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Hilltop Securities Holdings LLC (SWS)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
01/01/2015Hilltop Holdings Inc.10% OwnerOther (disposition)Common Stock10.2M$0.00$0 01/01/2015
01/01/2015FORD GERALD JDirectorDispositionCommon Stock $.10 Par Value19.9k$0.00$0 01/01/2015
01/01/2015FORD GERALD JDirectorDispositionCommon Stock $.10 Par Value10.2M$0.00$0By Hilltop Holdings Inc.01/01/2015
01/01/2015JOBE LARRY ADirectorDispositionCommon Stock $.10 Par Value50.6k$0.00$0 01/01/2015
01/01/2015Buchholz Robert ADirectorDispositionCommon Stock $.10 Par Value350.7k$0.00$0 01/01/2015
01/01/2015Buchholz Robert ADirectorDispositionCommon Stock $.10 Par Value59.2k$0.00$0As trustee for minor children01/01/2015
01/01/2015Buchholz Robert ADirectorDispositionCommon Stock $.10 Par Value9.1k$0.00$0By children01/01/2015
01/01/2015Buchholz Robert ADirectorDispositionCommon Stock $.10 Par Value32.2k$0.00$0By family partnerships01/01/2015
01/01/2015Buchholz Robert ADirectorDispositionCommon Stock $.10 Par Value100k$0.00$0By family trust01/01/2015
01/01/2015Moses Michael ADirectorDispositionCommon Stock $.10 Par Value38.7k$0.00$0 01/01/2015
01/01/2015MILLER TYREE BDirectorDispositionCommon Stock $.10 Par Value19.9k$0.00$0 01/01/2015
01/01/2015LITTON RICHARD HExecutive Vice PresidentDispositionCommon Stock $.10 Par Value111.5k$0.00$0 01/01/2015
01/01/2015LITTON RICHARD HExecutive Vice PresidentDispositionCommon Stock $.10 Par Value52.9k$0.00$0 01/01/2015
01/01/2015LITTON RICHARD HExecutive Vice PresidentDispositionDeferred Compensation Phantom Stock747$0.00$0 01/01/2015
01/01/2015LEVENTHAL LAURAControllerDispositionCommon Stock $.10 Par Value12.6k$0.00$0 01/01/2015
01/01/2015LEVENTHAL LAURAControllerDispositionDeferred Compensation Phantom Stock2.5k$0.00$0 01/01/2015
01/01/2015COBB BRODIE LDirectorDispositionCommon Stock $.10 Par Value41.5k$0.00$0 01/01/2015
01/01/2015COBB BRODIE LDirectorDispositionCommon Stock $.10 Par Value972.1k$0.00$0Family Partnership01/01/2015
01/01/2015THOMPSON W NORMANCIODispositionCommon Stock $.10 Par Value37.3k$0.00$0 01/01/2015
01/01/2015THOMPSON W NORMANCIODispositionCommon Stock $.10 Par Value8.6k$0.00$0 01/01/2015
01/01/2015THOMPSON W NORMANCIODispositionCommon Stock $.10 Par Value11.9k$0.00$0401(k)01/01/2015
01/01/2015THOMPSON W NORMANCIODispositionDeferred Compensation Phantom Stock2.7k$0.00$0 01/01/2015
01/01/2015LELAND DANIELExecutive Vice PresidentDispositionCommon Stock $.10 Par Value100.9k$0.00$0 01/01/2015
01/01/2015LELAND DANIELExecutive Vice PresidentDispositionCommon Stock $.10 Par Value16.5k$0.00$0 01/01/2015
01/01/2015LELAND DANIELExecutive Vice PresidentDispositionCommon Stock $.10 Par Value40k$0.00$0401(k)01/01/2015
01/01/2015TUBB ALLEN RSecretaryDispositionCommon Stock $.10 Par Value37.4k$0.00$0 01/01/2015
01/01/2015TUBB ALLEN RSecretaryDispositionCommon Stock $.10 Par Value10.3k$0.00$0 01/01/2015
01/01/2015TUBB ALLEN RSecretaryDispositionDeferred Compensation Phantom Stock655$0.00$0 01/01/2015
01/01/2015Ross James HPresident and CEODispositionCommon Stock $.10 Par Value249.8k$0.00$0 01/01/2015
01/01/2015Ross James HPresident and CEODispositionCommon Stock $.10 Par Value41.2k$0.00$0 01/01/2015
01/01/2015Ross James HPresident and CEODispositionCommon Stock $.10 Par Value33k$0.00$0401(k)01/01/2015
01/01/2015OHCP MGP III, LTD.10% OwnerSaleCommon Stock6.3M$0.00$0See footnotes01/01/2015
01/01/2015OHCP MGP III, LTD.10% OwnerSaleCommon Stock207.4k$0.00$0See footnotes01/01/2015
01/01/2015OHCP MGP III, LTD.10% OwnerSaleWarrant (right to buy)2.1M$5.75$12.1MSee footnotes01/01/2015
01/01/2015OHCP MGP III, LTD.10% OwnerSaleWarrant (right to buy)69.1k$5.75$397.5kSee footnotes01/01/2015
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