TUBB ALLEN R [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
08/21/2014	Hilltop Securities Holdings LLC	SWS	Payment of Exercise	Common Stock $.10 Par Value	1.2k	$0.00	$0	08/20/2014
08/20/2014	Hilltop Securities Holdings LLC	SWS	Grant	Common Stock $.10 Par Value	10.3k	$0.00	$0	08/20/2014
08/21/2013	Hilltop Securities Holdings LLC	SWS	Grant	Common Stock $.10 Par Value	13.5k	$0.00	$0	08/21/2013