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TD AMERITRADE HOLDING CORP (AMTD)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 10/06/2020 |
8-K
| Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Notice of Delisting or Failur...|
Docs:
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"Amended and Restated Certificate of Incorporation of TD Ameritrade Holding Corporation",
"Amended and Restated Bylaws of TD Ameritrade Holding Corporation",
"Sixth Supplemental Indenture, dated as of October 6, by and among TD Ameritrade Holding Corporation and U.S. Bank National Association, as trustee",
"Consent, Agreement and Joinder to the Amended and Restated IDA Agreement, by and among Charles Schwab & Co., Inc., TD Ameritrade, Inc., TD Ameritrade Clearing, Inc. and TD Ameritrade Trust Company",
"Schwab Completes Acquisition of TD Ameritrade Creates company with approximately $6 trillion in client assets across 28 million brokerage accounts Enhances company’ s position as a leading provider of services and solutions to investors and independent advisors SAN FRANCISCO, October 6, 2020 — The Charles Schwab Corporation today announced that it has completed its acquisition of TD Ameritrade Holding Corporation . The combination will create a company with enhanced scale, an even better portfolio of world-class services and solutions, and a talented team united by an unwavering commitment to clients and a shared heritage of innovation. Schwab President and CEO Walt Bettinger said, “This is a historic moment that brings together two leading companies with proud and successful histories of ..." |
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| 09/30/2020 |
8-K
| Other Events, Financial Statements and Exhibits Interactive Data |
| 08/03/2020 |
8-K
| Quarterly results |
| 07/21/2020 |
8-K
| Quarterly results |
| 06/04/2020 |
8-K
| Submission of Matters to a Vote of Security Holders, Other Events, Financial Statements and Exhibits Interac...|
Docs:
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"TD Ameritrade Announces Shareholder Approval of Merger with Charles Schwab and Closing of DOJ Investigation of Merger OMAHA, Neb., June 4, 2020--TD Ameritrade Holding Corporation announced that its shareholders have voted to approve and adopt its merger agreement with The Charles Schwab Corporation , a leading provider of financial services offering a full range of wealth management, securities brokerage, banking, asset management, custody and financial advisory services to individual investors and independent investment advisors. During a virtual special meeting of shareholders held today, TD Ameritrade shareholders overwhelmingly approved the merger agreement, with more than 99 percent of the votes cast being voted in favor of the proposal. “We are pleased that our shareholders are suppo..." |
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| 06/04/2020 |
8-K
| Other Events Interactive Data |
| 05/27/2020 |
8-K
| Other Events, Financial Statements and Exhibits Interactive Data|
Docs:
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"TD Ameritrade Holding Corporation 200 South 108th Avenue Omaha, Nebraska 68154 SUPPLEMENT TO THE JOINT PROXY STATEMENT/PROSPECTUS FOR THE SPECIAL MEETING OF STOCKHOLDERS TO BE HELD JUNE 4, 2020 May 27, 2020 These definitive additional materials amend and supplement the definitive joint proxy statement/prospectus dated May 4, 2020, which is referred to in this supplement as the definitive joint proxy statement/prospectus, initially mailed to stockholders on or about May 6, 2020, by TD Ameritrade Holding Corporation, a Delaware corporation, which is referred to in this supplement as TD Ameritrade, for the special meeting of stockholders of TD Ameritrade to be held exclusively online via live audio webcast on June 4, 2020, at 2:00 p.m., Eastern time, which is referred to in this supplement as..." |
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| 05/22/2020 |
8-K
| Other Events, Financial Statements and Exhibits Interactive Data|
Docs:
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"TD Ameritrade Holding Corporation 200 South 108th Avenue Omaha, Nebraska 68154 SUPPLEMENT TO THE JOINT PROXY STATEMENT/PROSPECTUS FOR THE SPECIAL MEETING OF STOCKHOLDERS TO BE HELD JUNE 4, 2020 May 22, 2020 These definitive additional materials amend and supplement the definitive joint proxy statement/prospectus dated May 4, 2020, which is referred to in this supplement as the definitive joint proxy statement/prospectus, initially mailed to stockholders on or about May 6, 2020, by TD Ameritrade Holding Corporation, a Delaware corporation, which is referred to in this supplement as TD Ameritrade, for the special meeting of stockholders of TD Ameritrade to be held exclusively online via live audio webcast on June 4, 2020, at 2:00 p.m., Eastern time, which is referred to in this supplement as..." |
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| 05/15/2020 |
8-K
| Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits Interactive Data |
| 04/24/2020 |
8-K
| Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...|
Docs:
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"First Amendment, to Credit Agreement, among TD Ameritrade Clearing, Inc., the lenders parties thereto and Wells Fargo Bank, National Association, as administrative agent",
"First Amendment, to Credit Agreement, among TD Ameritrade Clearing, Inc., the lenders parties thereto and Wells Fargo Bank, National Association, as administrative agent" |
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| 04/22/2020 |
