| Date Filed | Type | Description |
| 06/03/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 05/28/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 02/24/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/14/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/10/2020 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP|
Txns:
| Sold 9,000 shares
@ $68.14, valued at
$613.3k
|
|
| 06/09/2020 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP|
Txns:
| Exercised 1,900 options to buy
@ $0 |
|
| 06/02/2020 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP|
Txns:
| Granted 2,096 options to buy
@ $0 |
|
| 02/13/2020 |
5
| Form 5 - Annual statement of changes in beneficial ownership of securities: |
| 01/06/2020 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP|
Txns:
| Exercised 4,076 options to buy
@ $0 |
|
| 12/23/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/07/2019 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP|
Txns:
| Granted 1,900 options to buy
@ $0
Exercised 1,900 options to buy
@ $0 |
|
| 05/10/2019 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP|
Txns:
| Sold 20,000 shares
@ $58.61, valued at
$1.2M
|
|
| 01/04/2019 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP|
Txns:
| Exercised 4,179 options to buy
@ $0 |
|
| 09/27/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/07/2018 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP|
Txns:
| Disposed of 1,900 options to buy
@ $0 |
|
| 06/08/2018 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP|
Txns:
| Granted 1,900 options to buy
@ $0
Exercised 1,900 options to buy
@ $0 |
|
| 04/13/2018 |
4
| OATES JAMES M (Director) has filed a Form 4 on Virtus Global Multi-Sector Income Fund|
Txns:
| Sold 1,586 shares
@ $16.81, valued at
$26.7k
|
|
| 04/13/2018 |
4
| OATES JAMES M (Director) has filed a Form 4 on Virtus Total Return Fund Inc.|
Txns:
| Sold 5,630 shares
@ $12.0605, valued at
$67.9k
|
|
| 02/13/2018 |
5
| OATES JAMES M (Director) has filed a Form 5 on STIFEL FINANCIAL CORP |
| 01/03/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/14/2017 |
4
| OATES JAMES M (Director) has filed a Form 4 on STIFEL FINANCIAL CORP|
Txns:
| Sold 1,768 shares
@ $52.27, valued at
$92.4k
|
|
| 08/02/2017 |
4
| OATES JAMES M (Director) has filed a Form 4 on Duff & Phelps Select Energy MLP Fund Inc.|
Txns:
| Sold 2,000 shares
@ $7.22, valued at
$14.4k
|
|
| 06/09/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 01/11/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 01/04/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 12/05/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 11/23/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 08/03/2016 |
3
| OATES JAMES M (Director) has filed a Form 3 on ZWEIG TOTAL RETURN FUND INC |
| 08/03/2016 |
3
| OATES JAMES M (Director) has filed a Form 3 on ZWEIG FUND INC /MD/ |
| 06/17/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 06/07/2016 |
4
| OATES JAMES M (Director) has filed a Form 4 on Duff & Phelps Select Energy MLP Fund Inc. |
| 05/17/2016 |
4
| OATES JAMES M (Director) has filed a Form 4 on Duff & Phelps Select Energy MLP Fund Inc.|
Txns:
| Bought 8,616 shares
@ $7.259, valued at
$62.5k
|
|
| 01/26/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 12/07/2015 |
4
| OATES JAMES M (Director) has filed a Form 4 on Duff & Phelps Select Energy MLP Fund Inc.|
Txns:
| Bought 2,000 shares
@ $6.28, valued at
$12.6k
|
|
|