XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT) [Rocket]

Ownership

XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
LPL Financial LLC	332,474	21,253	2,136,145,000	0.00		Hist	03/31/2023
UBS Group AG	222,026	3,793	1,483,134,000	0.00		Hist	06/30/2023
Claybrook Capital, LLC	214,393	16,625	1,432,145,000	0.76		Hist	06/30/2023
Belpointe Asset Management LLC	191,054	-47,362	1,227,522,000	0.07		Hist	03/31/2023
BARD ASSOCIATES INC	176,062	-1,400	1,191,060,000	0.46		Hist	06/30/2023
Roumell Asset Management, LLC	141,432	141,432	944,766,000	1.86		Hist	06/30/2023
Baird Financial Group, Inc.	104,140	157	695,655,000	0.00		Hist	06/30/2023
CastleKnight Management LP	93,000	78,173	621,240,000	0.07		Hist	06/30/2023
Kestra Advisory Services, LLC	82,029	21,566	547,954,000	0.01		Hist	06/30/2023
Virtus ETF Advisers LLC	67,717	-17,768	452,350,000	0.27		Hist	06/30/2023
B. Riley Wealth Advisors, Inc.	66,529	-2,191	450,071,000	0.01		Hist	06/30/2023
Private Advisor Group, LLC	48,045	5,642	308,695,000	0.00		Hist	03/31/2023
RAYMOND JAMES & ASSOCIATES	43,298	-16,495	273,645,000	0.00		Hist	12/31/2022
Advisory Services Network, LLC	36,584	-16	244,381,000	0.01		Hist	06/30/2023
Samalin Investment Counsel, LLC	32,837	15,437	219,354,000	0.12		Hist	06/30/2023
MORGAN STANLEY	30,982	-20,176	206,966,000	0.00		Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	28,751	2,512	192,056,000			Hist	06/30/2023
ROYAL BANK OF CANADA	28,137	-45,302	188,000,000	0.00		Hist	06/30/2023
Savant Capital, LLC	21,877	21,877	146,138,000	0.00		Hist	06/30/2023
Naviter Wealth, LLC	20,564	5,973	139,115,000	0.04		Hist	06/30/2023
Modera Wealth Management, LLC	18,000	1,000	120,240,000	0.00		Hist	06/30/2023
KESTRA PRIVATE WEALTH SERVICES, LLC	17,350	4,900	115,898,000	0.00		Hist	06/30/2023
CFO4Life Group, LLC	15,000	15,000	100,200,000	0.02		Hist	06/30/2023
NewEdge Advisors, LLC	13,697	2,000	91,496,000	0.00		Hist	06/30/2023
Beacon Financial Advisory LLC	11,051	11,051	73,819,000	0.04		Hist	06/30/2023
Astoria Portfolio Advisors LLC.	10,198	10,198	69,651,000	0.03		Hist	06/30/2023
SUMMITRY LLC	10,000	0	66,800,000	0.00		Hist	06/30/2023
SIGNATUREFD, LLC	10,000	0	64,250,000	0.00		Hist	03/31/2023
Plante Moran Financial Advisors, LLC	8,508	94	56,831,000	0.01		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	4,700	0	31,398,000	0.00		Hist	06/30/2023
HUNTINGTON NATIONAL BANK	2,201	0	14,703,000	0.00		Hist	06/30/2023
Focused Wealth Management, Inc	1,423	50	9,509,000	0.00		Hist	06/30/2023
TOMPKINS FINANCIAL CORP	1,000	0	6,680,000	0.00		Hist	06/30/2023
Byrne Asset Management LLC	1,000	0	6,320,000	0.00		Hist	12/31/2022
BANK OF AMERICA CORP /DE/	500	0	3,340,000	0.00		Hist	06/30/2023
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