WESTERN INVESTMENT LLC [Rocket]

Holdings

WESTERN INVESTMENT LLC

Changes: All | New | Increased | Decreased | Sold Out

Portfolio as of:

Name	Ticker	Class	Shares	Change	Value	Change	% Port	% OS	Hist	Date
MVC CAPITAL, INC.	MVC	Common	819,378	-114,200	10,701,000	-1,053,000	46.11		Hist	09/30/2013
DEUTSCHE MULTI-MARKET INCOME TRUST	KMM	Common	908,634	3,000	7,705,216	-74,180			Hist	10/05/2016
ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND	LCM	COM	764,976	0	6,586,443	328,940			Hist	07/22/2016
DEUTSCHE STRATEGIC INCOME TRUST	KST	Common	171,604	-4,886	2,028,359	-78,931			Hist	10/05/2016
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 2	NXZ	Common	90,147	90,147	1,169,000	1,169,000	5.04		Hist	09/30/2013
BLACKROCK CREDIT ALLOCATION INCOME TRUST	BTZ	MUTUAL	71,562	43,092	933,000	563,000	4.02		Hist	09/30/2013
iShares, Inc.	EWA	MSCI AUSTRALIA	35,786	10,334	904,000	329,000	3.90		Hist	09/30/2013
TIPTREE INC.	TIPT	Common	105,124	105,124	794,000	794,000	3.42		Hist	09/30/2013
SPECIAL OPPORTUNITIES FUND, INC.	SPE	Common	44,893	1,700	791,000	60,000	3.41		Hist	09/30/2013
Nuveen Municipal Credit Income Fund	NZF	Common	59,024	31,100	750,000	380,000	3.23		Hist	09/30/2013
NUVEEN MUNICIPAL ADVANTAGE FUND INC	NMA	COMMON	42,783	10,714	535,000	105,000	2.31		Hist	09/30/2013
CENTRAL SECURITIES CORP	CET	Common	21,369	800	501,000	67,000	2.16		Hist	09/30/2013
DYNEX CAPITAL INC	DX	Common	35,185	185	309,000	-48,000	1.33		Hist	09/30/2013
Federated Enhanced Treasury Income Fund	FTT	Common	21,900	-8,200	282,000	-110,000	1.22		Hist	09/30/2013
GABELLI GLOBAL UTILITY & INCOME TRUST	GLU	COM SH BEN INT	12,266	0	241,000	10,000	1.04		Hist	09/30/2013
ALLIANCEBERNSTEIN INCOME FUND INC	ACG	COM	31,811	31,811	224,000	224,000	0.97		Hist	09/30/2013
Winthrop Realty Liquidating Trust	FUR	Common	20,000	20,000	223,000	223,000	0.96		Hist	09/30/2013
AMERICAN STRATEGIC INCOME PORTFOLIO INC III	CSP	Common	31,448	31,448	218,000	218,000	0.94		Hist	09/30/2013
NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC	NMO	Common	16,883	2,683	207,000	22,000	0.89		Hist	09/30/2013
Virtus Equity & Convertible Income Fund	NIE	COM	10,757	0	200,000	3,000	0.86		Hist	09/30/2013
Drive Shack Inc.	NCT	Common	33,900	0	191,000	14,000	0.82		Hist	09/30/2013
SPROTT FOCUS TRUST INC.	FUND	COM	25,106	0	181,000	6,000	0.78		Hist	09/30/2013
NUVEEN QUALITY INCOME MUNICIPAL FUND INC	NQU	COMMON	13,741	-11,813	173,000	-172,000	0.75		Hist	09/30/2013
AMERICAN STRATEGIC INCOME PORTFOLIO INC II	BSP	Common	18,986	18,986	154,000	154,000	0.66		Hist	09/30/2013
abrdn Total Dynamic Dividend Fund	AOD	COM	38,000	0	153,000	4,000	0.66		Hist	09/30/2013
Cohen & Steers Dividend Majors Fund, Inc.	DVM	Common	10,001	0	137,000	-6,000	0.59		Hist	09/30/2013
BlackRock Enhanced Equity Dividend Trust	BDJ	Common	11,507	0	87,000	-1,000	0.37		Hist	09/30/2013
SRH Total Return Fund, Inc.	BIF	Common	11,100	0	85,000	2,000	0.37		Hist	09/30/2013
BARCLAYS GLOBAL FUND ADVISOR /CA	ECH	Common	0	-4,771	0	-257,000	0.00	0.00	Hist	09/30/2013
BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND II, INC.	MYM	Common	0	-23,984	0	-305,000	0.00	0.00	Hist	09/30/2013
NUVEEN QUALITY MUNICIPAL FUND INC	NQI	Common	0	-15,001	0	-195,000	0.00	0.00	Hist	09/30/2013
Eaton Vance Enhanced Equity Income Fund	EOI	Common	0	-30,769	0	-355,000	0.00	0.00	Hist	09/30/2013
MTGE Investment Corp.	MTGE	COM	0	-14,500	0	-261,000	0.00	0.00	Hist	09/30/2013