The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AIR PRODS & CHEMS INC | COM | 009158106 | 1,677,368 | 5,600 | SH | SOLE | 0 | 0 | 5,600 | |||
AMAZON COM INC | COM | 023135106 | 3,760,886 | 28,850 | SH | SOLE | 0 | 0 | 28,850 | |||
ARBOR REALTY TRUST INC | COM | 038923108 | 1,613,557 | 108,877 | SH | SOLE | 0 | 0 | 108,877 | |||
ARISTA NETWORKS INC | COM | 040413106 | 324,120 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | |||
BECTON DICKINSON & CO | COM | 075887109 | 2,131,881 | 8,075 | SH | SOLE | 0 | 0 | 8,075 | |||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 3,698,145 | 10,845 | SH | SOLE | 0 | 0 | 10,845 | |||
BLACKROCK CR ALLOCATION INCO | COM | 092508100 | 380,980 | 37,535 | SH | SOLE | 0 | 0 | 37,535 | |||
BLACKROCK CAP INVT CORP | COM | 092533108 | 210,458 | 64,164 | SH | SOLE | 0 | 0 | 64,164 | |||
BOEING CO | COM | 097023105 | 2,115,823 | 10,020 | SH | SOLE | 0 | 0 | 10,020 | |||
CRESCENT CAP BDC INC | COM | 225655109 | 211,582 | 13,975 | SH | SOLE | 0 | 0 | 13,975 | |||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 308,148 | 11,637 | SH | SOLE | 0 | 0 | 11,637 | |||
ELLINGTON RESIDENTIAL MTG RE | COM SHS BEN INT | 288578107 | 289,741 | 40,186 | SH | SOLE | 0 | 0 | 40,186 | |||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 741,779 | 28,151 | SH | SOLE | 0 | 0 | 28,151 | |||
FS KKR CAP CORP | COM | 302635206 | 2,294,753 | 119,643 | SH | SOLE | 0 | 0 | 119,643 | |||
FLAHERTY & CRUMRINE PFD SECS | COM | 338478100 | 232,137 | 16,895 | SH | SOLE | 0 | 0 | 16,895 | |||
GRIFFON CORP | COM | 398433102 | 2,279,005 | 56,551 | SH | SOLE | 0 | 0 | 56,551 | |||
HERCULES CAPITAL INC | COM | 427096508 | 482,776 | 32,620 | SH | SOLE | 0 | 0 | 32,620 | |||
ISHARES TR | PFD AND INCM SEC | 464288687 | 253,533 | 8,197 | SH | SOLE | 0 | 0 | 8,197 | |||
ISHARES TR | US AER DEF ETF | 464288760 | 1,169,617 | 10,025 | SH | SOLE | 0 | 0 | 10,025 | |||
KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 988,937 | 121,491 | SH | SOLE | 0 | 0 | 121,491 | |||
KRAFT HEINZ CO | COM | 500754106 | 461,500 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | |||
LADDER CAP CORP | CL A | 505743104 | 2,948,824 | 271,781 | SH | SOLE | 0 | 0 | 271,781 | |||
LARGO INC | COM | 517097101 | 425,976 | 99,295 | SH | SOLE | 0 | 0 | 99,295 | |||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 258,628 | 4,150 | SH | SOLE | 0 | 0 | 4,150 | |||
MICROSOFT CORP | COM | 594918104 | 2,497,861 | 7,335 | SH | SOLE | 0 | 0 | 7,335 | |||
MONROE CAP CORP | COM | 610335101 | 352,885 | 43,140 | SH | SOLE | 0 | 0 | 43,140 | |||
NEW MTN FIN CORP | COM | 647551100 | 247,307 | 19,880 | SH | SOLE | 0 | 0 | 19,880 | |||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 678,667 | 58,810 | SH | SOLE | 0 | 0 | 58,810 | |||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 8,200,998 | 792,367 | SH | SOLE | 0 | 0 | 792,367 | |||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 2,717,012 | 248,583 | SH | SOLE | 0 | 0 | 248,583 | |||
