News + Filings Transactions
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OATES JAMES M
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Create: Alert |
All | News | Filings
Date Filed | Type | Description |
06/03/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
05/28/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
02/24/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
01/14/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
11/10/2020 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP
Txns:
| Sold 9,000 shares
@ $68.14, valued at
$613.3k
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06/09/2020 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP
Txns:
| Exercised 1,900 options to buy
@ $0 |
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06/02/2020 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP
Txns:
| Granted 2,096 options to buy
@ $0 |
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02/13/2020 |
5
| Form 5 - Annual statement of changes in beneficial ownership of securities: |
01/06/2020 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP
Txns:
| Exercised 4,076 options to buy
@ $0 |
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12/23/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
06/07/2019 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP
Txns:
| Granted 1,900 options to buy
@ $0 Exercised 1,900 options to buy
@ $0 |
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05/10/2019 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP
Txns:
| Sold 20,000 shares
@ $58.61, valued at
$1.2M
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01/04/2019 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP
Txns:
| Exercised 4,179 options to buy
@ $0 |
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09/27/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
08/07/2018 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP
Txns:
| Disposed of 1,900 options to buy
@ $0 |
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06/08/2018 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP
Txns:
| Granted 1,900 options to buy
@ $0 Exercised 1,900 options to buy
@ $0 |
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04/13/2018 |
4
| OATES JAMES M (Director) has filed a Form 4 on Virtus Global Multi-Sector Income Fund
Txns:
| Sold 1,586 shares
@ $16.81, valued at
$26.7k
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04/13/2018 |
4
| OATES JAMES M (Director) has filed a Form 4 on Virtus Total Return Fund Inc.
Txns:
| Sold 5,630 shares
@ $12.0605, valued at
$67.9k
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02/13/2018 |
5
| OATES JAMES M (Director) has filed a Form 5 on STIFEL FINANCIAL CORP |
01/03/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
11/14/2017 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP
Txns:
| Sold 1,768 shares
@ $52.27, valued at
$92.4k
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08/02/2017 |
4
| OATES JAMES M (Director) has filed a Form 4 on Duff & Phelps Select Energy MLP Fund Inc.
Txns:
| Sold 2,000 shares
@ $7.22, valued at
$14.4k
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06/09/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
01/11/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
01/04/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
12/05/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
11/23/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
08/03/2016 |
3
| OATES JAMES M (Director) has filed a Form 3 on ZWEIG TOTAL RETURN FUND INC |
08/03/2016 |
3
| OATES JAMES M (Director) has filed a Form 3 on ZWEIG FUND INC /MD/ |
06/17/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
06/07/2016 |
4
| OATES JAMES M (Director) has filed a Form 4 on Duff & Phelps Select Energy MLP Fund Inc. |
05/17/2016 |
4
| OATES JAMES M (Director) has filed a Form 4 on Duff & Phelps Select Energy MLP Fund Inc.
Txns:
| Bought 8,616 shares
@ $7.259, valued at
$62.5k
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01/26/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
12/07/2015 |
4
| OATES JAMES M (Director) has filed a Form 4 on Duff & Phelps Select Energy MLP Fund Inc.
Txns:
| Bought 2,000 shares
@ $6.28, valued at
$12.6k
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