COHEN HARRY D [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
12/30/2019	ClearBridge Energy Midstream Opportunity Fund Inc.	EMO	Sale	Common Stock	4k	$8.42	$33.7k	Shares purchased by Mr.Cohen for benefit of his son	12/30/2019
12/30/2019	ClearBridge MLP & Midstream Total Return Fund Inc.	CTR	Sale	Common Stock	5k	$8.54	$42.7k	Shares purchaed for benefit of Mr. Cohen's son's account	12/30/2019
11/21/2019	ClearBridge MLP & Midstream Fund Inc.	CEM	Sale	Common Stock	7.2k	$9.91	$71.7k	Children and Grandchildren's accounts	11/21/2019
10/28/2019	ClearBridge MLP & Midstream Fund Inc.	CEM	Sale	Common Stock	1.7k	$10.70	$18.6k		10/28/2019
12/10/2018	ClearBridge MLP & Midstream Fund Inc.	CEM	Sale	Common Stock	58.8k	$11.25	$661.5k		12/10/2018
12/10/2018	ClearBridge MLP & Midstream Fund Inc.	CEM	Sale	Common Stock	58.8k	$11.25	$661.5k		12/10/2018
01/02/2013	ClearBridge MLP & Midstream Fund Inc.	CEM	Purchase	Common Stock	2k	$23.79	$47.6k	See footnote	01/02/2013
01/02/2013	ClearBridge MLP & Midstream Fund Inc.	CEM	Purchase	Common Stock	2k	$23.78	$47.6k	See footnote	01/02/2013
01/02/2013	ClearBridge Energy Midstream Opportunity Fund Inc.	EMO	Purchase	Common Stock	5k	$21.40	$107k		01/02/2013
06/26/2012	ClearBridge MLP & Midstream Total Return Fund Inc.	CTR	Purchase	Common Stock	10k	$20.00	$200k		06/26/2012
06/26/2012	ClearBridge MLP & Midstream Total Return Fund Inc.	CTR	Grant	Common Stock	5k	$20.00	$100k	Shares purchaed for benefit of Mr. Cohen's son's account	06/26/2012
06/26/2012	ClearBridge MLP & Midstream Total Return Fund Inc.	CTR	Grant	Common Stock	10k	$20.00	$200k		06/26/2012
08/15/2011	ClearBridge MLP & Midstream Fund Inc.	CEM	Purchase	Common Stock	5k	$21.36	$106.8k		11/28/2011
06/25/2010	ClearBridge MLP & Midstream Fund Inc.	CEM	Purchase	Common Stock	10k	$20.00	$200k		06/25/2010