OXFORD LANE CAP CORP | COM | 691543102 | 248,636 | 51,371 | SH | SOLE | 0 | 0 | 51,371 | |||
PENNANTPARK INVT CORP | COM | 708062104 | 1,450,778 | 246,312 | SH | SOLE | 0 | 0 | 246,312 | |||
PFIZER INC | COM | 717081103 | 385,140 | 10,500 | SH | SOLE | 0 | 0 | 10,500 | |||
PIONEER NAT RES CO | COM | 723787107 | 394,056 | 1,902 | SH | SOLE | 0 | 0 | 1,902 | |||
REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 1,815,533 | 66,212 | SH | SOLE | 0 | 0 | 66,212 | |||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 487,290 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | |||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 801,042 | 10,600 | SH | SOLE | 0 | 0 | 10,600 | |||
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | 1,243,732 | 26,932 | SH | SOLE | 0 | 0 | 26,932 | |||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 2,942,634 | 30,343 | SH | SOLE | 0 | 0 | 30,343 | |||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,070,890 | 26,325 | SH | SOLE | 0 | 0 | 26,325 | |||
SEVEN HILLS REALTY TRUST | COM | 81784E101 | 724,233 | 70,588 | SH | SOLE | 0 | 0 | 70,588 | |||
BLACKROCK MUNIYIELD N Y QUAL | COM | 09255E102 | 3,527,773 | 348,250 | SH | SOLE | 0 | 0 | 348,250 | |||
MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 | 1,231,920 | 382,584 | SH | SOLE | 0 | 0 | 382,584 | |||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 9,612,993 | 26,022 | SH | SOLE | 0 | 0 | 26,022 | |||
ESSENTIAL PPTYS RLTY TR INC | COM | 29670E107 | 2,513,083 | 106,758 | SH | SOLE | 0 | 0 | 106,758 | |||
KAYNE ANDERSON NEXTGEN ENRGY | COM | 48661E108 | 473,393 | 66,675 | SH | SOLE | 0 | 0 | 66,675 | |||
UBS AG LONDON BRANCH | ETRACS 2XM ETN | 90274E174 | 188,778 | 18,658 | SH | SOLE | 0 | 0 | 18,658 | |||
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 700,683 | 17,870 | SH | SOLE | 0 | 0 | 17,870 | |||
ALPS ETF TR | DISRUPTIVE TECH | 00162Q478 | 316,677 | 8,051 | SH | SOLE | 0 | 0 | 8,051 | |||
ALPHABET INC | CAP STK CL C | 02079K107 | 881,871 | 7,290 | SH | SOLE | 0 | 0 | 7,290 | |||
ALPHABET INC | CAP STK CL A | 02079K305 | 884,583 | 7,390 | SH | SOLE | 0 | 0 | 7,390 | |||
ALTRIA GROUP INC | COM | 02209S103 | 5,456,747 | 120,458 | SH | SOLE | 0 | 0 | 120,458 | |||
ANGEL OAK FINL STRATEGIES IN | COM BEN INT | 03464A100 | 158,904 | 13,455 | SH | SOLE | 0 | 0 | 13,455 | |||
MIDCAP FINANCIAL INVSTMNT CO | COM NEW | 03761U502 | 554,361 | 44,137 | SH | SOLE | 0 | 0 | 44,137 | |||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 1,379,399 | 121,855 | SH | SOLE | 0 | 0 | 121,855 | |||
ARES CAPITAL CORP | COM | 04010L103 | 1,081,590 | 57,562 | SH | SOLE | 0 | 0 | 57,562 | |||
