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BAUM MARK L
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All | News | Filings
| Date Filed | Type | Description |
| 08/18/2023 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 08/15/2023 |
4
| BAUM MARK L (CEO) has filed a Form 4 on HARROW HEALTH, INC.|
Txns:
| Bought 5,800 shares
@ $17.05, valued at
$98.9k
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| 07/20/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/04/2023 |
4
| BAUM MARK L (CEO) has filed a Form 4 on HARROW HEALTH, INC.|
Txns:
| Paid exercise price by delivering 117,633 shares
@ $20.97, valued at
$2.5M
Exercised 180,000 options to buy
@ $8.99, valued at
$1.6M
Granted 762,300 restricted stock units
@ $0 |
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| 01/03/2023 |
4
| BAUM MARK L (CEO) has filed a Form 4 on HARROW HEALTH, INC.|
Txns:
| Paid exercise price by delivering 35,179 shares
@ $14.76, valued at
$519.2k
Exercised 88,000 options to buy
@ $0 |
|
| 12/23/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/21/2022 |
4
| BAUM MARK L (CEO) has filed a Form 4 on HARROW HEALTH, INC.|
Txns:
| Paid exercise price by delivering 71,406 shares
@ $8.33, valued at
$594.8k
Exercised 125,000 options to buy
@ $2.4, valued at
$300k
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| 07/23/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/27/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/27/2021 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 02/26/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 02/23/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/08/2020 |
4
| BAUM MARK L (CEO) has filed a Form 4 on HARROW HEALTH, INC.|
Txns:
| Disposed/sold 600,000 options to buy
@ $7.87, valued at
$4.7M
Granted 600,000 options to buy
@ $7.87, valued at
$4.7M
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| 03/16/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/06/2020 |
4/A
| Form 4/A - Statement of changes in beneficial ownership of securities: [Amend] |
| 01/06/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/25/2019 |
4
| BAUM MARK L (CEO) has filed a Form 4 on HARROW HEALTH, INC.|
Txns:
| Exercised (in-or-at-the-money) 156,000 shares
@ $1.79, valued at
$279.2k
Exercised (in-or-at-the-money) 156,000 options to buy
@ $1.79, valued at
$279.2k
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| 03/08/2019 |
4
| BAUM MARK L (Director) has filed a Form 4 on Eton Pharmaceuticals, Inc.|
Txns:
| Granted 12,500 options to buy
@ $7.31, valued at
$91.4k
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|
| 02/21/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/15/2018 |
4
| BAUM MARK L (Director) has filed a Form 4 on Eton Pharmaceuticals, Inc.|
Txns:
| Bought 10,000 shares
@ $6, valued at
$60k
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| 11/13/2018 |
3
| BAUM MARK L (Director) has filed a Form 3 on Eton Pharmaceuticals, Inc. |
| 01/04/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/06/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 02/03/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 01/20/2017 |
4
| BAUM MARK L (Director) has filed a Form 4 on Ideal Power Inc. |
| 12/21/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 04/26/2016 |
4
| BAUM MARK L (CEO) has filed a Form 4 on Imprimis Pharmaceuticals, Inc.|
Txns:
| Granted 1,050,000 options to buy
@ $0
Disposed/sold 1,050,000 options to buy
@ $0 |
|
| 04/05/2016 |
4
| BAUM MARK L (CEO) has filed a Form 4 on Imprimis Pharmaceuticals, Inc.|
Txns:
| Granted 180,000 options to buy
@ $3.95, valued at
$711k
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| 01/06/2016 |
4
| BAUM MARK L (Director) has filed a Form 4 on Ideal Power Inc.|
Txns:
| Granted 12,834 options to buy
@ $7.32, valued at
$93.9k
Granted 12,646 options to buy
@ $7.94, valued at
$100.4k
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| 11/17/2015 |
4
| BAUM MARK L (Director) has filed a Form 4 on Ideal Power Inc.|
Txns:
| Sold 29,063 shares
@ $7.535, valued at
$219k
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| 08/05/2015 |
4
| BAUM MARK L (CEO) has filed a Form 4 on Imprimis Pharmaceuticals, Inc.|
Txns:
| Granted 600,000 options to buy
@ $7.87, valued at
$4.7M
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| 03/24/2014 |
4/A
| BAUM MARK L (Director) has filed a Form 4 on Ideal Power Inc.|
Txns:
| Granted 10,861 shares
@ $5, valued at
$54.3k
Granted 17,042 options to buy
@ $5.49, valued at
$93.6k
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| 02/11/2014 |
4
| BAUM MARK L (CEO) has filed a Form 4 on Imprimis Pharmaceuticals, Inc.|
Txns:
| Granted 15,400 options to buy
@ $7.71, valued at
$118.7k
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| 01/07/2014 |
4
| BAUM MARK L (Director) has filed a Form 4 on Ideal Power Inc.|
Txns:
| Granted 10,861 shares
@ $5, valued at
$54.3k
Granted 12,742 options to buy
@ $5.49, valued at
$70k
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