Common	0	-166,108	0	-8,611,000	0.00	0.00	Hist	09/30/2017
BEST BUY CO INC	BBY	Common	0	-110	0	-5,000	0.00	0.00	Hist	09/30/2017
CSX CORP	CSX	Common	0	-46	0	-2,000	0.00	0.00	Hist	09/30/2017
NORTHERN TRUST CORP	NTRS	Common	0	-110	0	-6,000	0.00	0.00	Hist	09/30/2017
WRIGLEY WM JR CO	WWY	Common	0	-40	0	-3,000	0.00	0.00	Hist	09/30/2017
ROCHE HOLDING LTD	RHHBY	Common	0	-40	0	-3,000	0.00	0.00	Hist	09/30/2017
BJ SERVICES CO LLC	BJS	Common	0	-36	0	-1,000	0.00	0.00	Hist	09/30/2017
CME GROUP INC.		Cl A	0	-15	0	-5,000	0.00	0.00	Hist	09/30/2017
BROADCOM CORP	BRCM	Cl A	0	-149	0	-7,000	0.00	0.00	Hist	09/30/2017
AMAZON COM INC	AMZN	Common	0	-196	0	-9,000	0.00	0.00	Hist	09/30/2017
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