ARES COML REAL ESTATE CORP | COM | 04013V108 | 1,318,617 | 129,913 | SH | SOLE | 0 | 0 | 129,913 | |||
BAIN CAP SPECIALTY FIN INC | COM STK | 05684B107 | 626,256 | 46,355 | SH | SOLE | 0 | 0 | 46,355 | |||
BARCLAYS BANK PLC | IPTH SR B S&P | 06748F324 | 543,750 | 21,750 | SH | SOLE | 0 | 0 | 21,750 | |||
BARINGS BDC INC | COM | 06759L103 | 197,999 | 25,255 | SH | SOLE | 0 | 0 | 25,255 | |||
BLACKROCK N Y MUN INCOME TRU | SH BEN INT | 09248L106 | 732,289 | 70,821 | SH | SOLE | 0 | 0 | 70,821 | |||
BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 2,101,241 | 312,220 | SH | SOLE | 0 | 0 | 312,220 | |||
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 3,061,638 | 292,141 | SH | SOLE | 0 | 0 | 292,141 | |||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 568,579 | 63,742 | SH | SOLE | 0 | 0 | 63,742 | |||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 154,457 | 12,650 | SH | SOLE | 0 | 0 | 12,650 | |||
BLACKSTONE STRATEGIC CRED 20 | COM SHS BEN IN | 09257R101 | 490,735 | 44,898 | SH | SOLE | 0 | 0 | 44,898 | |||
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 1,097,894 | 52,758 | SH | SOLE | 0 | 0 | 52,758 | |||
BLACKSTONE SECD LENDING FD | COMMON STOCK | 09261X102 | 284,544 | 10,400 | SH | SOLE | 0 | 0 | 10,400 | |||
CALAMOS GBL DYN INCOME FUND | COM | 12811L107 | 207,106 | 34,403 | SH | SOLE | 0 | 0 | 34,403 | |||
CASTLE BIOSCIENCES INC | COM | 14843C105 | 185,577 | 13,526 | SH | SOLE | 0 | 0 | 13,526 | |||
CLOUGH GLOBAL DIVID & INCOME | COM | 18913Y103 | 212,399 | 38,270 | SH | SOLE | 0 | 0 | 38,270 | |||
CLOUGH GLOBAL EQUITY FD | COM | 18914C100 | 181,522 | 29,090 | SH | SOLE | 0 | 0 | 29,090 | |||
COHEN & STEERS QUALITY INCOM | COM | 19247L106 | 989,480 | 85,300 | SH | SOLE | 0 | 0 | 85,300 | |||
COHEN & STEERS LTD DURATION | COM | 19248C105 | 670,033 | 36,815 | SH | SOLE | 0 | 0 | 36,815 | |||
COHEN & STEERS TAX ADVAN PFD | COM | 19249X108 | 599,313 | 34,384 | SH | SOLE | 0 | 0 | 34,384 | |||
CONOCOPHILLIPS | COM | 20825C104 | 787,436 | 7,600 | SH | SOLE | 0 | 0 | 7,600 | |||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 263,113 | 1,069 | SH | SOLE | 0 | 0 | 1,069 | |||
DYNEX CAP INC | COM | 26817Q886 | 845,293 | 67,140 | SH | SOLE | 0 | 0 | 67,140 | |||
ETFIS SER TR I | VIRTUS INFRCAP | 26923G822 | 1,416,339 | 72,115 | SH | SOLE | 0 | 0 | 72,115 | |||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 185,674 | 19,837 | SH | SOLE | 0 | 0 | 19,837 | |||
ELLINGTON FINANCIAL INC | COM | 28852N109 | 464,991 | 33,695 | SH | SOLE | 0 | 0 | 33,695 | |||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 2,823,185 | 222,298 | SH | SOLE | 0 | 0 | 222,298 | |||
FIRST TR INTER DURATN PFD & | COM | 33718W103 | 228,183 | 14,712 | SH | SOLE | 0 | 0 | 14,712 | |||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 1,024,395 | 13,490 | SH | SOLE | 0 | 0 | 13,490 | |||
