| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 08/11/2023 | AYTU BIOPHARMA, INC | AYTU | Grant | Common Shares | 1.5k | $0.00 | $0 | | 08/11/2023 |
| 07/01/2022 | AYTU BIOPHARMA, INC | AYTU | Grant | Common Shares | 6.5k | $0.00 | $0 | | 07/01/2022 |
| 01/02/2020 | INNOVUS PHARMACEUTICALS, INC. | INNV | Grant | Restricted Stock Units | 10.1k | $0.89 | $9k | | 01/02/2020 |
| 10/01/2019 | INNOVUS PHARMACEUTICALS, INC. | INNV | Grant | Restricted Stock Units | 4.3k | $2.10 | $9k | | 10/01/2019 |
| 07/01/2019 | INNOVUS PHARMACEUTICALS, INC. | INNV | Grant | Restricted Stock Units | 3.9k | $1.52 | $6k | | 07/01/2019 |
| 04/01/2019 | INNOVUS PHARMACEUTICALS, INC. | INNV | Grant | Restricted Stock Units | 1.1k | $5.48 | $6k | | 04/01/2019 |
| 01/02/2019 | INNOVUS PHARMACEUTICALS, INC. | INNV | Grant | Restricted Stock Units | 89.6k | $0.07 | $6k | | 01/02/2019 |
| 10/01/2018 | INNOVUS PHARMACEUTICALS, INC. | INNV | Grant | Restricted Stock Units | 50k | $0.12 | $6k | | 10/01/2018 |
| 07/01/2018 | INNOVUS PHARMACEUTICALS, INC. | INNV | Grant | Restricted Stock Units | 54.5k | $0.11 | $6k | | 07/01/2018 |
| 04/01/2018 | INNOVUS PHARMACEUTICALS, INC. | INNV | Grant | Restricted Stock Units | 49.1k | $0.12 | $6k | | 04/01/2018 |
| 02/23/2018 | INNOVUS PHARMACEUTICALS, INC. | INNV | Grant | Restricted Stock Units | 500k | $0.18 | $89.5k | | 02/23/2018 |
| 02/23/2018 | INNOVUS PHARMACEUTICALS, INC. | INNV | Grant | Restricted Stock Units | 35.9k | $0.08 | $3k | | 02/23/2018 |
| 12/29/2017 | ThermoGenesis Holdings, Inc. | KOOL | Grant | Stock Options | 250k | $3.00 | $750k | | 12/29/2017 |
| 10/01/2017 | INNOVUS PHARMACEUTICALS, INC. | INNV | Grant | Restricted Stock Units | 33k | $0.09 | $3k | | 10/01/2017 |
| 07/01/2017 | INNOVUS PHARMACEUTICALS, INC. | INNV | Grant | Restricted Stock Units | 26.6k | $0.11 | $3k | | 07/01/2017 |
| 02/04/2014 | INNOVUS PHARMACEUTICALS, INC. | INNV | Grant | Common Stock | 7.5k | $0.00 | $0 | | 02/04/2014 |
| 12/31/2010 | SEELOS THERAPEUTICS, INC. | APRI | Grant | Common Stock | 47.6k | $0.00 | $0 | | 12/31/2010 |
| 12/31/2010 | SEELOS THERAPEUTICS, INC. | APRI | Grant | Common Stock | 7.5k | $0.00 | $0 | | 12/31/2010 |
| 12/31/2010 | SEELOS THERAPEUTICS, INC. | APRI | Grant | Common Stock | 22.4k | $0.00 | $0 | | 12/31/2010 |