SARATOGA INVESTMENT CORP. (SAR) [Rocket]

Ownership

SARATOGA INVESTMENT CORP. (SAR)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
Advisors Asset Management, Inc.	128,551	-10,299	3,469,591,000	0.07	1.08	Hist	06/30/2023
MILLENNIUM MANAGEMENT LLC	125,826	125,826	3,396,044,000	0.00	1.06	Hist	06/30/2023
TWO SIGMA ADVISERS, LP	100,800	37,000	2,720,592,000	0.01	0.85	Hist	06/30/2023
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.	96,507	-854,833	2,604,724,000	1.62	0.81	Hist	06/30/2023
TWO SIGMA INVESTMENTS, LP	93,403	68,493	2,520,947,000	0.01	0.79	Hist	06/30/2023
Legal & General Group Plc	89,035	7,186	2,403,054,000	0.00	0.75	Hist	06/30/2023
WELLS FARGO & COMPANY/MN	86,104	1,475	2,323,932,000	0.00	0.72	Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	82,521	-2,287	2,103,430,000	0.00	0.69	Hist	12/31/2022
LPL Financial LLC	64,884	-3,580	1,640,274,000	0.00	0.55	Hist	03/31/2023
AMERIPRISE FINANCIAL INC	58,339	60	1,574,584,000	0.00	0.49	Hist	06/30/2023
Private Advisor Group, LLC	56,574	10,650	1,430,191,000	0.01	0.48	Hist	03/31/2023
Palogic Value Management, L.P.	47,680	-1,100	1,286,883,000	0.60	0.40	Hist	06/30/2023
Claybrook Capital, LLC	41,817	9,953	1,128,641,000	0.60	0.35	Hist	06/30/2023
MORGAN STANLEY	35,490	9,672	957,875,000	0.00	0.30	Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	34,518	-2,586	931,647,000			Hist	06/30/2023
JB CAPITAL PARTNERS LP	33,847	0	913,531,000	0.20	0.28	Hist	06/30/2023
PUTNAM INVESTMENTS LLC	33,589	25,584	906,567,000	0.00	0.28	Hist	06/30/2023
MARSHALL WACE, LLP	33,521	33,521	904,731,000	0.00	0.28	Hist	06/30/2023
Next Level Private LLC	31,476	3,017	786,593,000	0.52	0.26	Hist	09/30/2023
ROYAL BANK OF CANADA	28,341	6,687	765,000,000	0.00	0.24	Hist	06/30/2023
ADVISORY RESEARCH INC	26,925	-8,796	726,706,000	0.09	0.23	Hist	06/30/2023
PFG Advisors	26,391	-1,826	712,293,000	0.05	0.22	Hist	06/30/2023
MACKENZIE FINANCIAL CORP	23,846	1,828	648,134,000	0.00	0.20	Hist	06/30/2023
D. E. Shaw & Co., Inc.	20,435	20,435	551,541,000	0.00	0.17	Hist	06/30/2023
B. Riley Wealth Advisors, Inc.	19,010	-1,760	513,072,000	0.01	0.16	Hist	06/30/2023
Cerity Partners LLC	18,700	-6,011	504,704,000	0.00	0.16	Hist	06/30/2023
BARD ASSOCIATES INC	16,485	75	444,931,000	0.17	0.14	Hist	06/30/2023
Quadrature Capital Ltd	16,366	16,366	440,900,000	0.01	0.14	Hist	06/30/2023
Atria Wealth Solutions, Inc.	10,905	2,400	294,326,000	0.00	0.09	Hist	06/30/2023
Jump Financial, LLC	10,200	10,200	275,298,000	0.01	0.09	Hist	06/30/2023
Mariner, LLC	9,546	0	257,659,000	0.00	0.08	Hist	06/30/2023
Cubist Systematic Strategies, LLC	9,540	9,540	257,485,000	0.00	0.08	Hist	06/30/2023
Virtus ETF Advisers LLC	9,250	-525	249,658,000	0.15	0.08	Hist	06/30/2023
Larson Financial Group LLC	9,152	684	247,006,000	0.02	0.08	Hist	06/30/2023
Qube Research & Technologies Ltd	8,991	8,991	242,667,000	0.00	0.08	Hist	06/30/2023
<< Prev Next >>