GANNETT CO INC | COM | 36472T109 | 135,761 | 60,338 | SH | SOLE | 0 | 0 | 60,338 | |||
GLOBAL X FDS | INTERNET OF THNG | 37954Y780 | 380,003 | 10,988 | SH | SOLE | 0 | 0 | 10,988 | |||
GOLDMAN SACHS BDC INC | SHS | 38147U107 | 654,192 | 47,200 | SH | SOLE | 0 | 0 | 47,200 | |||
GOLUB CAP BDC INC | COM | 38173M102 | 324,810 | 24,060 | SH | SOLE | 0 | 0 | 24,060 | |||
GRANITE PT MTG TR INC | COM STK | 38741L107 | 401,528 | 75,760 | SH | SOLE | 0 | 0 | 75,760 | |||
GREAT AJAX CORP | COM | 38983D300 | 358,924 | 58,552 | SH | SOLE | 0 | 0 | 58,552 | |||
HESS CORP | COM | 42809H107 | 815,700 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | |||
HIGHLAND OPPORTUNITIES | HIGHLAND INCOME | 43010E404 | 350,843 | 38,853 | SH | SOLE | 0 | 0 | 38,853 | |||
INVESCO TR INVT GRADE NEW YO | COM | 46131T101 | 1,741,294 | 170,381 | SH | SOLE | 0 | 0 | 170,381 | |||
INVESCO QUALITY MUN INCOME T | COM | 46133G107 | 2,337,831 | 244,543 | SH | SOLE | 0 | 0 | 244,543 | |||
INVESCO EXCH TRADED FD TR II | NASDAQNXTGEN100 | 46138G631 | 1,004,330 | 38,421 | SH | SOLE | 0 | 0 | 38,421 | |||
ISHARES TR | MORTGE REL ETF | 46435G342 | 295,496 | 12,521 | SH | SOLE | 0 | 0 | 12,521 | |||
J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 | 253,633 | 4,584 | SH | SOLE | 0 | 0 | 4,584 | |||
KKR REAL ESTATE FIN TR INC | COM | 48251K100 | 1,875,592 | 154,116 | SH | SOLE | 0 | 0 | 154,116 | |||
KINDER MORGAN INC DEL | COM | 49456B101 | 1,790,880 | 104,000 | SH | SOLE | 0 | 0 | 104,000 | |||
LISTED FD TR | SWAN HEDGED EQTY | 53656F599 | 1,202,806 | 65,000 | SH | SOLE | 0 | 0 | 65,000 | |||
MPLX LP | COM UNIT REP LTD | 55336V100 | 560,553 | 16,516 | SH | SOLE | 0 | 0 | 16,516 | |||
RITHM CAPITAL CORP | COM NEW | 64828T201 | 616,305 | 65,915 | SH | SOLE | 0 | 0 | 65,915 | |||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 5,225,339 | 486,078 | SH | SOLE | 0 | 0 | 486,078 | |||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 1,727,814 | 148,183 | SH | SOLE | 0 | 0 | 148,183 | |||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 1,873,720 | 160,147 | SH | SOLE | 0 | 0 | 160,147 | |||
NUVEEN PFD & INCOME OPPORTUN | COM | 67073B106 | 2,314,824 | 357,226 | SH | SOLE | 0 | 0 | 357,226 | |||
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 707,985 | 140,195 | SH | SOLE | 0 | 0 | 140,195 | |||
NUVEEN PFD & INCOME TERM FD | COM | 67075A106 | 382,728 | 22,795 | SH | SOLE | 0 | 0 | 22,795 | |||
NUVEEN VRIABL RAT PFD & INM | COM | 67080R102 | 179,692 | 11,608 | SH | SOLE | 0 | 0 | 11,608 | |||
OAKTREE SPECIALTY LENDING CO | COM | 67401P405 | 1,757,793 | 90,468 | SH | SOLE | 0 | 0 | 90,468 | |||
ONEMAIN HLDGS INC | COM | 68268W103 | 1,502,543 | 34,391 | SH | SOLE | 0 | 0 | 34,391 | |||
OWL ROCK CAPITAL CORPORATION | COM | 69121K104 | 382,336 | 28,490 | SH | SOLE | 0 | 0 | 28,490 | |||
PENNYMAC MTG INVT TR | COM | 70931T103 | 315,432 | 23,400 | SH | SOLE | 0 | 0 | 23,400 | |||
