News + Filings Transactions Holdings
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BAUM MARK L
| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 08/14/2023 | HARROW HEALTH, INC. | IMMY | Purchase | Common Stock | 5.8k | $17.05 | $98.9k | | 08/14/2023 |
| 04/03/2023 | HARROW HEALTH, INC. | IMMY | Payment of Exercise | | 117.6k | $20.97 | $2.5M | | 04/03/2023 |
| 04/03/2023 | HARROW HEALTH, INC. | IMMY | Exercise | Stock Option (Right to Buy) | 180k | $8.99 | $1.6M | | 04/03/2023 |
| 04/03/2023 | HARROW HEALTH, INC. | IMMY | Grant | Restricted Stock Unit | 762.3k | $0.00 | $0 | | 04/03/2023 |
| 01/02/2023 | HARROW HEALTH, INC. | IMMY | Exercise | | 88k | $0.00 | $0 | | 01/02/2023 |
| 01/02/2023 | HARROW HEALTH, INC. | IMMY | Payment of Exercise | | 35.2k | $14.76 | $519.2k | | 01/02/2023 |
| 01/20/2022 | HARROW HEALTH, INC. | IMMY | Payment of Exercise | | 71.4k | $8.33 | $594.8k | | 01/20/2022 |
| 01/20/2022 | HARROW HEALTH, INC. | IMMY | Exercise | | 125k | $2.40 | $300k | | 01/20/2022 |
| 07/23/2021 | HARROW HEALTH, INC. | IMMY | Grant | Restricted Stock Unit | 762.3k | $0.00 | $0 | | 07/23/2021 |
| 02/25/2021 | HARROW HEALTH, INC. | IMMY | Exercise | | 200k | $0.00 | $0 | | 02/25/2021 |
| 02/19/2021 | HARROW HEALTH, INC. | IMMY | Grant | Restricted Stock Unit | 150k | $0.00 | $0 | | 02/19/2021 |
| 06/04/2020 | HARROW HEALTH, INC. | IMMY | Grant | Employee Stock Option - Right to Buy | 600k | $7.87 | $4.7M | | 06/04/2020 |
| 06/04/2020 | HARROW HEALTH, INC. | IMMY | Disposition | Employee Stock Option - Right to Buy | 600k | $7.87 | $4.7M | | 06/04/2020 |
| 03/12/2020 | Eton Pharmaceuticals, Inc. | ETON | Grant | Stock Option (Right to buy) | 27.4k | $3.58 | $98.1k | | 03/12/2020 |
| 01/02/2020 | HARROW HEALTH, INC. | IMMY | Grant | Option - Right to Buy | 217.5k | $7.30 | $1.6M | | 01/02/2020 |
| 01/02/2020 | HARROW HEALTH, INC. | IMMY | Grant | Restricted Stock Unit | 88k | $0.00 | $0 | | 01/02/2020 |
| 01/02/2020 | HARROW HEALTH, INC. | IMMY | Grant | Option - Right to Buy | 217.5k | $7.30 | $1.6M | | 01/02/2020 |
| 01/02/2020 | HARROW HEALTH, INC. | IMMY | Grant | Restricted Stock Unit | 88k | $0.00 | $0 | | 01/02/2020 |
| 11/22/2019 | HARROW HEALTH, INC. | IMMY | Exercise (in-the-money or at-the-money) | Common Stock | 156k | $1.79 | $279.2k | See Footnote | 11/22/2019 |
| 11/22/2019 | HARROW HEALTH, INC. | IMMY | Exercise (in-the-money or at-the-money) | | 156k | $1.79 | $279.2k | | 11/22/2019 |
| 02/20/2019 | Eton Pharmaceuticals, Inc. | ETON | Grant | Stock option (right to buy) | 12.5k | $7.31 | $91.4k | | 02/20/2019 |
| 02/19/2019 | HARROW HEALTH, INC. | IMMY | Grant | Option - Right to Buy | 150k | $6.30 | $945k | | 02/19/2019 |
| 11/15/2018 | Eton Pharmaceuticals, Inc. | ETON | Purchase | Common Stock | 10k | $6.00 | $60k | by Trust | 11/15/2018 |
| 01/02/2018 | HARROW HEALTH, INC. | IMMY | Grant | Option - Right to Buy | 150k | $1.73 | $259.5k | | 01/02/2018 |
| 03/03/2017 | Ideal Power Inc. | IPWR | Purchase | Common Stock Warrants | 7.8k | $2.41 | $18.8k | See Footnote | 03/03/2017 |
| 03/03/2017 | Ideal Power Inc. | IPWR | Purchase | Common Stock | 7.8k | $2.54 | $19.8k | See Footnote | 03/03/2017 |
| 01/03/2017 | Ideal Power Inc. | IPWR | Grant | | 27.9k | $3.15 | $87.8k | | 01/03/2017 |
| 01/04/2016 | Ideal Power Inc. | IPWR | Grant | | 12.6k | $7.94 | $100.4k | | 01/02/2015 |
| 11/13/2015 | Ideal Power Inc. | IPWR | Sale | Common Stock | 29.1k | $7.54 | $219k | | 11/13/2015 |
| 07/31/2015 | HARROW HEALTH, INC. | IMMY | Grant | Employee Stock Option - Right to Buy | 600k | $7.87 | $4.7M | | 07/31/2015 |
| 01/02/2015 | Ideal Power Inc. | IPWR | Grant | | 12.8k | $7.32 | $93.9k | | 01/02/2015 |
| 02/10/2014 | HARROW HEALTH, INC. | IMMY | Grant | Option - Right to Buy | 15.4k | $7.71 | $118.7k | | 02/10/2014 |
| 01/03/2014 | Ideal Power Inc. | IPWR | Grant | Common Stock | 10.9k | $5.00 | $54.3k | | 01/02/2014 |
| 01/03/2014 | Ideal Power Inc. | IPWR | Grant | Common Stock | 10.9k | $5.00 | $54.3k | | 01/02/2014 |
| 01/02/2014 | Ideal Power Inc. | IPWR | Grant | | 12.7k | $5.49 | $70k | | 01/02/2014 |
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