8-K
| Quarterly results |
| 02/10/2020 |
8-K
| Quarterly results |
| 01/29/2020 |
8-K
| Other Events Interactive Data |
| 01/21/2020 |
8-K
| Quarterly results |
| 11/27/2019 |
8-K
| Quarterly results |
| 11/25/2019 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 10/21/2019 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits Interactive Data |
| 08/16/2019 |
8-K
| Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...|
Docs:
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"Underwriting Agreement, among TD Ameritrade Holding Corporation, J.P. Morgan Securities LLC, U.S. Bancorp Investments, Inc. and Wells Fargo Securities, LLC, as representatives of the several underwriters named therein",
"Fifth Supplemental Indenture, between TD Ameritrade Holding Corporation and U.S. Bank National Association, as trustee",
"Opinion of Wachtell, Lipton, Rosen & Katz" |
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| 07/22/2019 |
8-K
| Quarterly results |
| 05/20/2019 |
8-K
| Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Creation of a Direct Financial Ob...|
Docs:
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"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : May 20, 2019 TD Ameritrade Holding Corporation Delaware 1-35509 82-0543156 200 South 108th Avenue Omaha, Nebraska 68154 Registrant's telephone number, including area code: 669-3900 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pre-commencement ...",
"Credit Agreement, among TD Ameritrade Clearing, Inc., the lenders parties thereto, Wells Fargo Securities, LLC, Barclays Bank PLC, Citibank, N.A., JPMorgan Chase Bank, N.A., U.S. Bank National Association, TD Securities (USA) LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Senior Funding, Inc., as joint bookrunners and joint lead arrangers, and Wells Fargo Bank, National Association, as administrative agent",
"TD Ameritrade Holding Corporation Amended and Restated Management Incentive Plan" |
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| 04/23/2019 |
8-K
| Quarterly results |
| 02/19/2019 |
8-K
| Quarterly results |
| 01/22/2019 |
8-K
| Quarterly results |
| 11/21/2018 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 11/01/2018 |
8-K
| Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...|
Docs:
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"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : November 1, 2018 TD Ameritrade Holding Corporation Delaware 1-35509 82-0543156 200 South 108th Avenue Omaha, Nebraska 68154 Registrant's telephone number, including area code: 669-3900 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pre-commencem...",
"Underwriting Agreement, among TD Ameritrade Holding Corporation, Barclays Capital Inc., Citigroup Global Markets Inc. and TD Securities (USA) LLC, as representatives of the several underwriters named therein",
"Fourth Supplemental Indenture, between TD Ameritrade Holding Corporation and U.S. Bank National Association, as trustee",
"Opinion of Wachtell, Lipton, Rosen & Katz",
"TD Ameritrade Announces Pricing of $400 Million Senior Notes and $600 Million Senior Floating Rate Notes Offering" |
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| 10/22/2018 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits |
| 07/23/2018 |
8-K
| Quarterly results |
| 05/21/2018 |
8-K
| Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...|
Docs:
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"UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : May 17, 2018 TD Ameritrade Holding Corporation Delaware 1-35509 82-0543156 200 South 108th Avenue Omaha, Nebraska 68154 Registrant's telephone number, including area code: 331-7856 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pre-commencement ...",
"Credit Agreement, among TD Ameritrade Clearing, Inc., the lenders parties thereto, Wells Fargo Securities, LLC, Barclays Bank PLC, Citibank, N.A., JPMorgan Chase Bank, N.A., U.S. Bank National Association and TD Securities (USA) LLC, as joint bookrunners and joint lead arrangers, and Wells Fargo Bank, National Association, as administrative agent",
"First Amendment, to Credit Agreement, among TD Ameritrade Clearing, Inc., the lenders party thereto, U.S. Bank National Association, as syndication agent, Barclays Bank PLC, TD Securities (USA) LLC, Wells Fargo Securities, LLC, and Industrial and Commercial Bank of China Ltd., New York Branch, as co-documentation agents and JPMorgan Chase Bank, N.A., as administrative agent" |
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| 04/23/2018 |
8-K
| Quarterly results |
| 02/23/2018 |
8-K
| Submission of Matters to a Vote of Security Holders |
| 02/20/2018 |
8-K
| Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...|
Docs:
|
"Credit Agreement, among TD Ameritrade Holding Corporation, the lenders party thereto, Wells Fargo Securities, LLC and Barclays Bank PLC, as joint bookrunners and joint lead arrangers, and Wells Fargo Bank, National Association, as administrative agent",
"Credit Agreement, among TD Ameritrade Holding Corporation, the lenders party thereto, Wells Fargo Securities, LLC and Barclays Bank PLC, as joint bookrunners and joint lead arrangers, and Wells Fargo Bank, National Association, as administrative agent" |
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| 01/22/2018 |
8-K
| Quarterly results |
| 12/14/2017 |
8-K
| Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits |
| 11/22/2017 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
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