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RAYMOND JAMES & ASSOCIATES
> SAR
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2022 | SARATOGA INVESTMENT CORP. | SAR | 82,521 | -2,287 | 2,103,430,000 | 2,101,397,000 | $25,489.63 |
| 06/30/2022 | SARATOGA INVESTMENT CORP. | SAR | 84,808 | 3,122 | 2,033,000 | -194,000 | $23.97 |
| 03/31/2022 | SARATOGA INVESTMENT CORP. | SAR | 81,686 | 7,043 | 2,227,000 | 34,000 | $27.26 |
| 12/31/2021 | SARATOGA INVESTMENT CORP. | SAR | 74,643 | -9,802 | 2,193,000 | -234,000 | $29.38 |
| 09/30/2021 | SARATOGA INVESTMENT CORP. | SAR | 84,445 | 1,847 | 2,427,000 | 208,000 | $28.74 |
| 06/30/2021 | SARATOGA INVESTMENT CORP. | SAR | 82,598 | 66,014 | 2,219,000 | 1,799,000 | $26.87 |
| 03/31/2021 | SARATOGA INVESTMENT CORP. | SAR | 16,584 | -22,746 | 420,000 | -400,000 | $25.33 |
| 12/31/2020 | SARATOGA INVESTMENT CORP. | SAR | 39,330 | -460 | 820,000 | 152,000 | $20.85 |
| 09/30/2020 | SARATOGA INVESTMENT CORP. | SAR | 39,790 | -13,833 | 668,000 | -179,000 | $16.79 |
| 06/30/2020 | SARATOGA INVESTMENT CORP. | SAR | 53,623 | 103 | 847,000 | 231,000 | $15.80 |
| 03/31/2020 | SARATOGA INVESTMENT CORP. | SAR | 53,520 | 1,793 | 616,000 | -675,000 | $11.51 |
| 12/31/2019 | SARATOGA INVESTMENT CORP. | SAR | 51,727 | 24,829 | 1,291,000 | 626,000 | $24.96 |
| 09/30/2019 | SARATOGA INVESTMENT CORP. | SAR | 26,898 | 16,618 | 665,000 | 411,000 | $24.72 |
| 06/30/2019 | SARATOGA INVESTMENT CORP. | SAR | 10,280 | 10,280 | 254,000 | 254,000 | $24.71 |
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