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ThermoGenesis Holdings, Inc. (KOOL)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
09/28/2023Xu XiaochunCEOConversionCommon Stock654.2k$1.07$700kHeld by Boyalife Group, Inc.09/28/2023
09/28/2023Xu XiaochunCEOConversionAmendment 3 to 1st Amended & Restated Revolving Credit Agr.0$0.00$0Held by Boyalife Group, Inc.09/28/2023
06/28/2022Xu XiaochunCEOConversionSecond Amended and Restated Convertible Note0$0.00$0Held by Boyalife Asset Holding II, Inc.06/28/2022
06/28/2022Xu XiaochunCEOConversionCommon Stock10.6M$0.28$3MHeld by Boyalife Asset Holding II, Inc.06/28/2022
05/27/2021Xu XiaochunCEODispositionStock Option240k$5.94$1.4M 05/27/2021
05/27/2021Cauble JefferyCFODispositionStock Option40k$5.94$237.6k 05/27/2021
06/04/2020JOSEPH THOMISDirectorGrantStock Option10k$5.94$59.4k 06/04/2020
06/04/2020Cauble JefferyCFOGrantStock Option40k$5.94$237.6k 06/04/2020
06/04/2020Donaghy DebraDirectorGrantStock Option10k$5.94$59.4k 06/04/2020
06/04/2020Xu XiaochunCEOGrantStock Option240k$5.94$1.4M 06/04/2020
06/04/2020MEDFORD RUSSELL MDirectorGrantStock Option10k$5.94$59.4k 06/04/2020
06/04/2020Westgate MarkDirectorGrantStock Option10k$5.94$59.4k 06/04/2020
04/28/2020Xu XiaochunCEOOther (acquisition)Common Stock621.6k$1.80$1.1MBy Boyalife Asset Holding II, Inc.04/28/2020
02/13/2020Xu XiaochunCEOConversionCommon Stock1.7M$1.80$3MHeld by Boyalife Asset Holding II, Inc.02/13/2020
02/13/2020Xu XiaochunCEOConversionSecond Amended and Restated Convertible Note0$1.80$0Held by Boyalife Asset Holding II, Inc.02/13/2020
12/26/2019Xu XiaochunCEOSaleCommon Stock683.8k$2,277,134.00$1557158.9MBy Boyalife (Hong Kong) Ltd.12/20/2019
12/26/2019Xu XiaochunCEOPurchaseCommon Stock683.8k$2,277,134.00$1557158.9MBy Boyalife Asset Holding II, Inc.12/20/2019
12/26/2019Xu XiaochunCEOSaleWarrants to Purchase Common Stock352.9k$80.00$28.2MBy Boyalife (Hong Kong) Ltd.12/20/2019
12/26/2019Xu XiaochunCEOPurchaseWarrants to Purchase Common Stock352.9k$80.00$28.2MBy Boyalife Asset Holding II, Inc.12/20/2019
12/26/2019Xu XiaochunCEOPurchaseCommon Stock683.8k$2,277,134.00$1557158.9MBy Boyalife (Hong Kong) Ltd.12/20/2019
12/26/2019Xu XiaochunCEOPurchaseWarrants to Purchase Common Stock352.9k$80.00$28.2MBy Boyalife (Hong Kong) Ltd.12/20/2019
12/20/2019Xu XiaochunCEOPurchase 0$1.80$0Boyalife Asset Holding II, Inc.12/20/2019
12/20/2019Xu XiaochunCEOOther (disposition) 0$1.80$0By Boyalife Asset Holding II, Inc.12/20/2019
09/16/2019JOSEPH THOMISDirectorGrantStock Option3.4k$4.38$14.9k 09/16/2019
09/16/2019Westgate MarkDirectorGrantStock Option3.4k$4.38$14.9k 09/16/2019
09/16/2019MEDFORD RUSSELL MDirectorGrantStock Option3.4k$4.38$14.9k 09/16/2019
12/14/2018Cauble JefferyCFOGrantStock Option40k$0.30$11.9k 12/14/2018
12/14/2018Cauble JefferyCFOGrantStock Option160k$0.30$47.7k 12/14/2018
12/14/2018Xu XiaochunCEOGrantStock Option160k$0.30$47.7k 12/14/2018
12/14/2018Xu XiaochunCEOGrantStock Option640k$0.30$190.7k 12/14/2018
09/04/2018JOSEPH THOMISDirectorOther (disposition)Common Stock35k$0.00$0By Thomis Consulting BVBA09/04/2018
08/28/2018JOSEPH THOMISDirectorPurchaseCommon Stock35k$0.18$6.3kBy Thomis Consulting BVBA08/28/2018
06/22/2018Xu JamesSr. VP, Legal AffairsGrantStock Option13.5k$0.44$5.9k 06/22/2018
04/16/2018JOSEPH THOMISDirectorDispositionStock Options34k$3.00$102k 04/16/2018
04/16/2018Li Yishu10% OwnerGrant 0$1.61$0By Spouse through Boyalife Asset Holding II, Inc.04/16/2018
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