ROCKWOOD INVESTMENT MANAGEMENT, INC [Rocket]

Holdings

ROCKWOOD INVESTMENT MANAGEMENT, INC

Changes: All | New | Increased | Decreased | Sold Out

Portfolio as of:

Name	Ticker	Class	Shares	Change	Value	Change	% Port	% OS	Hist	Date
PROSPECT CAPITAL CORP	PSEC	Common	355,500	355,500	3,864,000	3,864,000	5.17		Hist	12/31/2012
BURLINGTON COAT FACTORY WAREHOUSE CORP	BCF	Common	185,000	185,000	1,898,000	1,898,000	2.54		Hist	12/31/2012
CENTRAL & EASTERN EUROPE FUND, INC.	CEE	Common	47,000	47,000	1,594,000	1,594,000	2.13		Hist	12/31/2012
Virtus Equity & Convertible Income Fund	NIE	COM	54,746	54,746	911,000	911,000	1.22		Hist	12/31/2012
ABERDEEN LATIN AMERICA EQUITY FUND, INC.	LAQ	Common	24,900	24,900	902,000	902,000	1.21		Hist	12/31/2012
PIMCO HIGH INCOME FUND	PHK	Common	78,500	78,500	823,000	823,000	1.10		Hist	12/31/2012
COHEN & STEERS INFRASTRUCTURE FUND INC	UTF	Common	35,000	35,000	656,000	656,000	0.88		Hist	12/31/2012
Voya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND	IGD	Common	69,100	69,100	599,000	599,000	0.80		Hist	12/31/2012
Virtus Convertible & Income Fund	NCV	COM	62,000	62,000	539,000	539,000	0.72		Hist	12/31/2012
GDL FUND	GDL	Common	40,669	40,669	464,000	464,000	0.62		Hist	12/31/2012
BLACKROCK CORPORATE HIGH YIELD FUND V, INC.	HYV	COM	34,000	34,000	427,000	427,000	0.57		Hist	12/31/2012
SWISS HELVETIA FUND, INC.	SWZ	Common	33,500	33,500	378,000	378,000	0.51		Hist	12/31/2012
KOREA EQUITY FUND INC	KEF	Common	32,654	32,654	301,000	301,000	0.40		Hist	12/31/2012
COCA COLA CO	KO	Common	7,000	7,000	254,000	254,000	0.34		Hist	12/31/2012
PUTNAM PREMIER INCOME TRUST	PPT	SH BEN INT	44,450	44,450	243,000	243,000	0.33		Hist	12/31/2012
AllianzGI International & Premium Strategy Fund	NAI	COM	24,537	24,537	238,000	238,000	0.32		Hist	12/31/2012
ADVENT CONVERTIBLE & INCOME FUND	AVK	Common	14,258	14,258	230,000	230,000	0.31		Hist	12/31/2012
DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.	DHG	Common	14,288	14,288	217,000	217,000	0.29		Hist	12/31/2012
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND	JDD	Common	18,477	18,477	214,000	214,000	0.29		Hist	12/31/2012
ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND	LCM	COM	22,143	22,143	202,000	202,000	0.27		Hist	12/31/2012
WESTERN ASSET MANAGED HIGH INCOME FUND INC.	MHY	Common	30,100	30,100	186,000	186,000	0.25		Hist	12/31/2012
TURKISH INVESTMENT FUND, INC.	TKF	Common	10,500	10,500	175,000	175,000	0.23		Hist	12/31/2012
LMP REAL ESTATE INCOME FUND INC.	RIT	Common	16,000	16,000	175,000	175,000	0.23		Hist	12/31/2012
Advent Claymore Convertible Securities & Income Fund II	AGC	Common	26,000	26,000	168,000	168,000	0.22		Hist	12/31/2012
Full Circle Capital Corp	FULL	Common	21,300	21,300	158,000	158,000	0.21		Hist	12/31/2012
HERZFELD CARIBBEAN BASIN FUND INC	CUBA	Common	10,700	10,700	82,000	82,000	0.11		Hist	12/31/2012