Empery Asset Management, LP [Rocket]

Holdings

Empery Asset Management, LP

Changes: All | New | Increased | Decreased | Sold Out

Portfolio as of:

Name	Ticker	Class	Shares	Change	Value	Change	% Port	% OS	Hist	Date
89bio, Inc.	ETNB	Common	400,000	0	2,316,000	1,028,000	13.78	1.02	Hist	09/30/2022
Unity Biotechnology, Inc.	UBX	COM	4,411,645	4,411,645	1,743,000	1,743,000	10.37	6.33	Hist	09/30/2022
Fat Brands, Inc	FATBW	*W EXP 06/30/202	281,598	0	1,453,000	256,000	8.65		Hist	09/30/2022
Greenwave Technology Solutions, Inc.	GWAV	COM NEW	618,844	618,844	1,071,000	1,071,000	6.37	6.04	Hist	09/30/2022
Polished.com Inc.	GOED/WS	*W EXP 99/99/999	7,901,165	-84,190	988,000	-1,089,000	5.88		Hist	09/30/2022
SOBR Safe, Inc.	SOBR	COM NEW	248,430	248,430	666,000	666,000	3.96	2.26	Hist	09/30/2022
Mind Medicine (MindMed) Inc.	MNMD	Stock	187,500	187,500	656,000	656,000	3.90	0.04	Hist	09/30/2022
TC BioPharm (Holdings) plc	TCBPW	*W EXP 02/08/202	2,823,528	0	653,000	82,000	3.89		Hist	09/30/2022
SELLAS Life Sciences Group, Inc.	SLS	Common	308,466	-619,518	623,000	-1,446,000	3.71	1.50	Hist	09/30/2022
Medicenna Therapeutics Corp.	MDNA	Stock	589,316	589,316	489,000	489,000	2.91		Hist	09/30/2022
Harbor Custom Development, Inc.	HCDIZ	*W EXP 10/04/202	2,778,907	-151,823	487,000	-612,000	2.90		Hist	09/30/2022
Hagerty, Inc.	HGTY/WS	*W EXP 99/99/999	178,758	0	438,000	-107,000	2.61		Hist	09/30/2022
Surrozen, Inc./DE	SRZN	Common	215,942	-41,824	436,000	-337,000	2.59	0.61	Hist	09/30/2022
Athenex, Inc.	ATNX	Common	1,452,103	1,452,103	391,000	391,000	2.33	1.19	Hist	09/30/2022
SurgePays, Inc.	SURGW	*W EXP 10/22/202	286,495	0	367,000	23,000	2.18		Hist	09/30/2022
Benitec Biopharma Inc.	BNTC	COM	796,837	796,837	296,000	296,000	1.76	9.75	Hist	09/30/2022
Wearable Devices Ltd.	WLDSW	*W EXP 09/14/202	1,411,600	1,411,600	295,000	295,000	1.76		Hist	09/30/2022
Sharps Technology Inc.	STSSW	*W EXP 04/13/202	829,851	0	291,000	60,000	1.73		Hist	09/30/2022
NutriBand Inc.	NTRBW	*W EXP 09/30/202	69,980	-6,624	280,000	-158,000	1.67		Hist	09/30/2022
Wearable Devices Ltd.	WLDS	Common	289,600	289,600	255,000	255,000	1.52		Hist	09/30/2022
Meten Holding Group Ltd.	METX	COM	577,231	577,231	208,000	208,000	1.24		Hist	09/30/2022
Codiak BioSciences, Inc.	CDAK	Common	237,943	237,943	186,000	186,000	1.11	1.05	Hist	09/30/2022
Lightning eMotors, Inc.	ZEV/WS	*W EXP 08/18/202	676,381	0	135,000	-149,000	0.80		Hist	09/30/2022
Arbe Robotics Ltd.	ARBEW	*W EXP 10/07/202	189,904	0	123,000	-15,000	0.73		Hist	09/30/2022
Cingulate Inc.	CINGW	*W EXP 12/03/202	500,000	0	110,000	-8,000	0.65		Hist	09/30/2022
PetVivo Holdings, Inc.	PETVW	*W EXP 08/13/202	193,290	0	84,000	20,000	0.50		Hist	09/30/2022
Pineapple Energy Inc.	PEGY	Common	90,912	90,912	79,000	79,000	0.47	1.22	Hist	09/30/2022
CEA Industries Inc.	CEADW	*W EXP 02/11/202	500,000	0	75,000	-2,000	0.45		Hist	09/30/2022
Lexaria Bioscience Corp.	LEXXW	*W EXP 01/11/202	126,215	0	74,000	-14,000	0.44		Hist	09/30/2022
Direct Digital Holdings, Inc.	DRCTW	*W EXP 02/15/202	270,000	0	73,000	-32,000	0.43		Hist	09/30/2022
PureCycle Technologies, Inc.	PCTTW	*W EXP 01/28/202	20,014	0	68,000	15,000	0.40		Hist	09/30/2022
Pyxis Tankers Inc.	PXSAW	*W EXP 09/15/202	151,865	0	67,000	13,000	0.40		Hist	09/30/2022
AUDDIA INC.	AUUDW	*W EXP 10/17/202	150,000	0	66,000	6,000	0.39		Hist	09/30/2022
Troika Media Group, Inc.	TRKA	Common	182,200	182,200	62,000	62,000	0.37	0.28	Hist	09/30/2022
Jeffs' Brands Ltd	JFBRW	*W EXP 08/26/202	360,577	360,577	60,000	60,000	0.36		Hist	09/30/2022
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