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CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
11/16/2018AMERICAN INTERNATIONAL GROUP, INC. Other (disposition)Series A Mandatory Redeemable Preferred Stock30$0.00$0Held through subsidiaries11/16/2018
11/16/2018AMERICAN INTERNATIONAL GROUP, INC. Other (disposition)Series B Mandatory Redeemable Preferred Stock70$0.00$0Held through subsidiaries11/16/2018
11/16/2018AMERICAN INTERNATIONAL GROUP, INC. Other (disposition)4.51% Series C Senior Secured Notes due October 15, 202316.9M$0.00$0Held through subsidiaries11/16/2018
11/16/2018AMERICAN INTERNATIONAL GROUP, INC. Other (disposition)4.66% Series D Senior Secured Notes due October 15, 202522.6M$0.00$0Held through subsidiaries11/16/2018
11/16/2018PRUDENTIAL FINANCIAL INC Other (disposition) 24$0.00$0By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person11/16/2018
11/16/2018PRUDENTIAL FINANCIAL INC Other (disposition) 85$0.00$0By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per11/16/2018
11/16/2018PRUDENTIAL FINANCIAL INC Other (disposition) 41$0.00$0By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person11/16/2018
12/11/2017Eades Chris PurchaseCommon Stock3.1k$8.01$25.1k 12/11/2017
12/08/2017Glasser Scott PurchaseCommon Stock13k$7.82$101.6k 12/08/2017
12/08/2017Murphy Terrence SaleCommon Stock3k$7.81$23.4k 12/08/2017
12/07/2017Vanderlee Peter PurchaseCommon Stock3.2k$7.40$23.7k 12/07/2017
09/13/2017Eades Chris PurchaseCommon Stock1.8k$8.34$15k 09/13/2017
05/31/2017Eades Chris PurchaseCommon Stock2.7k$9.06$24.5k 05/31/2017
12/19/2016Freeman Richard A SaleCommon Stock45k$8.85$398.1k 12/19/2016
12/30/2015PRUDENTIAL FINANCIAL INC Other (disposition)Series C Mandatory Redeemable Preferred Stock185$102,490.00$19MBy The Gibraltar Life Insurance Co., Ltd., a wholly-owned subsidiary of the Reporting Person12/30/2015
12/30/2015PRUDENTIAL FINANCIAL INC Other (disposition)Series C Mandatory Redeemable Preferred Stock55$102,490.00$5.6MBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person12/30/2015
09/10/2015COLMAN CAROL LDirectorSaleCommon Stock2k$11.55$23.1k 09/10/2015
07/27/2015CRONIN DANIEL PDirectorPurchaseCommon Stock2k$12.39$24.8k 07/27/2015
06/15/2015Freeman Richard A PurchaseCommon Stock25k$14.87$371.8k 06/15/2015
03/12/2015Fuller KennethCEO, Pres. & ChairmanPurchaseCommon Stock700$15.80$11.1k 03/12/2015
12/12/2014Freeman Richard A PurchaseCommon Stock20k$15.41$308.2k 12/12/2014
12/10/2014COHEN HARRY D SaleCommon Stock5k$15.89$79.4k 12/10/2014
02/26/2014MANNING BARBARA BROOKE PurchaseCommon Stock200$16.59$3.3k 02/26/2014
02/26/2014MANNING BARBARA BROOKE PurchaseCommon Stock1000$16.59$16.6k 02/26/2014
02/24/2014List Cynthia PurchaseCommon Stock200$16.55$3.3k 02/24/2014
02/24/2014List Cynthia PurchaseCommon Stock1.5k$16.55$24.8k 02/24/2014
12/05/2013Vanderlee Peter PurchaseCommon Stock500$16.77$8.4k 12/05/2013
11/26/2013Clarfeld Michael PurchaseCommon Stock1000$17.51$17.5k 11/26/2013

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