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Roka BioScience, Inc. (ROKA)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
09/29/2017ORBIMED ADVISORS LLC10% OwnerSaleCommon Stock, par value $0.001 per share93.2k$0.74$69kSee Footnotes09/28/2017
09/29/2017ORBIMED ADVISORS LLC10% OwnerSaleCommon Stock, par value $0.001 per share888$0.74$657.1See Footnotes09/28/2017
09/28/2017ORBIMED ADVISORS LLC10% OwnerSaleCommon Stock, par value $0.001 per share377k$0.72$271.4kSee Footnotes09/28/2017
09/28/2017ORBIMED ADVISORS LLC10% OwnerSaleCommon Stock, par value $0.001 per share3.6k$0.72$2.6kSee Footnotes09/28/2017
09/27/2017ORBIMED ADVISORS LLC10% OwnerSaleCommon Stock, par value $0.001 per share52.3k$0.92$48.1kSee Footnotes09/26/2017
09/27/2017ORBIMED ADVISORS LLC10% OwnerSaleCommon Stock, par value $0.001 per share498$0.92$458.2See Footnotes09/26/2017
09/26/2017ORBIMED ADVISORS LLC10% OwnerSaleCommon Stock, par value $0.001 per share74.1k$1.03$76.3kSee Footnotes09/26/2017
09/26/2017ORBIMED ADVISORS LLC10% OwnerSaleCommon Stock, par value $0.001 per share706$1.03$727.2See Footnotes09/26/2017
06/28/2017MCGIRR DAVID W JDirectorGrantStock Option (right to buy)3k$2.55$7.6k 06/28/2017
06/28/2017Doyle Michael P.DirectorGrantStock Option (right to buy)3k$2.55$7.6k 06/28/2017
06/28/2017VALERIANI NICHOLAS JDirectorGrantStock Option (right to buy)3k$2.55$7.6k 06/28/2017
03/24/2017Mary Beth DuseauCEO and PresidentGrantCommon Stock, $0.001 par value per share115k$3.45$396.8k 03/24/2017
03/24/2017Boesgaard LarsVice President, CFOGrantCommon stock, par value $0.001 per share54k$3.45$186.3k 03/24/2017
11/10/2016Boesgaard LarsVice President, CFOConversionCommon Stock, $0.001 par value per share3.6k$7.00$25k 11/10/2016
11/10/2016Boesgaard LarsVice President, CFOConversionSeries A Convertible Preferred Stock25$0.00$0 11/10/2016
11/10/2016TPG Group Holdings (SBS) Advisors, Inc.10% OwnerConversionCommon Stock571.4k$0.00$0See Explanation of Responses11/10/2016
11/10/2016TPG Group Holdings (SBS) Advisors, Inc.10% OwnerConversionSeries A Convertible Preferred Stock4k$0.00$0See Explanation of Responses11/10/2016
11/10/2016VALERIANI NICHOLAS JDirectorConversionCommon Stock, $0.001 par value per share7.1k$7.00$50k 11/10/2016
11/10/2016VALERIANI NICHOLAS JDirectorConversionSeries A Convertible Preferred Stock50$0.00$0 11/10/2016
11/10/2016Mary Beth DuseauCEO and PresidentConversionSeries A Convertible Preferred Stock10$0.00$0 11/10/2016
11/10/2016Mary Beth DuseauCEO and PresidentConversionCommon Stock, $0.001 par value per share1.4k$7.00$10k 11/10/2016
09/21/2016Viswanathan Ravi10% OwnerPurchaseSeries A Convertible Preferred Stock4k$0.70$2.8kSee Note 109/21/2016
09/21/2016Viswanathan Ravi10% OwnerPurchaseWarrant to Purchase Common Stock (right to buy)5.7M$0.70$4MSee Note 109/21/2016
09/21/2016MOTT DAVID M10% OwnerPurchaseWarrant to Purchase Common Stock (right to buy)5.7M$0.70$4MSee Note 109/21/2016
09/21/2016MOTT DAVID M10% OwnerPurchaseSeries A Convertible Preferred Stock4k$0.70$2.8kSee Note 109/21/2016
09/21/2016Weller Harry R10% OwnerPurchaseSeries A Convertible Preferred Stock4k$0.70$2.8kSee Note 109/21/2016
09/21/2016Weller Harry R10% OwnerPurchaseWarrant to Purchase Common Stock (right to buy)5.7M$0.70$4MSee Note 109/21/2016
09/21/2016SILVERSTEIN JONATHAN10% OwnerPurchaseSeries A Convertible Preferred Stock4k$0.00$0See Footnotes09/21/2016
09/21/2016SILVERSTEIN JONATHAN10% OwnerPurchaseSeries A Convertible Preferred Stock37.74$0.00$0See Footnotes09/21/2016
09/21/2016SILVERSTEIN JONATHAN10% OwnerPurchaseWarrants5.7M$0.00$0See Footnotes09/21/2016
09/21/2016SILVERSTEIN JONATHAN10% OwnerPurchaseWarrants53.9k$0.00$0See Footnotes09/21/2016
09/21/2016TPG Group Holdings (SBS) Advisors, Inc.10% OwnerPurchaseWarrants (right to buy)571.4k$0.00$0See Explanation of Responses09/21/2016
09/21/2016KERINS PATRICK J10% OwnerPurchaseSeries A Convertible Preferred Stock4k$0.70$2.8kSee Note 309/21/2016
09/21/2016MOTT DAVID M10% OwnerPurchaseSeries A Convertible Preferred Stock4k$0.70$2.8kSee Note 309/21/2016
09/21/2016BARRETT M JAMES10% OwnerPurchaseSeries A Convertible Preferred Stock4k$0.70$2.8kSee Note 309/21/2016
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