PIMCO NEW YORK MUN INCOME FD | COM | 72200T103 | 2,943,478 | 397,400 | SH | SOLE | 0 | 0 | 397,400 | |||
PIMCO MUN INCOME FD II | COM | 72200W106 | 2,532,890 | 280,187 | SH | SOLE | 0 | 0 | 280,187 | |||
PIMCO NEW YORK MUN FD II | COM | 72200Y102 | 2,137,291 | 281,593 | SH | SOLE | 0 | 0 | 281,593 | |||
PIMCO INCOME STRATEGY FD II | COM | 72201J104 | 88,467 | 12,270 | SH | SOLE | 0 | 0 | 12,270 | |||
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 700,931 | 37,383 | SH | SOLE | 0 | 0 | 37,383 | |||
PROSHARES TR | SHORT QQQ NEW | 74347B714 | 2,083,876 | 197,150 | SH | SOLE | 0 | 0 | 197,150 | |||
PURECYCLE TECHNOLOGIES INC | COM | 74623V103 | 327,649 | 30,650 | SH | SOLE | 0 | 0 | 30,650 | |||
READY CAPITAL CORP | COM | 75574U101 | 2,330,865 | 206,637 | SH | SOLE | 0 | 0 | 206,637 | |||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 16,963,998 | 38,269 | SH | SOLE | 0 | 0 | 38,269 | |||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,748,829 | 9,810 | SH | SOLE | 0 | 0 | 9,810 | |||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 612,900 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | |||
SALESFORCE INC | COM | 79466L302 | 1,045,737 | 4,950 | SH | SOLE | 0 | 0 | 4,950 | |||
SARATOGA INVT CORP | COM NEW | 80349A208 | 1,128,641 | 41,817 | SH | SOLE | 0 | 0 | 41,817 | |||
SIXTH STREET SPECIALTY LENDI | COM | 83012A109 | 442,205 | 23,660 | SH | SOLE | 0 | 0 | 23,660 | |||
SLR INVESTMENT CORP | COM | 83413U100 | 590,678 | 41,393 | SH | SOLE | 0 | 0 | 41,393 | |||
STARWOOD PPTY TR INC | COM | 85571B105 | 2,331,725 | 120,192 | SH | SOLE | 0 | 0 | 120,192 | |||
3M CO | COM | 88579Y101 | 855,770 | 8,550 | SH | SOLE | 0 | 0 | 8,550 | |||
TRIPLEPOINT VENTURE GROWTH B | COM | 89677Y100 | 1,428,207 | 121,240 | SH | SOLE | 0 | 0 | 121,240 | |||
VANECK ETF TRUST | BDC INCOME ETF | 92189F411 | 984,468 | 64,093 | SH | SOLE | 0 | 0 | 64,093 | |||
VANECK ETF TRUST | MORTGAGE REIT | 92189F452 | 228,550 | 19,030 | SH | SOLE | 0 | 0 | 19,030 | |||
VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 | 2,816,587 | 35,300 | SH | SOLE | 0 | 0 | 35,300 | |||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,271,501 | 34,189 | SH | SOLE | 0 | 0 | 34,189 | |||
VERTIV HOLDINGS CO | COM CL A | 92537N108 | 489,455 | 19,760 | SH | SOLE | 0 | 0 | 19,760 | |||
PARAMOUNT GLOBAL | CLASS B COM | 92556H206 | 370,703 | 23,300 | SH | SOLE | 0 | 0 | 23,300 | |||
VIRTUS CONVERTIBLE & INCOME | COM | 92838X102 | 441,675 | 126,918 | SH | SOLE | 0 | 0 | 126,918 | |||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 516,066 | 100,402 | SH | SOLE | 0 | 0 | 100,402 | |||
ALLSPRING INCOME OPPORTUNIT | INC OPPTY FD | 94987B105 | 362,238 | 56,161 | SH | SOLE | 0 | 0 | 56,161 | |||
XAI OCTAGON FLOATING RATE & | COM | 98400T106 | 1,432,145 | 214,393 | SH | SOLE | 0 | 0 | 214,393 |