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BARRETT M JAMES

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
05/30/2019Senseonics Holdings, Inc.SENSGrantStock Option (right to buy)86.9k$0.00$0 05/30/2019
01/02/2019Senseonics Holdings, Inc.SENSGrantCommon Stock3.6k$2.69$9.7k 01/02/2019
10/11/2018Clovis Oncology, Inc.CLVSGrantStock Option (Right to Buy)14.8k$27.92$412.4k 10/11/2018
10/01/2018Senseonics Holdings, Inc.SENSGrantCommon Stock2.1k$4.54$9.7k 10/01/2018
09/07/2018Adaptimmune Therapeutics PLCADAPPurchase 3M$1.67$5MSee Note 309/07/2018
07/30/2018Liquidia Technologies IncLQDAOther (acquisition)Warrant to purchase Common Stock40.7k$0.01$407See Note 207/30/2018
07/30/2018Liquidia Technologies IncLQDAPurchaseCommon Stock545.5k$11.00$6MSee Note 207/30/2018
07/30/2018Liquidia Technologies IncLQDAConversionSeries B Preferred Stock3.6M$0.00$0See Note 207/30/2018
07/30/2018Liquidia Technologies IncLQDAConversionSeries C Preferred Stock3.3M$0.00$0See Note 207/30/2018
07/30/2018Liquidia Technologies IncLQDAConversionSeries D Preferred Stock16.5M$0.00$0See Note 207/30/2018
07/30/2018Liquidia Technologies IncLQDAOther (disposition)Warrant to purchase Series D Preferred Stock684.9k$0.01$6.8kSee Note 207/30/2018
07/30/2018Liquidia Technologies IncLQDAConversionCommon Stock515.5k$0.00$0See Note 207/30/2018
07/30/2018Liquidia Technologies IncLQDAConversionCommon Stock432k$0.00$0See Note 207/30/2018
07/30/2018Liquidia Technologies IncLQDAConversionCommon Stock980.7k$0.00$0See Note 207/30/2018
07/02/2018Senseonics Holdings, Inc.SENSGrantCommon Stock2.2k$4.43$9.7k 07/02/2018
06/15/2018KINETA, INC./DEPTIGrantStock Option (Right to Buy)15.3k$3.19$48.8k 06/15/2018
05/30/2018Senseonics Holdings, Inc.SENSGrantStock Option (right to buy)50.8k$0.00$0 05/30/2018
05/25/2018ARDELYX, INC.ARDXGrantCommon Stock416.7k$4.00$1.7MSee Note 105/25/2018
05/18/2018GLYCOMIMETICS INCGLYCGrantStock Option (right to buy)11k$18.41$202.5k 05/18/2018
05/10/2018GLYCOMIMETICS INCGLYCSaleCommon Stock4k$17.81$71.3kSee Note 105/10/2018
05/10/2018GLYCOMIMETICS INCGLYCSaleCommon Stock5.5k$17.81$98.5kSee Note 105/10/2018
05/10/2018GLYCOMIMETICS INCGLYCExercise (in-the-money or at-the-money)Warrant to Purchase Common Stock (right to buy)216k$0.33$71.3kSee Note 105/10/2018
05/10/2018GLYCOMIMETICS INCGLYCExercise (in-the-money or at-the-money)Warrant to Purchase Common Stock (right to buy)298.4k$0.33$98.5kSee Note 105/10/2018
05/01/2018MULESOFT, INCMULEConversionClass A Common Stock12.7M$0.00$0See Note 205/01/2018
05/01/2018MULESOFT, INCMULEOtherClass A Common Stock12.7M$0.00$0See Note 205/01/2018
05/01/2018MULESOFT, INCMULEConversionClass B Common Stock12.7M$0.00$0See Note 205/01/2018
04/23/2018Surface Oncology, Inc.SURFConversionCommon Stock3.2M$0.00$0See Note 204/23/2018
04/23/2018Surface Oncology, Inc.SURFPurchaseCommon Stock133.3k$15.00$2MSee Note 204/23/2018
04/23/2018Surface Oncology, Inc.SURFConversionSeries A Preferred Stock7M$0.00$0See Note 204/23/2018
04/02/2018Senseonics Holdings, Inc.SENSGrantCommon Stock3.1k$3.10$9.7k 04/02/2018
03/27/2018Tracon Pharmaceuticals, Inc.TCONPurchaseCommon Stock708k$2.70$1.9MSee Note 203/27/2018
03/27/2018Tracon Pharmaceuticals, Inc.TCONPurchaseWarrant to Purchase Common Stock708k$2.70$1.9MSee Note 203/27/2018
03/27/2018Adaptimmune Therapeutics PLCADAPPurchase 6M$1.92$11.5MSee Note 303/26/2018
03/26/2018Adaptimmune Therapeutics PLCADAPPurchase 571.2k$1.90$1.1MSee Note 303/26/2018
03/23/2018Adaptimmune Therapeutics PLCADAPPurchase 294.1k$1.95$572.4kSee Note 303/21/2018
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